Report of Foreign Issuer (6-k)
16 9월 2016 - 7:03PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16 UNDER
THE SECURITIES EXCHANGE ACT OF 1934
For the month of September 2016
Commission File Number: 001-53087
IAO KUN GROUP HOLDING COMPANY LIMITED
(Translation of registrant’s name
into English)
Alameda Dr. Carlos D’ Assumpcao No:
181-187
Centro Comercial do Grupo
Brilhantismo, 12 Andar T Macau
(Address of Principal Executive Office)
Indicate by check mark whether the registrant files or will
file annual reports under cover of Form 20-F or Form 40-F.
Form
20-F
x
Form 40-F
¨
Indicate by check mark if the
registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
¨
Indicate by check mark if the
registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
¨
Indicate by check mark whether the registrant by furnishing
the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b)
under the Securities Exchange Act of 1934.
Yes
¨
No
x
If “Yes” is marked, indicate below the file number
assigned to the registrant in connection with Rule 12g3-2(b): 82-_______________.
Notice of Delisting or Failure to Satisfy a Continued Listing
Rule or Standard; Transfer of Listing.
On September 13, 2016,
Iao Kun Group Holding Company Limited (the “Company”), a holding company which operates through its subsidiaries and
related promotion entities that act as VIP room gaming promoters and a collaborator, received a written notice (the “Notice”)
from the Listing Qualifications department of The Nasdaq Stock Market (“Nasdaq”) indicating that the Company is not
in compliance with the minimum bid price requirement of $1.00 per share set forth in Nasdaq Listing Rule 5450(a)(1).
The Nasdaq Listing Rules
require listed securities to maintain a minimum bid price of $1.00 per share and, based upon the closing bid price for the 30 consecutive
business days ended September 12, 2016, the Company did not meet this requirement. The Company has been provided a 180 day period
in which to regain compliance. If at any time during this period the closing bid price of the Company’s common stock is at
least $1.00 for a minimum of ten consecutive business days, the Company will receive a written confirmation of compliance from
Nasdaq and the matter will be closed.
In addition, following
the initial 180 day period, the Company may be eligible for an additional 180 day period to regain compliance, subject to the Company
effecting a reverse stock split during the second 180 day compliance period if necessary to cure the deficiency.
At present, the Company
will work to regain compliance during the initial 180 day compliance period and will actively monitor its performance with respect
to the listing standards.
On September 15, 2016,
the Company issued a press release which is attached hereto as Exhibit 99.1.
Financial Statements and Exhibits.
Exhibit No.
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Description
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99.1
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Press Release dated September 15, 2016
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SIGNATURE
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
Dated: September 15, 2016
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IAO KUN GROUP HOLDING COMPANY LIMITED
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By:
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/s/ Yip Cheuk Fai
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Name: Yip Cheuk Fai
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Title: Chief Financial Officer
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LiNiu Technology (CE) (USOTC:LINUF)
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LiNiu Technology (CE) (USOTC:LINUF)
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부터 5월(5) 2023 으로 5월(5) 2024