Statement of Changes in Beneficial Ownership (4)
01 12월 2021 - 1:59AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Hampton Joseph B. |
2. Issuer Name and Ticker or Trading Symbol
SPIRE INC
[
SR
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) President, AL & MS |
(Last)
(First)
(Middle)
700 MARKET STREET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/29/2021 |
(Street)
ST. LOUIS, MO 63101
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 11/29/2021 | | A | | 392.00 (1) | A | $61.96 | 6851.00 | D | |
Common Stock | | | | | | | | 3571.669 | I | Held in 401(k) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Phantom Stock | (2) | 11/29/2021 | | A | | 168.00 (2) | | (2) | (2) | Common Stock | 168.00 | $61.96 | 450.00 | D | |
Explanation of Responses: |
(1) | Represents award of time-vested restricted stock that vests on November 29, 2024. |
(2) | Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 168 shares of time-vested restricted stock awarded to him. The phantom stock vests on November 29, 2024. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Vested shares of phantom stock are payable in annual cash installments to the reporting person for 15 years commencing 6 months after his separation of employment and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after vesting. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Hampton Joseph B. 700 MARKET STREET ST. LOUIS, MO 63101 |
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| President, AL & MS |
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Signatures
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/s/ Ellen Theroff, Attorney-in-Fact for Hampton, Joseph B. | | 11/30/2021 |
**Signature of Reporting Person | Date |
Spire (NYSE:SR-A)
과거 데이터 주식 차트
부터 7월(7) 2024 으로 8월(8) 2024
Spire (NYSE:SR-A)
과거 데이터 주식 차트
부터 8월(8) 2023 으로 8월(8) 2024