UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SEC FILE NUMBER

0-28585

 

FORM 12b-25

 

NOTIFICATION OF LATE FILING

 

(Check One): [ ] Form 10-K [ ] Form 20-F [ ]Form 11-K [X] Form 10-Q [ ] Form N-SAR [ ] Form N-CSR

 

For Period Ended: September 30, 2023

 

o Transition Report on Form 10-K

o Transition Report on Form 20-F

o Transition Report on Form 11-K

o Transition Report on Form 10-Q

o Transition Report on Form N-SAR

For the Transition Period Ended:

 

 
 

Read Instruction (on back page) Before Preparing Form. Please Print or Type.

Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

 

If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:

 

 
 

PART 1 — REGISTRANT INFORMATION

12b-25

 
AuraSource, Inc.
Full Name of Registrant
 
N/A
Former Name if Applicable
 
2103 E. Cedar St., Suite 6,
Address of Principal Executive Office (Street and Number)
 
Tempe, AZ 85281
City, State and Zip Code

 

 

 

 

 

 

PART II — RULES 12B-25(b) AND (c)

 

If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)

 

     
S (a) The reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense.

 

(b)

 

The subject annual report, semi-annual report, transition report on Form 10-K, Form 10-F, Form 11- K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10- Q, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and

 

(c)

 

The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.

 

PART III — NARRATIVE

 

State below in reasonable detail why forms 10-K, 20-F, 11-K, 10-Q, N-SAR, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period. (Attach extra Sheets if Needed)

 

The Registrant's quarterly report on Form 10-Q could not be filed within the prescribed time period because the financial statements and narrative required could not be completed without unreasonable effort or expense. The Company expects to file its September 30, 2023 Form 10-Q Quarterly Report with the U.S. Securities and Exchange Commission within five calendar days of the prescribed due date.

 

SEC 1344 (07-03)

 

   
  Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

 

PART IV — OTHER INFORMATION

 

   
(1) Name and telephone number of person to contact in regard to this notification

 

     
Eric Stoppenhagen (480) 553-1778
(Name) (Area Code) (Telephone Number)

 

   
(2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer no, identify report(s). [x] Yes [ ] No

 

   
(3) Is it anticipated that any significant change in the results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statement to be included in the subject report or portion thereof? [x] Yes [ ] No

 

If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.

 

 

 

 

 
AuraSource, Inc.
(Name of Registrant as Specified in Charter)

 

has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

Date: November 13, 2023

 

By: /s/ Eric Stoppenhagen
-----------------------------------------------------------
Name: Eric Stoppenhagen
Title: Chief Financial Officer
 

 

 

 


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