- Current report filing (8-K)
22 12월 2009 - 6:30AM
Edgar (US Regulatory)
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON, D.
C. 20549
FORM 8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of
The Securities
Exchange Act of 1934
Date of
Report (Date of earliest event reported): December 15, 2009
MERRILL
LYNCH DEPOSITOR, INC.
(on behalf
of PREFERREDPLUS TRUST SERIES UPC-1)
(Exact name
of registrant as specified in its charter)
Delaware
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001-31484
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13-3891329
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(State
or other
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(Commission
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(I.
R. S. Employer
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jurisdiction
of
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File
Number)
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Identification
No.)
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incorporation)
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World
Financial Center,
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10080
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New
York, New York
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(Zip
Code)
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(Address
of principal
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executive
offices)
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Registrants
telephone number, including area code: (212) 449-1000
INFORMATION
TO BE INCLUDED IN REPORT
Check the appropriate
box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions
(see General Instruction A.2.):
[ ]
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
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[ ]
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
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[ ]
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange
Act (17 CFR 240.14d-2(b))
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[ ]
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Section
1.
Registrants
Business and Operations
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Not
applicable.
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Section
2.
Financial
Information
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Not
applicable.
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Section
3.
Securities
and Trading Markets
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Not
applicable.
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Section
4.
Matters
Related to Accountants and Financial Statements
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Not
applicable.
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Section
5.
Corporate
Governance and Management
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Not
applicable.
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Section
6.
Asset-Backed
Securities
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Not
applicable.
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Section
7.
Regulation
FD
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Not
applicable.
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Section
8.
Other
Events
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Item
8.01
Other
events
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99.1
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Distribution
to holders of the PreferredPLUS Trust Certificates Series UPC-1 on December
15, 2009.
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For
information with respect to the underlying securities held by PreferredPLUS
Trust Series UPC-1, please refer to UnumProvident Corporations (Commission
file number 001-11294) periodic reports, including annual reports on
Form 10-K, quarterly reports on Form 10-Q and current reports on Form
8-K, and other information on file with the Securities and Exchange
Commission (the SEC). You can read and copy these reports and other
information at the public reference facilities maintained by the SEC
at Room 1580, 100 F Street, NE, Washington, D.C. 20549. You may
obtain copies of this material for a fee by writing to the SECs Public
Reference Section of the SEC at 100 F Street, NE, Washington, D.C. 20549.
You may obtain information about the operation of the Public Reference
Room by calling the SEC at 1-800-SEC-0330. You can also access some
of this information electronically by means of the SECs website on
the Internet at http://www.sec.gov, which contains reports, proxy and
information statements and other information that the underlying securities
issuer has filed electronically with the SEC.
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Although
we have no reason to believe the information concerning the underlying
securities or the underlying securities issuer contained in the underlying
securities issuers Exchange Act reports is not reliable, neither the
depositor nor the trustee participated in the preparation of such documents
or made any due diligence inquiry with respect to the information provided
therein. No investigation with respect to the underlying securities
issuer (including, without limitation,
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no
investigation as to its financial condition or creditworthiness) or
of the underlying securities has been made. You should obtain and evaluate
the same information concerning the underlying securities issuer as
you would obtain and evaluate if you were investing directly in the
underlying securities or in other securities issued by the underlying
securities issuer. There can be no assurance that events affecting
the underlying securities or the underlying securities issuer have not
occurred or have not yet been publicly disclosed which would affect
the accuracy or completeness of the publicly available documents described
above.
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Section
9.
Financial
Statements and Exhibits
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Item
9.01
Financial
Statements and Exhibits
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(a)
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Financial
statements of business acquired.
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Not
Applicable.
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(b)
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Pro
forma financial information.
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Not
Applicable.
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(c)
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Shell
company transactions.
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Not
applicable.
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(d)
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Exhibits.
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99.1
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Trustees
report in respect of the December 15, 2009 distribution to holders of
the PreferredPLUS Trust Certificates Series UPC-1.
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SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this
report to be signed on its behalf by the undersigned, hereunto duly authorized.
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MERRILL
LYNCH DEPOSITOR, INC.
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Date:
December 21, 2009
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By:
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/s/ Steven
ONeill
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Name:
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Steven
ONeill
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Title:
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Director
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EXHIBIT
INDEX
99.1
|
Trustees
report in respect of the December 15, 2009 distribution to holders of
the PreferredPLUS Trust Certificates Series UPC-1.
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