Amended Statement of Beneficial Ownership (sc 13d/a)
05 6월 2013 - 11:19PM
Edgar (US Regulatory)
United States
Securities and Exchange Commission
Washington DC 20549
Schedule 13D
Amendment No.1
Under the Securities and Exchange Act of 1934
First Time Design, Ltd.
(Name of Issuer)
Common Stock (No Par Value)
Title of Class of Securities
33766M106 (CUSIP Number)
Thomas G. Berlin
Berlin Financial,Ltd.
1325 Carnegie Ave, Cleveland,OH 44115
(216) 479.0400
Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications)
December 10, 2012
(Date of Event Which Requires Filing of this Statement)
If this filing person has previously filed a statement on Schedule 13G to
report this acquisition which is the subject of this Schedule 13D, and is
filing this schedule because of Rule 13d-1(b) (3) or (4), check the
following box / /.
Note: Six copies of this statement, including all exhibits should be
filed with the Commission. See Rule 13d-1 (a) for other parties to
whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject to the
subject class of securities, and for any subsequent amendment containing
information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities
Exchange Act of 1934 ("Act") or otherwise subject to the liabilities
of that Section of the Act, but shall be subject to all other provisions
of the Act (however see the Notes).
1 Name of Reporting Person Thomas G. Berlin
2 If a member group a) / /
b) /X/
3 SEC Use only
4 Source of Funds AF
5 Check if Disclosure
6 Citizenship USA
Number of Shares 7 Sole Voting 198,573
Beneficially
Owned By Each 8 Shared Voting 30,155
Reporting Person
With 9 Sole Dispositive 198,573
10 Shared Dispositive 30,155
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11 Aggregate Amount Beneficially owned 228,728
12 Check if Aggregate Amount (11) Excludes Certain Shares
13 Percent of Class Represented by amount in row (11) 14%
14 Type of Reporting Person IA, IN
Item 1. Security and Issuer
CUSIP 33766M106
First Time Design,Ltd
2350 S.170th Street
New Berlin, WI 53151-2702
Phone: 262-364-5200
Item 2. Identity and Background.
(a) The name of the Reporting Person is Thomas G. Berlin.
(b) The Reporting Person's address is Berlin Financial, Ltd.,
1325 Carnegie Ave, Cleveland, OH 44115
(c) The Reporting Person's occupation is managing member;investment
advisor;Berlin Financial,Ltd., 1325 Carnegie Ave, Cleveland, OH 44115.
(d) None
(e) None
(f) United States of America
Item 3. Source and Amount of Funds or Other Consideration.
The Privately Managed Shares were purchased using funds of each
respective account holder. The Reporting Person is the managing
member of the investment adviser who manages the Privately Managed
Accounts.
Item 4. Purpose of Transaction.
The Reporting Person purchased and sold certain shares (the
"Privately Managed Shares") in his capacity as the managing member
of the Privately Managed Accounts. In addition, th Reporting Person
purchased and sold certain Shares for his own account
(the "T. Berlin Shares"). During the time period from
February 13, 2007 through December 10,2012,the Reporting Person held
the investment in the Companys Common Stock for investment purposes
only.
However, at this time, the Reporting Person believes that the stock
of the Company is undervalued and intends to partner with management
in order to begin to explore strategic options of the Company.The
Reporting Person has no specific plans at this point with respect
to the purchase or sale of any shares of the Companys Common Stock,
however, the Reporting Person may purchase additional shares of, or
dispose of some or all of the shares of Common Stock.
Item 5. Interest in Securities of the Issuer
(a) The aggregate amount owned by the Reporting Person,including the
Privately Managed Shares and the T. Berlin Shares, is 228,728 shares
or 14% of the outstanding shares.
(b)
Shares Percentage
Sole Voting Power 198,573 12.16%
Shared Voting Power 30,155 1.84%
Sole Dispositive Power 198,573 12.16%
Shared Dispositive Power 30,155 1.84%
The Reporting Person shares voting and dispositive power with clients in
the following amounts:
Privately Managed Accounts, 30,155 shares.
The Reporting Person has sole voting and dispositive power with respect
to 198,573 shares, which are held for the Reporting Person's own account.
The address of the Privately Managed Accounts is c/o the Reporting Person.
There are no proceedings required to be disclosed with respect to any
person sharing beneficial ownership with the Reporting Person.
(c) On the following dates, the Reporting Person purchased and/or sold
the following numbers of shares for the prices per share set forth below.
Each such purchase or sale occured through a customary broker transaction.
T. Berlin Share Transactions
Date Shares Price/Share Sold or Bought
12/10/2012 169,616 1.74 B
12/10/2012 169,616 1.74 S
d) Not Applicable.
e) Not Applicable
Item 6. Contracts, Arrangements, Understandings or Relationships With Respect
to the Issuer.
The clients in the Privately Managed Acoounts have the right to
receive any proceeds from the sale of the Privately Managed Shares. Thomas
Berlin has the right to receive any proceeds from the T. Berlin Shares.
Item 7. Material to be Filed as Exhibits.
Not Applicable.
Signature After reasonable inquiry and to the best of our knowledge
and belief, we certify that the information set forth in this
statement is true, complete and correct.
Date: June 5, 2013
/s/
Thomas G. Berlin
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