Statement of Changes in Beneficial Ownership (4)
10 6월 2020 - 7:48AM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Kerr, II James Y |
2. Issuer Name and Ticker or Trading Symbol
SOUTHERN CO
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SO
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) EVP, Chief Legal Officer & CCO |
(Last)
(First)
(Middle)
30 IVAN ALLEN JR. BLVD., NW |
3. Date of Earliest Transaction
(MM/DD/YYYY)
6/8/2020 |
(Street)
ATLANTA, GA 30308
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Southern Company Common Stock | 6/8/2020 | | M | | 50000 | A | $42.16 | 117206 | D | |
Southern Company Common Stock | 6/8/2020 | | S | | 50000 | D | $59.41 (1) | 67206 | D | |
Southern Company Common Stock | | | | | | | | 24074.8317 | I | 401K |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Option Right to Buy (2) | $42.16 | 6/8/2020 | | M | | | 50000 | 3/10/2015 | 3/10/2024 | Southern Company Common Stock | 50000 | $0.00 | 100000 | D | |
Explanation of Responses: |
(1) | The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $58.30 to $60.16, inclusive. The reporting person undertakes to provide to Southern Company, any security holder of Southern Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4. |
(2) | Options were exercised and shares were sold pursuant to a Rule 10b5-1 plan. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Kerr, II James Y 30 IVAN ALLEN JR. BLVD., NW ATLANTA, GA 30308 |
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| EVP, Chief Legal Officer & CCO |
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Signatures
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/s/ Marcia R. DeMar, Attorney-in-Fact for James Y. Kerr II | | 6/9/2020 |
**Signature of Reporting Person | Date |
Southern (NYSE:SOLN)
과거 데이터 주식 차트
부터 5월(5) 2024 으로 6월(6) 2024
Southern (NYSE:SOLN)
과거 데이터 주식 차트
부터 6월(6) 2023 으로 6월(6) 2024
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