- Amended Statement of Beneficial Ownership (3/A)
24 6월 2009 - 3:43AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0104
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February 28, 2011
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Aguilar Jeremy
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2. Date of Event Requiring Statement (MM/DD/YYYY)
3/17/2009
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3. Issuer Name
and
Ticker or Trading Symbol
hhgregg, Inc. [HGG]
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(Last)
(First)
(Middle)
4151 E. 96TH STREET
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
___
X
___ Officer (give title below)
_____ Other (specify below)
Interim CFO /
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(Street)
INDIANAPOLIS, IN 46240
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
3/18/2009
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock, par value $.0001 per share
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3000
(1)
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Option to Purchase Common Stock
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(2)
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8/30/2012
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Common Stock
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9000
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$5
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D
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Option to Purchase Common Stock
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(2)
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8/30/2012
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Common Stock
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4500
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$7.5
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D
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Option to Purchase Common Stock
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(2)
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8/30/2012
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Common Stock
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4500
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$10
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D
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Option to Purchase Common Stock
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(3)
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9/8/2013
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Common Stock
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10000
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$5.85
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D
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Option to Purchase Common Stock
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(4)
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2/8/2014
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Common Stock
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54000
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$7.5
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D
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Option to Purchase Common Stock
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(5)
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7/9/2014
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Common Stock
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12000
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$13
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D
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Option to Purchase Common Stock
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(6)
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6/10/2015
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Common Stock
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10000
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$12.25
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D
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Explanation of Responses:
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(
1)
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These shares were inadvertently omitted from the reporting person's original Form 3.
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(
2)
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1/3 of the options became exercisable on 8/30/2006, 1/3 became exercisable on 8/30/2007, and 1/3 of the options became exercisable on 8/30/2008.
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(
3)
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1/3 of the options became exercisable on 9/8/2007, 1/3 became exercisable on 9/8/2008, and 1/3 of the options will become exercisable on 9/8/2009.
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(
4)
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The original grant was for 72,000 options on 2/8/2007, 1/3 of the options became exercisable on 2/8/2008, 1/3 became exercisable on 2/8/2009, and 1/3 of the options will become exercisable on 2/8/2010.
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(
5)
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1/3 of the options became exercisable on 7/19/2008, 1/3 will become exercisable on 7/19/2008, and 1/3 of the options will become exercisable on 7/19/20010.
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(
6)
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1/3 of the options will become exercisable on 6/10/2009, 1/3 will become exercisable on 6/10/2010, and 1/3 of the options will become exercisable on 6/10/2011.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Aguilar Jeremy
4151 E. 96TH STREET
INDIANAPOLIS, IN 46240
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Interim CFO
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Signatures
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Jeremy Aguilar
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6/23/2009
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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HHGREGG (CE) (USOTC:HGGGQ)
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HHGREGG (CE) (USOTC:HGGGQ)
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부터 7월(7) 2023 으로 7월(7) 2024
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