Amended Statement of Beneficial Ownership (sc 13d/a)
20 6월 2016 - 7:47PM
Edgar (US Regulatory)
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OMB
APPROVAL
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OMB
Number: 3235-0145
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UNITED
STATES
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Expires:
February 28, 2009
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SECURITIES
AND EXCHANGE COMMISSION
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Estimated
average burden
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Washington,
D.C. 20549
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hours
per response 15
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SCHEDULE
13D/A
Under
the Securities Exchange Act of 1934
(Amendment
No. 1)*
ITT
Educational Services Inc.
(Name
of Issuer)
Common
Stock, Par Value $0.01 Per Share
(Title
of Class of Securities)
45068B109
(CUSIP
Number)
Yude
Zhang
51
Golden Eagle
Irvine, CA 92603
(949) 702-6208
(Name,
Address and Telephone Number of Person Authorized to Receive Notices and Communications)
June
17, 2016
(Date
of Event Which Requires Filing of This Statement)
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If
the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule
13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-l(f) or 240.13d-l(g), check the following box. ☐
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* The
remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to
the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided
in a prior cover page.
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The
information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of
Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section
of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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CUSIP
No.
45068B109
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1.
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Names
of Reporting Persons.
Yude
Zhang
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2.
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Check
the Appropriate Box if a Member of a Group (See Instructions)
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(a) ☒
(b) ☐
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3.
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SEC
Use Only
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4.
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Source
of Funds (See Instructions)
PF
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5.
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Check
if Disclosure of Legal Proceedings is Required Pursuant To Items 2(d) or 2(e)
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☐
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6.
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Citizenship
or Place of Organization
People’s
Republic of China
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NUMBER
OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
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7.
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Sole
Voting Power
0
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8.
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Shared Voting
Power
2,614,060
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9.
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Sole
Dispositive Power
0
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10.
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Shared Dispositive
Power
2,614,060
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11.
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Aggregate
Amount Beneficially Owned by Each Reporting Person
2,614,060
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12.
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Check
if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
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☐
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13.
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Percent
of Class Represented by Amount in Row (11)
11.03%
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14.
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Type
of Reporting Person (See Instructions)
IN
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CUSIP
No.
45068B109
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1.
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Names
of Reporting Persons.
Zhifeng
Zhang
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2.
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Check
the Appropriate Box if a Member of a Group (See Instructions)
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(a) ☒
(b) ☐
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3.
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SEC
Use Only
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4.
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Source
of Funds (See Instructions)
PF
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5.
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Check
if Disclosure of Legal Proceedings is Required Pursuant To Items 2(d) or 2(e)
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☐
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6.
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Citizenship
or Place of Organization
People’s
Republic of China
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NUMBER
OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
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7.
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Sole
Voting Power
0
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8.
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Shared Voting
Power
2,614,060
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9.
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Sole
Dispositive Power
0
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10.
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Shared Dispositive
Power
2,614,060
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11.
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Aggregate
Amount Beneficially Owned by Each Reporting Person
2,614,060
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12.
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Check
if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
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☐
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13.
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Percent
of Class Represented by Amount in Row (11)
11.03%
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14.
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Type
of Reporting Person (See Instructions)
IN
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CUSIP
No.
45068B109
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1.
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Names
of Reporting Persons.
KHLU
Limited
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2.
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Check
the Appropriate Box if a Member of a Group (See Instructions)
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(a) ☒
(b) ☐
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3.
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SEC
Use Only
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4.
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Source
of Funds (See Instructions)
OO
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5.
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Check
if Disclosure of Legal Proceedings is Required Pursuant To Items 2(d) or 2(e)
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☐
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6.
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Citizenship
or Place of Organization
Cayman
Islands
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NUMBER
OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
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7.
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Sole
Voting Power
0
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8.
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Shared Voting
Power
2,614,060
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9.
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Sole
Dispositive Power
0
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10.
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Shared Dispositive
Power
2,614,060
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11.
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Aggregate
Amount Beneficially Owned by Each Reporting Person
2,614,060
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12.
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Check
if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
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☐
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13.
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Percent
of Class Represented by Amount in Row (11)
11.03%
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14.
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Type
of Reporting Person (See Instructions)
CO
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This
statement constitutes Amendment No.1 to the Schedule 13D filed on May 16, 2016 (“Amendment No.1”). Except as specifically
set forth below, the Schedule 13D remains unmodified.
Item
5. Interest in Securities of the Issuer
The
percentages used herein are calculated based upon the 23,698,907 shares of Common Stock outstanding (the “Shares”)
as disclosed by the Issuer in its most recently filed Form 10-Q.
As
of the date of this Amendment No.1, the Reporting Persons beneficially owned in the aggregate 2,614,060 Shares. Such Shares constitute
approximately 11.03% of the total outstanding Shares of the Company. All of the 2,614,060 Shares are currently held by KHLU Limited.
All of the Shares were acquired through open market purchases. As the sole director or sole shareholder, as applicable, of KHLU
Limited, each of Messrs Yude Zhang and Zhifeng Zhang might be deemed to have sole or shared power to direct the disposition of
such Shares. Mr. Yude Zhang expressly disclaims beneficial ownership of such Shares except to the extent of his pecuniary interest
therein.
The
transactions in Common Stock effected by the KHLU Limited since the filing of the Schedule 13D on May 16, 2016 are set forth below.
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Date
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Number of Shares Purchased
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Average Purchase Price
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6/15/2016
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23,991
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$
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1.75
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6/16/2016
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132,468
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$
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1.81
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6/17/2016
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104,299
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$
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1.92
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To
the knowledge of each Reporting Person, no persons other than the Reporting Persons have the right to receive or the power to
direct the receipt of dividends from, or proceeds from the sale of, the Shares that are the subject of this Schedule 13D.
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
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June
20, 2016
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Date
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/s/
Yude Zhang
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Signature
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Yude
Zhang
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(Name/Title)
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June
20, 2016
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Date
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/s/
Zhifeng Zhang*
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Signature
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Zhifeng
Zhang
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(Name/Title)
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*By:
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Yude
Zhang
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Attorney-in-Fact
for Zhifeng Zhang
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KHLU
Limited
June
20, 2016
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Date
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/s/
Yude Zhang
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Signature
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Director
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(Name/Title)
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6
ITT Educational Services (CE) (USOTC:ESINQ)
과거 데이터 주식 차트
부터 2월(2) 2025 으로 3월(3) 2025
ITT Educational Services (CE) (USOTC:ESINQ)
과거 데이터 주식 차트
부터 3월(3) 2024 으로 3월(3) 2025
