SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

SCHEDULE 13D
[Rule 13d-101]

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO §240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO
§ 240.13d-2(a)

(Amendment No. 4)*


hhgregg, Inc.

 (Name of Issuer)

Common Stock, par value $0.0001 per share

 (Title of Class of Securities)


42833L108

 (CUSIP Number)

Jerry W. Throgmartin
Executive Chairman
hhgregg, Inc.
4151 East 96th Street
Indianapolis, Indiana 46240
(317) 848-8710

 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

October 8, 2010

 (Date of Event which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box   o .

Note :  Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits.  See §240.13d-7 for other parties to whom copies are to be sent.

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 

 

SCHEDULE 13D
CUSIP No. 42833L108
   
 
1
NAMES OF REPORTING PERSONS
JERRY W. THROGMARTIN
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP ( SEE INSTRUCTIONS )          (a) o
(b) x
3
SEC USE ONLY
4
SOURCE OF FUNDS (SEE INSTRUCTIONS)
PF
5
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)        o
6
CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
NUMBER OF
SHARES
7
SOLE VOTING POWER
2,685,635
BENEFICIALLY
OWNED BY
8
SHARED VOTING POWER
 0
EACH
REPORTING
9
SOLE DISPOSITIVE POWER
2,685,635
PERSON
WITH
10
SHARED DISPOSITIVE POWER
 0
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,685,635
12
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ( SEE INSTRUCTIONS )        o
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
6.8% 1  
14
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
 
(1) The aggregate percentage of shares of Common Stock reported as owned by Mr. Throgmartin herein is based upon 39,413,457 outstanding shares of Common Stock as of July 30, 2010, as reported in hhgregg's Quarterly Report on Form 10-Q for the quarter ended June 30, 2010, plus 133,334 shares of Common Stock (which is the number of shares of Common Stock underlying the options held by Mr. Throgmartin which are exercisable within 60 days of October 8, 2010).

 
 

 
 
 
This Amendment No. 4 amends and supplements the Statement on Schedule 13D (the “Schedule 13D”) originally filed with the Securities and Exchange Commission on March 14, 2008 (the “Original Schedule 13D”) by Jerry W. Throgmartin with respect to the Common Stock, $.0001 per share (the “Common Stock”) of hhgregg, Inc., a Delaware corporation (“hhgregg” or the “Company”), as amended by Amendment No. 1 to the Schedule 13D filed on February 2, 2009, Amendment No. 2 to Schedule 13D filed on December 2, 2009 and Amendment No. 3 to Schedule 13D filed on June 7, 2010. Unless otherwise indicated, each capitalized term used but not defined herein shall have the meaning assigned to such term in the Schedule 13D.  From and after the date hereof, all references in the Schedule 13D to the Schedule 13D or terms of similar import shall be deemed to refer to the Schedule 13D as amended and supplemented.

Item 4 is hereby amended in its entirety as follows:

ITEM 4.                      Purpose of Transaction .

Mr. Throgmartin holds shares of Common Stock directly as a personal investment.

On September 1, 2009, 272,423 shares of Common Stock previously held by the Jerry W. Throgmartin 2008 Grantor Retained Annuity Trust (the “Trust”) were distributed to Mr. Throgmartin as an annuity payment pursuant to the terms of the Trust.

On October 8, 2010, 211,739 shares of Common Stock were distributed to Mr. Throgmartin from the Trust as a final annuity payment pursuant to the terms of the Trust, and the Trust was terminated.  In connection with such termination, 466,781 shares previously held by the Trust were distributed as a gift to the beneficiaries of the Trust.  Mr. Throgmartin no longer has beneficial ownership of the gifted shares.  Presently, all shares of Common Stock held by Mr. Throgmartin are held directly.

Mr. Throgmartin may determine from time to time in the future, based on market and general economic conditions, the business affairs and financial conditions of the Company, the availability of securities at favorable prices and alternative investment opportunities available to him, and other factors that he may deem relevant, to acquire additional securities of the Company in the open market, in privately negotiated transactions or otherwise, or to sell some or all of the securities he now holds or hereafter acquires as set forth above or otherwise.

Except as described in this Item 4, Mr. Throgmartin has no present plans or proposals which relate or would result in: (a) the acquisition by Mr. Throgmartin of additional securities of the Company, or the disposition of securities of the Company, (b) an extraordinary corporate transaction such as a merger, reorganization or liquidation, involving the Company or any of its subsidiaries, (c) a sale or transfer of a material amount of assets of the Company or any of its subsidiaries, (d) any change in the present board of directors or management of the Company, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the board, (e) any material change to the present capitalization or dividend policy of the Company, (f) any other material change in the Company’s business or corporate structure, (g) changes in the Company’s charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the Company by any person, (h) causing a class of securities of the Company to be delisted from a national securities exchange or to cease to be authorized to be quoted on an inter-dealer quotation system of a registered national securities association, (i) a class of equity securities of the Company becoming eligible for termination of registration pursuant to Section 12(g)(4) of the Securities Exchange Act of 1934, as amended, or (j) any actions similar to any of those enumerated above.

Item 5 is hereby amended in its entirety as follows:

ITEM 5.                        Interests in Securities of the Issuer .

The aggregate percentage of shares of Common Stock reported as owned by Mr. Throgmartin herein is based upon 39,413,457   outstanding shares of Common Stock of hhgregg as of July 30, 2010, as reported in hhgregg’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2010, plus 133,334 shares of Common Stock (which is the number of shares of Common Stock underlying the options held by Mr. Throgmartin which are exercisable within 60 days of October 8, 2010).

Mr. Throgmartin is the holder of record of 2,552,301 shares of Common Stock.  Mr. Throgmartin is also the holder of 133,334 options, each to purchase one share of Common Stock, which are exercisable within 60 days of October 8, 2010.  Mr. Throgmartin has sole voting and dispositive power over these shares.

The 2,685,635 shares of Common Stock in the aggregate either held of record or beneficially owned by Mr. Throgmartin represent approximately 6.8% of hhgregg’s outstanding Common Stock.

Except as described in Item 4 above, during the 60 days preceding the date of this filing, Mr. Throgmartin did not effect a transaction in the Common Stock.



 
 

 

SIGNATURES

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date:           October 20, 2010
 
  JERRY W. THROGMARTIN
   
  By:              /s/ Jerry W. Throgmartin                   
 

 


 





HHGREGG (CE) (USOTC:HGGGQ)
과거 데이터 주식 차트
부터 6월(6) 2024 으로 7월(7) 2024 HHGREGG (CE) 차트를 더 보려면 여기를 클릭.
HHGREGG (CE) (USOTC:HGGGQ)
과거 데이터 주식 차트
부터 7월(7) 2023 으로 7월(7) 2024 HHGREGG (CE) 차트를 더 보려면 여기를 클릭.