OAKS Five Oaks Investment Corp. (delisted)

On June 16, 2017, Five Oaks Investment Corp. (the “Company”) entered into an Underwriting Agreement (the “Underwriting Agreement”) with JMP Securities LLC, as the representative of the several underwriters named on Schedule I to the Underwriting Agreement (the “Underwriters”), relating to the issuance and sale of 4,000,000 shares of the Company’s common stock, par value $0.01 per share (“Common Stock”), for estimated net proceeds, after giving effect to expected offering expenses, of approximately $17.2 million. Pursuant to the Underwriting Agreement, the Company also granted the Underwriters an option for 30 days to purchase up to an additional 15%, or 600,000 shares, of Common Stock on the same terms and conditions. The closing of the offering is expected to occur on June 21, 2017.

The Common Stock will be issued pursuant to the Prospectus Supplement dated June 16, 2017 and a related prospectus dated January 17, 2017, which constitute a part of the Company’s effective shelf registration statement (File No. 333-215234) that was declared effective by the Securities and Exchange Commission on January 17, 2017.

The Underwriting Agreement is filed as Exhibit 1.1 to this Current Report on Form 8-K (this “Report”), and the description of the material terms of the Underwriting Agreement is qualified in its entirety by reference to such exhibit. For a more detailed description of the Underwriting Agreement, see the disclosure under the caption “Underwriting” contained in the Company’s Prospectus Supplement, dated June 16, 2017, which has been filed with the Securities and Exchange Commission pursuant to Rule 424(b) under the Securities Act of 1933, as amended, which disclosure is hereby incorporated by reference.