Statement of Changes in Beneficial Ownership (4)
15 6월 2019 - 6:18AM
Edgar (US Regulatory)
FORM 4
[
X
]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
LUCAS DALLAS E
|
2. Issuer Name
and
Ticker or Trading Symbol
TIER REIT INC
[
TIER
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
President and COO
|
(Last)
(First)
(Middle)
5950 SHERRY LANE, SUITE 700
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
6/14/2019
|
(Street)
DALLAS, TX 75225
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock
|
6/14/2019
|
|
F
|
|
12581
(1)
|
D
|
$28.58
(2)
|
129459
|
D
|
|
Common Stock
|
6/14/2019
|
|
M
|
|
14298
(3)
|
A
|
$0
|
143757
|
D
|
|
Common Stock
|
6/14/2019
|
|
A
|
|
32389
(3)
|
A
|
$0
|
176146
|
D
|
|
Common Stock
|
6/14/2019
|
|
F
|
|
18371
(4)
|
D
|
$28.58
|
157775
|
D
|
|
Common Stock
|
6/14/2019
|
|
M
|
|
19142
(5)
|
A
|
$0
|
176917
|
D
|
|
Common Stock
|
6/14/2019
|
|
A
|
|
40574
(5)
|
A
|
$0
|
217491
|
D
|
|
Common Stock
|
6/14/2019
|
|
F
|
|
23498
(4)
|
D
|
$28.58
|
193993
|
D
|
|
Common Stock
|
6/14/2019
|
|
A
|
|
19714
(6)
|
A
|
$0
|
213707
|
D
|
|
Common Stock
|
6/14/2019
|
|
F
|
|
7758
(4)
|
D
|
$28.58
|
205949
|
D
|
|
Common Stock
|
6/14/2019
|
|
D
|
|
205949
|
D
|
(7)
|
0
|
D
|
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Restricted Stock Units
|
$0.0
|
6/14/2019
|
|
M
|
|
|
7149
|
12/31/2019
(3)
|
12/31/2019
|
Common Stock
|
7149
|
$0
|
0
|
D
|
|
Restricted Stock Units
|
$0.0
|
6/14/2019
|
|
M
|
|
|
9571
|
12/31/2020
(5)
|
12/31/2020
|
Common Stock
|
9571
|
$0
|
0
|
D
|
|
Explanation of Responses:
|
(1)
|
Shares withheld upon the vesting of restricted stock to pay the reporting person's tax withholding obligations as permitted under the TIER REIT Inc. 2015 Equity Incentive Plan (the "TIER Equity Plan").
|
(2)
|
Pursuant to the agreement and plan of merger, dated as of March 25, 2019 (as amended or supplemented from time to time, the "Merger Agreement"), by and among TIER REIT, Inc. ("TIER"), Cousins Properties Incorporated ("Cousins") and Murphy Subsidiary Holdings Corporation ("Murphy Sub"), on June 14, 2019, TIER merged with and into Murphy Sub, with Murphy Sub surviving the merger (the "Merger"). As a result of the Merger, immediately prior to the effective time of the Merger, each award of restricted shares of TIER common stock, par value $0.0001 per share ("TIER Common Stock"), outstanding became fully vested in accordance with the terms of the TIER Equity Plan, the award agreement evidencing the grant of such restricted shares of TIER Common Stock or other agreement or document evidencing such grant.
|
(3)
|
Represents restricted stock units under TIER's long-term incentive program that were earned based on the achievement of certain performance criteria for the performance measurement period beginning on January 1, 2017 and continuing through May 31, 2019. As a result of the Merger, immediately prior to the effective time of the Merger, each award of TIER restricted stock units outstanding became vested to the extent provided in the TIER Equity Plan, the award agreement evidencing the grant of such restricted stock units or other agreement or document evidencing such grant.
|
(4)
|
Shares withheld upon the vesting of restricted stock units to pay the reporting person's tax withholding obligations as permitted under the TIER Equity Plan.
|
(5)
|
Represents restricted stock units under TIER's long-term incentive program that were earned based on the achievement of certain performance criteria for the performance measurement period beginning on January 1, 2018 and continuing through May 31, 2019. As a result of the Merger, immediately prior to the effective time of the Merger, each award of TIER restricted stock units outstanding became vested to the extent provided in the TIER Equity Plan, the award agreement evidencing the grant of such restricted stock units or other agreement or document evidencing such grant.
|
(6)
|
Represents restricted stock units under TIER's long-term incentive program that were earned based on the achievement of certain performance criteria for the performance measurement period beginning on January 1, 2019 and continuing through May 31, 2019. Following the determination of the achievement of the performance criteria, the restricted stock units were prorated in accordance with the TIER Equity Plan, the award agreement evidencing the grant of such restricted stock units or other agreement or document evidencing such grant. As a result of the Merger, immediately prior to the effective time of the Merger, each award of TIER restricted stock units outstanding became vested to the extent provided in the TIER Equity Plan, the award agreement evidencing the grant of such restricted stock units or other agreement or document evidencing such grant.
|
(7)
|
Pursuant to the Merger Agreement, each outstanding share of TIER common stock held by the reporting person was automatically converted into the right to receive 2.98 shares of Cousins common stock, par value $1.00 per share ("Cousins Common Stock"), subject to any withholding required under applicable tax law, plus cash in lieu of any fractional shares of Cousins Common Stock. On June 13, 2019, the closing price of TIER Common Stock was $28.58 and the closing price of Cousins Common Stock was $9.61.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
LUCAS DALLAS E
5950 SHERRY LANE, SUITE 700
DALLAS, TX 75225
|
|
|
President and COO
|
|
Signatures
|
/s/ Telisa Webb Schelin, as attorney-in-fact
|
|
6/14/2019
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Tier Reit Inc. (NYSE:TIER)
과거 데이터 주식 차트
부터 12월(12) 2024 으로 1월(1) 2025
Tier Reit Inc. (NYSE:TIER)
과거 데이터 주식 차트
부터 1월(1) 2024 으로 1월(1) 2025
Tier Reit, Inc. (뉴욕 증권거래소)의 실시간 뉴스: 최근 기사 0
More Tier Reit Inc News Articles