Amended Statement of Beneficial Ownership (sc 13d/a)
10 12월 2014 - 6:22AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 6)*
Cache, Inc.
(Name of Issuer)
Common Stock, $0.01 par value per share
(Title of Class of Securities)
127150308
(CUSIP Number)
Mill Road Capital, L.P.
Attn: Thomas E. Lynch
382 Greenwich Avenue
Suite One
Greenwich, CT
06830
203-987-3500
With a copy to:
Peter M. Rosenblum, Esq.
Foley Hoag LLP
155
Seaport Blvd.
Boston, MA 02210
617-832-1151
(Name,
Address and Telephone Number of Person Authorized to Receive Notices and Communications)
December 5, 2014
(Date of Event which Requires Filing of this Statement)
If the filing person has
previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ¨
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for
other parties to whom copies are sent.
* |
The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information
which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be
deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act
(however, see the Notes).
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CUSIP No. 127150308 |
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13D |
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Page 2 of 8 Pages |
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1. |
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Names of Reporting Persons.
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Mill Road Capital, L.P. |
2. |
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Check the Appropriate Box if a Member of a Group (See Instructions) |
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(a) ¨ (b) ¨ |
3. |
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SEC Use Only
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4. |
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Source of Funds (See Instructions)
WC |
5. |
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Check if Disclosure of Legal
Proceedings Is Required Pursuant to Items 2(d) or 2(e) ¨ |
6. |
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Citizenship or Place of
Organization Delaware |
Number of Shares Beneficially Owned by Each Reporting
Person With |
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7. |
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Sole Voting Power
0 |
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8. |
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Shared Voting Power
0 |
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9. |
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Sole Dispositive Power
0 |
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10. |
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Shared Dispositive Power
0 |
11. |
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Aggregate Amount Beneficially Owned by
Each Reporting Person 0 |
12. |
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Check if the Aggregate Amount in Row
(11) Excludes Certain Shares (See Instructions)
¨ |
13. |
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Percent of Class Represented by Amount
in Row (11) 0.0% |
14. |
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Type of Reporting Person (See
Instructions) PN |
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CUSIP No. 127150308 |
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13D |
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Page
3
of 8 Pages |
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1. |
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Names of
Reporting Persons Mill Road Capital GP LLC |
2. |
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Check the Appropriate Box if a Member
of a Group (See Instructions)
(a) ¨ (b) ¨ |
3. |
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SEC Use Only
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4. |
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Source of Funds (See Instructions)
AF |
5. |
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Check if Disclosure of Legal
Proceedings Is Required Pursuant to Items 2(d) or 2(e) ¨ |
6. |
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Citizenship or Place of
Organization Delaware |
Number of Shares Beneficially Owned by Each Reporting Person With |
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7. |
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Sole Voting Power
0 |
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8. |
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Shared Voting Power
0 |
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9. |
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Sole Dispositive Power
0 |
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10. |
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Shared Dispositive Power
0 |
11. |
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Aggregate Amount Beneficially Owned by Each Reporting Person
0 |
12. |
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Check if the Aggregate Amount in Row
(11) Excludes Certain Shares (See Instructions)
¨ |
13. |
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Percent of Class Represented by Amount
in Row (11) 0.0% |
14. |
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Type of Reporting Person (See
Instructions) OO |
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CUSIP No. 127150308 |
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13D |
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Page
4
of 8 Pages |
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1. |
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Names of
Reporting Persons. Thomas E. Lynch |
2. |
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Check the Appropriate Box if a Member
of a Group (See Instructions)
(a) ¨ (b) ¨ |
3. |
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SEC Use Only
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4. |
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Source of Funds (See Instructions)
AF |
5. |
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Check if Disclosure of Legal
Proceedings Is Required Pursuant to Items 2(d) or 2(e) ¨ |
6. |
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Citizenship or Place of
Organization USA |
Number of Shares Beneficially
Owned by Each Reporting Person With |
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7. |
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Sole Voting Power
0 |
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8. |
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Shared Voting Power
0 |
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9. |
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Sole Dispositive Power
0 |
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10. |
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Shared Dispositive Power
0 |
11. |
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Aggregate Amount Beneficially Owned by Each Reporting Person
0 |
12. |
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Check if the Aggregate Amount in Row
(11) Excludes Certain Shares (See Instructions)
¨ |
13. |
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Percent of Class Represented by Amount
in Row (11) 0.0% |
14. |
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Type of Reporting Person (See
Instructions) IN |
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CUSIP No. 127150308 |
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13D |
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Page
5
of 8 Pages |
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1. |
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Names of
Reporting Persons. Scott P. Scharfman |
2. |
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Check the Appropriate Box if a Member
of a Group (See Instructions)
(a) ¨ (b) ¨ |
3. |
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SEC Use Only
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4. |
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Source of Funds (See Instructions)
AF |
5. |
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Check if Disclosure of Legal
Proceedings Is Required Pursuant to Items 2(d) or 2(e) ¨ |
6. |
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Citizenship or Place of
Organization USA |
Number of
Shares Beneficially
Owned by Each
Reporting Person
With |
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7. |
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Sole Voting Power
0 |
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8. |
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Shared Voting Power
0 |
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9. |
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Sole Dispositive Power
0 |
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10. |
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Shared Dispositive Power
0 |
11. |
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Aggregate Amount Beneficially Owned by Each Reporting Person
0 |
12. |
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Check if the Aggregate Amount in Row
(11) Excludes Certain Shares (See Instructions)
¨ |
13. |
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Percent of Class Represented by Amount
in Row (11) 0.0% |
14. |
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Type of Reporting Person (See
Instructions) IN |
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CUSIP No. 127150308 |
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Page
6
of 8 Pages |
This
Amendment No. 6 to the joint statement on Schedule 13D with respect to the common stock, $0.01 par value per share, of Cache, Inc., a Delaware corporation, filed by the undersigned on February 15, 2013, as amended by the Amendment
No. 1 on Schedule 13D filed by the undersigned on March 13, 2013, as amended by the Amendment No. 2 on Schedule 13D filed by the undersigned on May 3, 2013, as amended by the Amendment No. 3 on Schedule 13D filed by the
undersigned on August 16, 2013, as amended by Amendment No. 4 on Schedule 13D filed by the undersigned on June 4, 2014 and as amended by Amendment No. 5 on Schedule 13D filed by the undersigned on August 21, 2014 (such
filing, as so amended and as amended hereby, the Schedule 13D), further amends the Schedule 13D as follows:
1. |
The first paragraph of Item 3 of the Schedule 13D is hereby amended and restated in its entirety as follows: |
The Mill Road Fund has no beneficial ownership of any shares of Common Stock.
2. |
The first paragraph of Item 5 of the Schedule 13D is hereby amended and restated in its entirety as follows: |
The percentages of beneficial ownership reported for the Reporting Persons in this Item 5, and on each Reporting
Persons cover page to this Schedule 13D, are based on a total of 31,037,384 shares of Common Stock, as reported in the most recent quarterly report of the Issuer on Form 10-Q for the fiscal quarter ended September 27, 2014. All of the
share numbers reported below, and on each Reporting Persons cover page to this Schedule 13D, are as of December 9, 2014, unless otherwise indicated.
3. |
Paragraphs (a, b) of Item 5 of the Schedule 13D are hereby amended and restated in their entirety as follows: |
(a, b) The cover page to this Schedule 13D for each Reporting Person is incorporated by reference in its entirety into
this paragraph. Each of the Reporting Persons beneficially owns no shares of Common Stock, or 0.0% of the outstanding shares of Common Stock.
4. |
Item 5(c) of the Schedule 13D is hereby amended and restated in its entirety as follows: |
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CUSIP No. 127150308 |
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Page
7
of 8 Pages |
(c) No Reporting Person, other than the Mill Road Fund as set forth in the table below, effected any transaction in
shares of the Common Stock from October 10, 2014 (the date 60 days prior to the filing of this Amendment No. 6 to the Schedule 13D) until December 9, 2014:
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Date of
Purchase /
Sale |
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Shares Purchased / (Sold) (#) |
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Avg. Purchase / Sale Price per Share ($) |
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12/4/2014 |
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(300,000 |
) |
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$ |
0.2521 |
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12/5/2014 |
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(195,932 |
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$ |
0.2231 |
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12/8/2014 |
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(501,800 |
) |
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$ |
0.2000 |
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12/9/2014 |
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(876,203 |
) |
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$ |
0.2000 |
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Each of the above listed transactions was conducted in the ordinary course of business on the open
market for cash. Sale prices do not reflect brokerage commissions paid.
5. |
Item 5(e) of the Schedule 13D is hereby amended and restated in its entirety as follows: |
(e) On December 5, 2014, each Reporting Person ceased to be the beneficial owner of more than five percent of the
outstanding shares of Common Stock.
6. |
Except as expressly modified hereby, all provisions of the Schedule 13D shall continue in full force and effect. |
[signature page follows]
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CUSIP No. 127150308 |
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Page
8
of 8 Pages |
Signature
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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DATE: |
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December 9, 2014 |
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MILL ROAD CAPITAL, L.P. |
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By: |
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Mill Road Capital GP LLC, |
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its general partner |
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By: |
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/s/ Charles M. B. Goldman |
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Charles M. B. Goldman |
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Management Committee Director |
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MILL ROAD CAPITAL GP LLC |
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By: |
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/s/ Charles M. B. Goldman |
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Charles M. B. Goldman |
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Management Committee Director |
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THOMAS E. LYNCH |
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By: |
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/s/ Charles M. B. Goldman |
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Charles M. B. Goldman, attorney-in-fact |
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SCOTT P. SCHARFMAN |
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By: |
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/s/ Charles M. B. Goldman |
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Charles M. B. Goldman, attorney-in-fact |
Cache (CE) (USOTC:CACH)
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Cache (CE) (USOTC:CACH)
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부터 12월(12) 2023 으로 12월(12) 2024