Amended Statement of Ownership (sc 13g/a)
15 2월 2022 - 3:27AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
LI-CYCLE HOLDINGS CORP.
(Name of Issuer)
Common Shares without par value
(Title of Class of Securities)
50202P105
(CUSIP Number)
December 31, 2021
(Date of Event which Requires Filing
of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing
information which would alter the disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the
liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP NO. 50202P105
MOORE CAPITAL MANAGEMENT, LP
DELAWARE
2,000,000
[ ]
1.2%
PN; IA
CUSIP NO. 50202P105
MMF LT, LLC
DELAWARE
2,000,000
[ ]
1.2%
OO
CUSIP NO. 50202P105
MOORE GLOBAL INVESTMENTS, LLC
DELAWARE
2,000,000
[ ]
1.2%
OO
CUSIP NO. 50202P105
MOORE CAPITAL ADVISORS, L.L.C.
DELAWARE
2,000,000
[ ]
1.2%
OO
CUSIP NO. 50202P105
MOORE STRATEGIC VENTURES, LLC
DELAWARE
7,805,398
[ ]
4.8%
OO
CUSIP NO. 50202P105
KENDALL CAPITAL MARKETS, LLC
DELAWARE
7,805,398
[ ]
4.8%
OO
CUSIP NO. 50202P105
LOUIS M. BACON
UNITED STATES
9,805,398
[ ]
6.0%
IN
Item 4(b).
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Percent of Class:
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According to the Issuer’s Form 20-F filed with the Securities and Exchange Commission on January 31, 2022, the number of Shares outstanding as of October 31, 2021 was 163,179,655. As of the date hereof, each of
MCM, MGI, MCA and MMF may be deemed to be the beneficial owner of approximately 1.2% of the total number of Shares outstanding, MSV and KCM may be deemed to be the beneficial owner of approximately 4.8% of the total number of Shares
outstanding, and Mr. Bacon may be deemed to be the beneficial owner of approximately 6.0% of the total number of Shares outstanding.
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Item 4(c).
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Number of shares as to which such person has:
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MCM
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(i)
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Sole power to vote or direct the vote
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2,000,000
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(ii)
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Shared power to vote or to direct the vote
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0
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(iii)
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Sole power to dispose or to direct the disposition of
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2,000,000
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(iv)
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Shared power to dispose or to direct the disposition of
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0
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SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.
EXHIBIT INDEX
EXHIBIT A
JOINT FILING AGREEMENT
The undersigned hereby agree that the statement on Amendment No. 1 to Schedule 13G with respect to the Common Shares without par value
of Li-Cycle Holdings Corp., dated as of February 14, 2022, is, and any amendments thereto (including amendments on Schedule 13D) signed by each of the undersigned shall be, filed on behalf of each of us pursuant to and in accordance with the
provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934.
Date: February 14, 2022
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MOORE CAPITAL MANAGEMENT, LP
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By: /s/ James E. Kaye
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James E. Kaye
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Vice President
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Date: February 14, 2022
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MMF LT, LLC
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By: /s/ James E. Kaye
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James E. Kaye
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Vice President
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Date: February 14, 2022
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MOORE GLOBAL INVESTMENTS, LLC
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By: Moore Capital Management, LP
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By: /s/ James E. Kaye
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James E. Kaye
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Vice President
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Date: February 14, 2022
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MOORE CAPITAL ADVISORS, L.L.C.
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By: /s/ James E. Kaye
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James E. Kaye
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Vice President
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Date: February 14, 2022
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MOORE STRATEGIC VENTURES, LLC
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By: /s/ James E. Kaye
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James E. Kaye
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Vice President
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Date: February 14, 2022
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KENDALL CAPITAL MARKETS, LLC
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By: /s/ James E. Kaye
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James E. Kaye
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Attorney-in-Fact
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Date: February 14, 2022
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LOUIS M. BACON
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By: /s/ James E. Kaye
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James E. Kaye
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Attorney-in-Fact
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EXHIBIT B
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENT, that
I, Louis M. Bacon, hereby make constitute and appoint each of James E. Kaye and James Danza, acting individually, as my agent and attorney-in-fact for the purpose of executing in my name (a) in my personal capacity or (b) in my capacity as Chairman
and Chief Executive Officer of each of Moore Capital Management, LP and Moore Capital Advisors, L.L.C. and their respective affiliates all documents, certificates, instruments, statements, filing and agreements ("documents") to be filed with or
delivered to any foreign or domestic governmental or regulatory body or required or requested by any other person or entity pursuant to any legal or regulatory requirement relating to the acquisition, ownership, management or disposition of
securities or other investments, and any other documents relating or ancillary thereto, including but not limited to, all documents relating to filings with the United States Securities and Exchange Commission (the "SEC") pursuant to the Securities
Act of 1933 or the Securities Exchange Act of 1934 (the "Act") and the rules and regulations promulgated thereunder, including: (1) all documents relating to the beneficial ownership of securities required to be filed with the SEC pursuant to Section
13(d) or Section 16(a) of the Act including, without limitation: (a) any acquisition statements on Schedule 13D or Schedule 13G and any amendments thereto, (b) any joint filing agreements pursuant to Rule 13d-1(k), and (c) any initial statements of,
or states of changes in, beneficial ownership of securities on Form 3, Form 4 or Form 5 and (2) any information statements on Form 13F required to be filed with the SEC pursuant to Section 13(f) of the Act.
This
power of attorney shall be valid from the date hereof until revoked by me.
IN WITNESS WHEREOF, I have executed this instrument as of the February 10, 2022.
/s/ Louis M. Bacon
Louis M. Bacon
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