|
|
|
|
|
|
|
|
Portfolio of Investments (Unaudited)
|
|
|
|
|
|
Nuveen New York Select Quality Municipal Fund, Inc. (NVN)
|
|
|
|
|
|
December 31, 2012
|
|
|
|
|
|
Principal
|
|
|
Optional Call
|
|
|
Amount (000)
|
|
Description (1)
|
Provisions (2)
|
Ratings (3)
|
Value
|
|
|
Consumer Staples – 2.5% (1.6% of Total Investments)
|
|
|
|
$ 10,720
|
|
TSASC Inc., New York, Tobacco Asset-Backed Bonds, Series 2006, 5.125%, 6/01/42
|
6/16 at 100.00
|
B+
|
$ 9,194,758
|
|
|
Education and Civic Organizations – 27.0% (17.8% of Total Investments)
|
|
|
|
2,500
|
|
Dormitory Authority of the State of New York, General Revenue Bonds, New York University,
|
No Opt. Call
|
AA–
|
3,292,750
|
|
|
Series 2001-1, 5.500%, 7/01/40 – AMBAC Insured
|
|
|
|
3,000
|
|
Dormitory Authority of the State of New York, General Revenue Bonds, Saint Johns University,
|
7/17 at 100.00
|
A–
|
3,344,340
|
|
|
Series 2007A, 5.250%, 7/01/32 – NPFG Insured
|
|
|
|
1,235
|
|
Dormitory Authority of the State of New York, Housing Revenue Bonds, Fashion Institute of
|
No Opt. Call
|
BBB
|
1,435,688
|
|
|
Technology, Series 2007, 5.250%, 7/01/34 – FGIC Insured
|
|
|
|
2,000
|
|
Dormitory Authority of the State of New York, Lease Revenue Bonds, State University Dormitory
|
No Opt. Call
|
Aa2
|
2,048,560
|
|
|
Facilities, Series 2003B, 5.250%, 7/01/32 (Mandatory put 7/01/13) – SYNCORA GTY Insured
|
|
|
|
1,835
|
|
Dormitory Authority of the State of New York, Lease Revenue Bonds, State University Dormitory
|
7/15 at 100.00
|
Aa2
|
1,974,882
|
|
|
Facilities, Series 2004A, 5.000%, 7/01/29 – NPFG Insured
|
|
|
|
2,790
|
|
Dormitory Authority of the State of New York, Lease Revenue Bonds, State University Dormitory
|
7/16 at 100.00
|
Aa2
|
3,057,701
|
|
|
Facilities, Series 2006A, 5.000%, 7/01/31 – NPFG Insured
|
|
|
|
6,215
|
|
Dormitory Authority of the State of New York, Lease Revenue Bonds, State University Dormitory
|
7/19 at 100.00
|
Aa2
|
6,961,670
|
|
|
Facilities, Series 2009A, 5.000%, 7/01/39
|
|
|
|
735
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Barnard College, Series 2007A,
|
7/17 at 100.00
|
BBB
|
800,356
|
|
|
5.000%, 7/01/37 – FGIC Insured
|
|
|
|
5,680
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Columbia University, Series 2011A,
|
4/21 at 100.00
|
AAA
|
6,633,331
|
|
|
5.000%, 10/01/41
|
|
|
|
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Convent of the Sacred Heart,
|
|
|
|
|
|
Series 2011:
|
|
|
|
1,000
|
|
5.625%, 11/01/35 – AGM Insured
|
5/21 at 100.00
|
AA–
|
1,186,160
|
1,020
|
|
5.750%, 11/01/40 – AGM Insured
|
5/21 at 100.00
|
AA–
|
1,210,944
|
995
|
|
Dormitory Authority of the State of New York, Revenue Bonds, New York University, Series 2007,
|
7/17 at 100.00
|
AA–
|
1,101,366
|
|
|
5.000%, 7/01/32 – AMBAC Insured
|
|
|
|
|
|
Dormitory Authority of the State of New York, Revenue Bonds, New York University, Series 2009A:
|
|
|
|
3,300
|
|
5.250%, 7/01/34
|
7/19 at 100.00
|
AA–
|
3,939,144
|
3,890
|
|
5.000%, 7/01/39
|
7/19 at 100.00
|
AA–
|
4,507,265
|
3,750
|
|
Dormitory Authority of the State of New York, Revenue Bonds, New York University, Series 2009B,
|
7/19 at 100.00
|
AA–
|
4,345,050
|
|
|
5.000%, 7/01/39
|
|
|
|
3,115
|
|
Dormitory Authority of the State of New York, Revenue Bonds, New York University, Series 2012A,
|
7/22 at 100.00
|
AA–
|
3,696,041
|
|
|
5.000%, 7/01/32
|
|
|
|
1,600
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Non State Supported Debt, Cornell
|
7/20 at 100.00
|
Aa1
|
1,839,552
|
|
|
University, Series 2008C, 5.000%, 7/01/37
|
|
|
|
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Rochester Institute of Technology,
|
|
|
|
|
|
Series 2006A:
|
|
|
|
775
|
|
5.250%, 7/01/20 – AMBAC Insured
|
No Opt. Call
|
A1
|
957,210
|
620
|
|
5.250%, 7/01/21 – AMBAC Insured
|
No Opt. Call
|
A1
|
771,857
|
3,545
|
|
Madison County Industrial Development Agency, New York, Civic Facility Revenue Bonds, Colgate
|
No Opt. Call
|
AA+
|
4,014,429
|
|
|
University, Tender Option Bond Trust 3127, 13.023%, 1/01/14 – AMBAC Insured (IF)
|
|
|
|
7,250
|
|
New York City Industrial Development Agency, New York, Civic Facility Revenue Bonds, Horace
|
3/13 at 100.00
|
BBB
|
7,272,548
|
|
|
Mann School, Series 1998, 5.000%, 7/01/28 – NPFG Insured
|
|
|
|
800
|
|
New York City Industrial Development Agency, New York, Payment in Lieu of Taxes Revenue Bonds,
|
1/19 at 100.00
|
AA–
|
940,672
|
|
|
Queens Baseball Stadium Project, Series 2009, 6.375%, 1/01/39 – AGC Insured
|
|
|
|
|
|
New York City Industrial Development Agency, New York, PILOT Revenue Bonds, Queens Baseball
|
|
|
|
|
|
Stadium Project, Series 2006:
|
|
|
|
2,000
|
|
5.000%, 1/01/36 – AMBAC Insured
|
1/17 at 100.00
|
Ba1
|
2,008,620
|
3,200
|
|
5.000%, 1/01/46 – AMBAC Insured
|
1/17 at 100.00
|
Ba1
|
3,202,304
|
1,905
|
|
New York City Industrial Development Agency, New York, Revenue Bonds, Yankee Stadium Project
|
3/19 at 100.00
|
AA–
|
2,327,015
|
|
|
PILOT, Series 2009A, 7.000%, 3/01/49 – AGC Insured
|
|
|
|
|
|
New York City Industrial Development Authority, New York, PILOT Revenue Bonds, Yankee Stadium
|
|
|
|
|
|
Project, Series 2006:
|
|
|
|
1,195
|
|
5.000%, 3/01/31 – FGIC Insured
|
9/16 at 100.00
|
BBB
|
1,258,443
|
9,735
|
|
5.000%, 3/01/36 – NPFG Insured
|
9/16 at 100.00
|
BBB
|
10,156,233
|
5,830
|
|
4.500%, 3/01/39 – FGIC Insured
|
9/16 at 100.00
|
BBB
|
5,920,831
|
2,000
|
|
New York City Trust for Cultural Resources, New York, Revenue Bonds, American Museum of
|
7/14 at 100.00
|
AA
|
2,104,980
|
|
|
Natural History, Series 2004A, 5.000%, 7/01/36 – NPFG Insured
|
|
|
|
2,400
|
|
New York City Trust for Cultural Resources, New York, Revenue Bonds, Whitney Museum of
|
1/21 at 100.00
|
A
|
2,719,992
|
|
|
American Art, Series 2011, 5.000%, 7/01/31
|
|
|
|
1,750
|
|
Onondaga Civic Development Corporation, New York, Revenue Bonds, Le Moyne College Project,
|
7/22 at 100.00
|
Baa2
|
1,900,885
|
|
|
Series 2012, 5.000%, 7/01/42
|
|
|
|
1,000
|
|
Onongada County Trust For Cultural Resources, New York, Revenue Bonds, Syracuse University
|
12/21 at 100.00
|
Aa3
|
1,159,250
|
|
|
Project, Series 2011, 5.000%, 12/01/36
|
|
|
|
1,390
|
|
Tompkins County Development Corporation, New York, Revenue Bonds, Ithaca College, Series 2011,
|
1/21 at 100.00
|
Aa3
|
1,626,370
|
|
|
5.500%, 7/01/33 – AGM Insured
|
|
|
|
1,100
|
|
Troy Capital Resource Corporation, New York, Revenue Bonds, Rensselaer Polytechnic Institute,
|
9/20 at 100.00
|
A–
|
1,221,187
|
|
|
Series 2010A, 5.125%, 9/01/40
|
|
|
|
91,155
|
|
Total Education and Civic Organizations
|
|
|
100,937,626
|
|
|
Financials – 1.8% (1.2% of Total Investments)
|
|
|
|
5,900
|
|
Liberty Development Corporation, New York, Goldman Sachs Headquarter Revenue Bonds, Series
|
No Opt. Call
|
A
|
6,892,321
|
|
|
2005, 5.250%, 10/01/35
|
|
|
|
|
|
Health Care – 6.6% (4.4% of Total Investments)
|
|
|
|
2,660
|
|
Albany Capital Resource Corporation, New York, St. Peter’s Hospital Project, Series 2011,
|
11/20 at 100.00
|
A3
|
3,217,110
|
|
|
6.125%, 11/15/30
|
|
|
|
810
|
|
Dormitory Authority of the State of New York, FHA-Insured Mortgage Hospital Revenue Bonds,
|
8/19 at 100.00
|
AA+
|
1,002,383
|
|
|
Hospital for Special Surgery, Series 2009, 6.250%, 8/15/34
|
|
|
|
2,295
|
|
Dormitory Authority of the State of New York, FHA-Insured Mortgage Revenue Bonds, Hudson
|
8/17 at 100.00
|
AA–
|
2,595,737
|
|
|
Valley Hospital Center, Series 2007, 5.000%, 8/15/27 – AGM Insured
|
|
|
|
2,655
|
|
Dormitory Authority of the State of New York, FHA-Insured Mortgage Revenue Bonds, Montefiore
|
2/15 at 100.00
|
BBB
|
2,814,725
|
|
|
Hospital, Series 2004, 5.000%, 8/01/29 – FGIC Insured
|
|
|
|
1,000
|
|
Dormitory Authority of the State of New York, FHA-Insured Revenue Bonds, Montefiore Medical
|
2/15 at 100.00
|
BBB
|
1,075,170
|
|
|
Center, Series 2005, 5.000%, 2/01/22 – FGIC Insured
|
|
|
|
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Health Quest System Inc.,
|
|
|
|
|
|
Series 2007B:
|
|
|
|
1,000
|
|
5.250%, 7/01/27 – AGC Insured
|
7/17 at 100.00
|
AA–
|
1,138,740
|
825
|
|
5.125%, 7/01/37 – AGC Insured
|
7/17 at 100.00
|
AA–
|
919,793
|
2,575
|
|
Dormitory Authority of the State of New York, Revenue Bonds, New York and Presbyterian Hospital,
|
8/14 at 100.00
|
AA–
|
2,778,992
|
|
|
Series 2004A, 5.250%, 8/15/15 – AGM Insured
|
|
|
|
|
|
New York City Health and Hospitals Corporation, New York, Health System Revenue Bonds,
|
|
|
|
|
|
Series 2003A:
|
|
|
|
2,800
|
|
5.250%, 2/15/21 – AMBAC Insured
|
2/13 at 100.00
|
Aa3
|
2,814,392
|
3,065
|
|
5.250%, 2/15/22 – AMBAC Insured
|
2/13 at 100.00
|
Aa3
|
3,082,838
|
1,505
|
|
Suffolk County Economic Development Corp / Nassau County Local Economic Assistance &
|
7/21 at 100.00
|
A–
|
1,719,056
|
|
|
Financing Corp., New York, Revenue Bonds, Catholic Health Services of Long Island Obligated
|
|
|
|
|
|
Group Project, Series 2011, 5.000%, 7/01/28
|
|
|
|
1,320
|
|
Westchester County Health Care Corporation, New York, Senior Lien Revenue Bonds, Series
|
11/20 at 100.00
|
A3
|
1,563,976
|
|
|
2010-C2, 6.125%, 11/01/37
|
|
|
|
22,510
|
|
Total Health Care
|
|
|
24,722,912
|
|
|
Housing/Multifamily – 2.5% (1.6% of Total Investments)
|
|
|
|
|
|
New York City Housing Development Corporation, New York, Capital Fund Program Revenue Bonds,
|
|
|
|
|
|
Series 2005A:
|
|
|
|
1,470
|
|
5.000%, 7/01/14 – FGIC Insured
|
No Opt. Call
|
AA–
|
1,561,757
|
1,470
|
|
5.000%, 7/01/16 – FGIC Insured
|
7/15 at 100.00
|
AA–
|
1,625,600
|
5,445
|
|
New York City Housing Development Corporation, New York, Capital Fund Program Revenue Bonds,
|
7/15 at 100.00
|
AA–
|
5,906,682
|
|
|
Series 2005A, 5.000%, 7/01/25 – NPFG Insured (UB) (4)
|
|
|
|
|
|
New York State Housing Finance Agency, Mortgage Revenue Refunding Bonds, Housing Project,
|
|
|
|
|
|
Series 1996A:
|
|
|
|
30
|
|
6.100%, 11/01/15 – AGM Insured
|
3/13 at 100.00
|
AA–
|
30,140
|
170
|
|
6.125%, 11/01/20 – AGM Insured
|
3/13 at 100.00
|
AA–
|
170,437
|
8,585
|
|
Total Housing/Multifamily
|
|
|
9,294,616
|
|
|
Tax Obligation/General – 14.6% (9.6% of Total Investments)
|
|
|
|
1,500
|
|
Erie County, New York, General Obligation Bonds, Series 2003A, 5.250%, 3/15/16 – NPFG Insured
|
3/13 at 100.00
|
A2
|
1,514,565
|
745
|
|
Erie County, New York, General Obligation Bonds, Series 2004B, 5.250%, 4/01/13 – NPFG Insured
|
No Opt. Call
|
A2
|
753,076
|
2,000
|
|
Erie County, New York, General Obligation Bonds, Series 2005A, 5.000%, 12/01/18 – NPFG Insured
|
12/15 at 100.00
|
A2
|
2,182,760
|
600
|
|
New York City, New York, General Obligation Bonds, Fiscal 2009 Series E, 5.000%, 8/01/28
|
8/19 at 100.00
|
AA
|
713,970
|
3,000
|
|
New York City, New York, General Obligation Bonds, Fiscal 2012 Series F, 5.000%, 8/01/31
|
2/22 at 100.00
|
AA
|
3,532,620
|
1,000
|
|
New York City, New York, General Obligation Bonds, Fiscal 2012 Series I, 5.000%, 8/01/31
|
8/22 at 100.00
|
AA
|
1,186,080
|
3,300
|
|
New York City, New York, General Obligation Bonds, Fiscal 2013 Series A-1, 5.000%, 10/01/33
|
10/22 at 100.00
|
AA
|
3,886,278
|
6,500
|
|
New York City, New York, General Obligation Bonds, Fiscal 2013 Series C, 5.000%, 8/01/28
|
8/22 at 100.00
|
AA
|
7,788,170
|
|
|
New York City, New York, General Obligation Bonds, Fiscal Series 1998H:
|
|
|
|
85
|
|
5.125%, 8/01/25 – NPFG Insured
|
3/13 at 100.00
|
AA
|
85,332
|
70
|
|
5.375%, 8/01/27 – NPFG Insured
|
3/13 at 100.00
|
AA
|
70,257
|
2,900
|
|
New York City, New York, General Obligation Bonds, Fiscal Series 2005J, 5.000%, 3/01/19 –
|
3/15 at 100.00
|
AA
|
3,169,439
|
|
|
FGIC Insured
|
|
|
|
1,385
|
|
New York City, New York, General Obligation Bonds, Series 2011D-I, 5.000%, 10/01/29
|
10/21 at 100.00
|
AA
|
1,633,497
|
|
|
New York City, New York, General Obligation Bonds, Subseries G-1 Fiscal Series 2012:
|
|
|
|
2,700
|
|
5.000%, 4/01/26
|
4/22 at 100.00
|
AA
|
3,251,799
|
2,890
|
|
5.000%, 4/01/29
|
4/22 at 100.00
|
AA
|
3,429,447
|
|
|
New York City, New York, General Obligation Bonds, Series 2004E:
|
|
|
|
3,250
|
|
5.000%, 11/01/19 – AGM Insured (UB)
|
11/14 at 100.00
|
AA
|
3,515,720
|
1,650
|
|
5.000%, 11/01/20 – AGM Insured (UB)
|
11/14 at 100.00
|
AA
|
1,784,904
|
|
|
Rensselaer County, New York, General Obligation Bonds, Series 1991:
|
|
|
|
960
|
|
6.700%, 2/15/16 – AMBAC Insured
|
No Opt. Call
|
AA–
|
1,128,662
|
960
|
|
6.700%, 2/15/17 – AMBAC Insured
|
No Opt. Call
|
AA–
|
1,172,592
|
960
|
|
6.700%, 2/15/18 – AMBAC Insured
|
No Opt. Call
|
AA–
|
1,214,918
|
960
|
|
6.700%, 2/15/19 – AMBAC Insured
|
No Opt. Call
|
AA–
|
1,258,886
|
960
|
|
6.700%, 2/15/20 – AMBAC Insured
|
No Opt. Call
|
AA–
|
1,289,453
|
747
|
|
6.700%, 2/15/21 – AMBAC Insured
|
No Opt. Call
|
AA–
|
1,027,446
|
|
|
Rochester, New York, General Obligation Bonds, Series 1999:
|
|
|
|
735
|
|
5.250%, 10/01/20 – NPFG Insured
|
No Opt. Call
|
Aa3
|
917,339
|
735
|
|
5.250%, 10/01/21 – NPFG Insured
|
No Opt. Call
|
Aa3
|
924,645
|
730
|
|
5.250%, 10/01/22 – NPFG Insured
|
No Opt. Call
|
Aa3
|
923,516
|
730
|
|
5.250%, 10/01/23 – NPFG Insured
|
No Opt. Call
|
Aa3
|
920,939
|
730
|
|
5.250%, 10/01/24 – NPFG Insured
|
No Opt. Call
|
Aa3
|
933,276
|
730
|
|
5.250%, 10/01/25 – NPFG Insured
|
No Opt. Call
|
Aa3
|
939,955
|
725
|
|
5.250%, 10/01/26 – NPFG Insured
|
No Opt. Call
|
Aa3
|
939,252
|
2,190
|
|
Yonkers, New York, General Obligation Bonds, Series 2005B, 5.000%, 8/01/19 – NPFG Insured
|
8/15 at 100.00
|
BBB+
|
2,343,650
|
46,427
|
|
Total Tax Obligation/General
|
|
|
54,432,443
|
|
|
Tax Obligation/Limited – 55.6% (36.6% of Total Investments)
|
|
|
|
7,145
|
|
Dormitory Authority of the State of New York, Insured Revenue Bonds, Special Act School District
|
3/13 at 100.00
|
BBB
|
7,172,294
|
|
|
Program, Series 1999, 5.750%, 7/01/19 – NPFG Insured
|
|
|
|
3,610
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Department of Health, Series 2004-2,
|
7/14 at 100.00
|
AA–
|
3,853,025
|
|
|
5.000%, 7/01/20 – FGIC Insured
|
|
|
|
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Mental Health Services Facilities
|
|
|
|
|
|
Improvements, Series 2005D-1:
|
|
|
|
670
|
|
5.000%, 2/15/15 – FGIC Insured
|
No Opt. Call
|
AA–
|
731,995
|
1,715
|
|
5.000%, 8/15/23 – FGIC Insured
|
2/15 at 100.00
|
AA–
|
1,858,254
|
20
|
|
Dormitory Authority of the State of New York, Revenue Bonds, School Districts Financing Program,
|
3/13 at 100.00
|
A+
|
20,077
|
|
|
Series 2002D, 5.250%, 10/01/23 – NPFG Insured
|
|
|
|
20,000
|
|
Dormitory Authority of the State of New York, State Personal Income Tax Revenue Bonds, General
|
3/21 at 100.00
|
AAA
|
22,865,998
|
|
|
Purpose Series 2011C, 5.000%, 3/15/41
|
|
|
|
55
|
|
Dormitory Authority of the State of New York, State Personal Income Tax Revenue Bonds, Series
|
3/13 at 100.00
|
AAA
|
60,249
|
|
|
2005F, 5.000%, 3/15/21 – AGM Insured
|
|
|
|
3,300
|
|
Erie County Industrial Development Agency, New York, School Facility Revenue Bonds, Buffalo
|
5/19 at 100.00
|
AA–
|
3,777,246
|
|
|
City School District Project, Series 2009A, 5.000%, 5/01/31
|
|
|
|
7,545
|
|
Erie County Industrial Development Agency, New York, School Facility Revenue Bonds, Buffalo
|
5/17 at 100.00
|
AA–
|
8,737,035
|
|
|
City School District, Series 2007A, 5.750%, 5/01/28 – AGM Insured (UB)
|
|
|
|
2,390
|
|
Erie County Industrial Development Agency, New York, School Facility Revenue Bonds, Buffalo
|
5/18 at 100.00
|
AA–
|
2,828,565
|
|
|
City School District Project, Series 2008A, 5.750%, 5/01/27 – AGM Insured (UB)
|
|
|
|
5,400
|
|
Hudson Yards Infrastructure Corporation, New York, Revenue Bonds, Senior Fiscal 2012 Series
|
2/21 at 100.00
|
A
|
6,416,928
|
|
|
2011A, 5.750%, 2/15/47
|
|
|
|
|
|
Hudson Yards Infrastructure Corporation, New York, Revenue Bonds, Series 2006A:
|
|
|
|
14,405
|
|
5.000%, 2/15/47 – FGIC Insured
|
2/17 at 100.00
|
A
|
15,239,625
|
2,100
|
|
5.000%, 2/15/47 – AGM Insured
|
2/17 at 100.00
|
AA–
|
2,233,308
|
2,415
|
|
Metropolitan Transportation Authority, New York, Dedicated Tax Fund Bonds, Refunding Series
|
11/22 at 100.00
|
AA
|
2,901,574
|
|
|
2012A, 5.000%, 11/15/29
|
|
|
|
2,000
|
|
Metropolitan Transportation Authority, New York, State Service Contract Refunding Bond, Series
|
No Opt. Call
|
AA–
|
2,460,180
|
|
|
2002A, 5.750%, 7/01/18 – AGM Insured (UB)
|
|
|
|
1,205
|
|
New York City Sales Tax Asset Receivable Corporation, New York, Dedicated Revenue Bonds, Local
|
10/14 at 100.00
|
AAA
|
1,286,579
|
|
|
Government Assistance Corporation, Series 2004A, 5.000%, 10/15/32 – AMBAC Insured
|
|
|
|
|
|
New York City Sales Tax Asset Receivable Corporation, New York, Dedicated Revenue Bonds, Local
|
|
|
|
|
|
Government Assistance Corporation, Series 2004A:
|
|
|
|
3,640
|
|
5.000%, 10/15/25 – NPFG Insured (UB) (4)
|
10/14 at 100.00
|
AAA
|
3,918,424
|
1,960
|
|
5.000%, 10/15/26 – NPFG Insured (UB) (4)
|
10/14 at 100.00
|
AAA
|
2,098,474
|
5,420
|
|
5.000%, 10/15/29 – AMBAC Insured (UB) (4)
|
10/14 at 100.00
|
AAA
|
5,791,920
|
1,500
|
|
5.000%, 10/15/32 – AMBAC Insured (UB) (4)
|
10/14 at 100.00
|
AAA
|
1,601,550
|
5,600
|
|
New York City Transitional Finance Authority, New York, Building Aid Revenue Bonds, Fiscal Series
|
1/17 at 100.00
|
AA–
|
6,277,152
|
|
|
2007S-2, 5.000%, 1/15/28 – FGIC Insured
|
|
|
|
|
|
New York City Transitional Finance Authority, New York, Future Tax Secured Bonds, Fiscal 2012
|
|
|
|
|
|
Series E-1:
|
|
|
|
2,370
|
|
5.000%, 2/01/35
|
2/22 at 100.00
|
AAA
|
2,765,909
|
2,890
|
|
5.000%, 2/01/37
|
2/22 at 100.00
|
AAA
|
3,340,291
|
3,000
|
|
5.000%, 2/01/42
|
2/22 at 100.00
|
AAA
|
3,459,720
|
17,200
|
|
New York City Transitional Finance Authority, New York, Future Tax Secured Bonds, Fiscal 2012
|
5/22 at 100.00
|
AAA
|
19,883,027
|
|
|
Series F-1, 5.000%, 5/01/39
|
|
|
|
60
|
|
New York City Transitional Finance Authority, New York, Future Tax Secured Bonds, Fiscal Series
|
2/13 at 100.00
|
AAA
|
60,242
|
|
|
2003E, 5.250%, 2/01/22 – NPFG Insured
|
|
|
|
3,800
|
|
New York City Transitional Finance Authority, New York, Future Tax Secured Bonds, Fiscal Series
|
5/17 at 100.00
|
AAA
|
4,313,456
|
|
|
2007B, 5.000%, 11/01/30
|
|
|
|
4,000
|
|
New York City Transitional Finance Authority, New York, Future Tax Secured Revenue Bonds,
|
11/20 at 100.00
|
AAA
|
4,806,200
|
|
|
Subordinate Lien Series 2011C, 5.500%, 11/01/35
|
|
|
|
1,660
|
|
New York City, New York, Educational Construction Fund, Revenue Bonds, Series 2011A, 5.750%,
|
4/21 at 100.00
|
AA+
|
2,010,941
|
|
|
4/01/33 – AGM Insured
|
|
|
|
|
|
New York Convention Center Development Corporation, Hotel Fee Revenue Bonds, Tender Option
|
|
|
|
|
|
Bonds Trust 3095:
|
|
|
|
835
|
|
13.599%, 11/15/30 – AMBAC Insured (IF) (4)
|
11/15 at 100.00
|
AA+
|
1,000,088
|
3,955
|
|
13.585%, 11/15/44 – AMBAC Insured (IF) (4)
|
11/15 at 100.00
|
AA+
|
4,551,137
|
1,000
|
|
New York State Thruway Authority, Highway and Bridge Trust Fund Bonds, Second General, Series
|
4/14 at 100.00
|
AA
|
1,056,880
|
|
|
2004A, 5.000%, 4/01/22 – NPFG Insured
|
|
|
|
|
|
New York State Thruway Authority, Highway and Bridge Trust Fund Bonds, Second General,
|
|
|
|
|
|
Series 2005B:
|
|
|
|
8,455
|
|
5.500%, 4/01/20 – AMBAC Insured
|
No Opt. Call
|
AA
|
10,766,597
|
1,500
|
|
5.000%, 4/01/21 – AMBAC Insured
|
10/15 at 100.00
|
AA
|
1,668,735
|
1,000
|
|
New York State Thruway Authority, State Personal Income Tax Revenue Bonds, Series 2004A,
|
9/14 at 100.00
|
AAA
|
1,073,940
|
|
|
5.000%, 3/15/24 – AMBAC Insured
|
|
|
|
1,600
|
|
New York State Thruway Authority, State Personal Income Tax Revenue Bonds, Series 2010A,
|
9/20 at 100.00
|
AAA
|
1,904,032
|
|
|
5.000%, 3/15/29
|
|
|
|
|
|
New York State Tobacco Settlement Financing Corporation, Tobacco Settlement Asset-Backed and
|
|
|
|
|
|
State Contingency Contract-Backed Bonds, Series 2003A-1:
|
|
|
|
11,100
|
|
5.250%, 6/01/20 – AMBAC Insured
|
6/13 at 100.00
|
AA–
|
11,321,666
|
1,000
|
|
5.250%, 6/01/21 – AMBAC Insured
|
6/13 at 100.00
|
AA–
|
1,019,630
|
4,565
|
|
5.250%, 6/01/22 – AMBAC Insured
|
6/13 at 100.00
|
AA–
|
4,653,835
|
400
|
|
New York State Urban Development Corporation, State Personal Income Tax Revenue Bonds, Series
|
3/15 at 100.00
|
AAA
|
419,600
|
|
|
2005B, 5.000%, 3/15/30 – AGM Insured
|
|
|
|
4,000
|
|
Puerto Rico Highway and Transportation Authority, Highway Revenue Refunding Bonds, Series
|
No Opt. Call
|
AA–
|
4,364,720
|
|
|
2002E, 5.500%, 7/01/18 – AGM Insured
|
|
|
|
|
|
Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, First Subordinate
|
|
|
|
|
|
Series 2010A:
|
|
|
|
2,000
|
|
0.000%, 8/01/33
|
8/29 at 100.00
|
A+
|
1,677,380
|
2,500
|
|
5.000%, 8/01/40 – AGM Insured
|
2/20 at 100.00
|
AA–
|
2,598,825
|
1,175
|
|
Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, First Subordinate Series
|
8/20 at 100.00
|
AA–
|
1,233,633
|
|
|
2010C, 5.125%, 8/01/42 – AGM Insured
|
|
|
|
24,900
|
|
Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, Senior Series 2011C,
|
No Opt. Call
|
AA–
|
5,668,983
|
|
|
0.000%, 8/01/39
|
|
|
|
|
|
Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, Series 2007A:
|
|
|
|
53,475
|
|
0.000%, 8/01/46 – NPFG Insured
|
No Opt. Call
|
AA–
|
7,694,518
|
16,120
|
|
0.000%, 8/01/47 – AMBAC Insured
|
No Opt. Call
|
AA–
|
2,154,277
|
266,655
|
|
Total Tax Obligation/Limited
|
|
|
207,598,714
|
|
|
Transportation – 8.4% (5.5% of Total Investments)
|
|
|
|
|
|
Metropolitan Transportation Authority, New York, Transportation Revenue Bonds, Series 2005A:
|
|
|
|
1,900
|
|
4.750%, 11/15/27 – NPFG Insured
|
11/15 at 100.00
|
AA–
|
2,072,083
|
4,000
|
|
4.750%, 11/15/30 – AMBAC Insured
|
11/15 at 100.00
|
A
|
4,288,640
|
1,000
|
|
Metropolitan Transportation Authority, New York, Transportation Revenue Bonds, Series 2011A,
|
11/21 at 100.00
|
A
|
1,117,160
|
|
|
5.000%, 11/15/41
|
|
|
|
5,195
|
|
Metropolitan Transportation Authority, New York, Transportation Revenue Bonds, Series 2012C,
|
11/22 at 100.00
|
A
|
5,861,363
|
|
|
5.000%, 11/15/41
|
|
|
|
2,280
|
|
New York Liberty Development Corporation, Liberty Revenue Bonds, 4 World Trade Center Project,
|
11/21 at 100.00
|
A+
|
2,561,945
|
|
|
Series 2011, 5.000%, 11/15/44
|
|
|
|
955
|
|
New York State Thruway Authority, General Revenue Bonds, Refunding Series 2007H, 5.000%,
|
1/18 at 100.00
|
A+
|
1,097,295
|
|
|
1/01/25 – FGIC Insured
|
|
|
|
|
|
New York State Thruway Authority, General Revenue Bonds, Series 2005F:
|
|
|
|
2,625
|
|
5.000%, 1/01/20 – AMBAC Insured
|
1/15 at 100.00
|
A+
|
2,839,226
|
425
|
|
5.000%, 1/01/30 – AMBAC Insured
|
1/15 at 100.00
|
A+
|
456,165
|
1,650
|
|
New York State Thruway Authority, General Revenue Bonds, Series 2005G, 5.000%, 1/01/30 –
|
7/15 at 100.00
|
AA–
|
1,794,375
|
|
|
AGM Insured (UB)
|
|
|
|
1,675
|
|
Port Authority of New York and New Jersey, Consolidated Revenue Bonds, One Hundred Fortieth
|
6/15 at 101.00
|
AA–
|
1,814,511
|
|
|
Series 2005, 5.000%, 12/01/31 – SYNCORA GTY Insured
|
|
|
|
1,170
|
|
Port Authority of New York and New Jersey, Consolidated Revenue Bonds, One Hundred Forty
|
8/17 at 100.00
|
AA–
|
1,693,364
|
|
|
Eighth Series 2008, Tender Option Bond Trust 2920, 17.424%, 8/15/32 – AGM Insured (IF)
|
|
|
|
|
|
Triborough Bridge and Tunnel Authority, New York, Subordinate Lien General Purpose Revenue
|
|
|
|
|
|
Refunding Bonds, Series 2002E:
|
|
|
|
1,570
|
|
5.500%, 11/15/20 – NPFG Insured
|
No Opt. Call
|
A+
|
2,004,498
|
3,800
|
|
5.250%, 11/15/22 – NPFG Insured
|
3/13 at 100.00
|
A+
|
3,814,858
|
28,245
|
|
Total Transportation
|
|
|
31,415,483
|
|
|
U.S. Guaranteed – 10.9% (7.2% of Total Investments) (4)
|
|
|
|
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Memorial Sloan-Kettering Cancer
|
|
|
|
|
|
Center, Series 2003-1:
|
|
|
|
1,750
|
|
5.000%, 7/01/21 (Pre-refunded 7/01/13) – NPFG Insured
|
7/13 at 100.00
|
AA (4)
|
1,791,108
|
3,210
|
|
5.000%, 7/01/22 (Pre-refunded 7/01/13) – NPFG Insured
|
7/13 at 100.00
|
AA (4)
|
3,285,403
|
2,085
|
|
Dormitory Authority of the State of New York, Revenue Bonds, The New York and Presbyterian
|
8/14 at 100.00
|
AA– (4)
|
2,239,040
|
|
|
Hospital Project, Series 2007, 5.000%, 8/15/36 (Pre-refunded 8/15/14) – AGM Insured
|
|
|
|
1,035
|
|
Dormitory Authority of the State of New York, State Personal Income Tax Revenue Bonds, Series
|
3/15 at 100.00
|
AA– (4)
|
1,138,635
|
|
|
2005F, 5.000%, 3/15/21 (Pre-refunded 3/15/15) – AGM Insured
|
|
|
|
505
|
|
Dormitory Authority of the State of New York, Suffolk County, Lease Revenue Bonds, Judicial
|
4/13 at 101.59
|
N/R (4)
|
540,375
|
|
|
Facilities, Series 1991A, 9.500%, 4/15/14 – FGIC Insured (ETM)
|
|
|
|
1,700
|
|
Erie County Industrial Development Agency, New York, School Facility Revenue Bonds, Buffalo
|
5/14 at 100.00
|
AA– (4)
|
1,822,893
|
|
|
City School District, Series 2004, 5.750%, 5/01/26 (Pre-refunded 5/01/14) – AGM Insured
|
|
|
|
11,000
|
|
Metropolitan Transportation Authority, New York, Dedicated Tax Fund Bonds, Series 1998A,
|
10/15 at 100.00
|
AA+ (4)
|
12,262,359
|
|
|
4.750%, 4/01/28 (Pre-refunded 10/01/15) – FGIC Insured
|
|
|
|
|
|
Metropolitan Transportation Authority, New York, Dedicated Tax Fund Bonds, Series 1999A:
|
|
|
|
4,000
|
|
5.000%, 4/01/17 (Pre-refunded 10/01/14) – AGM Insured
|
10/14 at 100.00
|
AA+ (4)
|
4,321,640
|
3,250
|
|
5.000%, 4/01/29 (Pre-refunded 10/01/14) – AGM Insured
|
10/14 at 100.00
|
AA+ (4)
|
3,511,333
|
|
|
Nassau County Interim Finance Authority, New York, Sales Tax Secured Revenue Bonds,
|
|
|
|
|
|
Series 2003A:
|
|
|
|
4,000
|
|
5.000%, 11/15/18 (Pre-refunded 11/15/13) – AMBAC Insured
|
11/13 at 100.00
|
AAA
|
4,165,240
|
1,560
|
|
4.750%, 11/15/21 (Pre-refunded 11/15/13) – AMBAC Insured
|
11/13 at 100.00
|
AAA
|
1,621,058
|
1,560
|
|
4.750%, 11/15/22 (Pre-refunded 11/15/13) – AMBAC Insured
|
11/13 at 100.00
|
AAA
|
1,621,058
|
210
|
|
New York City Municipal Water Finance Authority, New York, Water and Sewerage System
|
6/14 at 100.00
|
Aa1 (4)
|
224,343
|
|
|
Revenue Bonds, Fiscal Series 2004C, 5.000%, 6/15/35 (Pre-refunded 6/15/14) – AMBAC Insured
|
|
|
|
2,000
|
|
New York City Transitional Finance Authority, New York, Future Tax Secured Bonds, Fiscal Series
|
2/14 at 100.00
|
AAA
|
2,101,880
|
|
|
2004C, 5.000%, 2/01/19 (Pre-refunded 2/01/14) – SYNCORA GTY Insured
|
|
|
|
100
|
|
New York State Urban Development Corporation, State Personal Income Tax Revenue Bonds,
|
3/15 at 100.00
|
AA– (4)
|
110,013
|
|
|
Series 2005B, 5.000%, 3/15/30 (Pre-refunded 3/15/15) – AGM Insured
|
|
|
|
37,965
|
|
Total U.S. Guaranteed
|
|
|
40,756,378
|
|
|
Utilities – 12.4% (8.2% of Total Investments)
|
|
|
|
900
|
|
Guam Power Authority, Revenue Bonds, Series 2010A, 5.000%, 10/01/37 – AGM Insured
|
10/20 at 100.00
|
AA–
|
959,103
|
295
|
|
Guam Power Authority, Revenue Bonds, Series 2012A, 5.000%, 10/01/34
|
10/22 at 100.00
|
BBB
|
329,052
|
|
|
Long Island Power Authority, New York, Electric System General Revenue Bonds, Series 2000A:
|
|
|
|
4,000
|
|
0.000%, 6/01/24 – AGM Insured
|
No Opt. Call
|
AA–
|
2,919,560
|
4,000
|
|
0.000%, 6/01/25 – AGM Insured
|
No Opt. Call
|
AA–
|
2,798,720
|
15,000
|
|
0.000%, 6/01/26 – AGM Insured
|
No Opt. Call
|
AA–
|
10,013,250
|
3,000
|
|
0.000%, 6/01/27 – AGM Insured
|
No Opt. Call
|
AA–
|
1,915,830
|
4,500
|
|
0.000%, 6/01/28 – AGM Insured
|
No Opt. Call
|
AA–
|
2,739,645
|
3,000
|
|
0.000%, 6/01/29 – AGM Insured
|
No Opt. Call
|
AA–
|
1,731,810
|
|
|
Long Island Power Authority, New York, Electric System General Revenue Bonds, Series 2006A:
|
|
|
|
6,010
|
|
5.000%, 12/01/23 – FGIC Insured
|
6/16 at 100.00
|
A
|
6,674,826
|
7,735
|
|
5.000%, 12/01/25 – FGIC Insured
|
6/16 at 100.00
|
A
|
8,560,789
|
4,000
|
|
5.000%, 12/01/26 – AGC Insured
|
6/16 at 100.00
|
AA+
|
4,427,040
|
750
|
|
Long Island Power Authority, New York, Electric System General Revenue Bonds, Series 2006B,
|
6/16 at 100.00
|
A
|
817,733
|
|
|
5.000%, 12/01/35 – CIFG Insured
|
|
|
|
1,830
|
|
Niagara Area Development Corporation, New York, Solid Waste Disposal Facility Revenue
|
No Opt. Call
|
BB+
|
1,860,506
|
|
|
Refunding Bonds, Covanta Energy Project, Series 2012B, 4.000%, 11/01/24
|
|
|
|
650
|
|
Power Authority of the State of New York, General Revenue Bonds, Series 2006A, 5.000%,
|
11/15 at 100.00
|
Aa2
|
729,950
|
|
|
11/15/19 – FGIC Insured
|
|
|
|
55,670
|
|
Total Utilities
|
|
|
46,477,814
|
|
|
Water and Sewer – 9.5% (6.3% of Total Investments)
|
|
|
|
5,000
|
|
New York City Municipal Water Finance Authority, New York, Water and Sewer System Revenue
|
6/19 at 100.00
|
AA+
|
5,976,000
|
|
|
Bonds, Second Generation Resolution, Fiscal 2010 Series 2009BB, 5.000%, 6/15/27
|
|
|
|
2,000
|
|
New York City Municipal Water Finance Authority, New York, Water and Sewer System Revenue
|
6/17 at 100.00
|
AA+
|
2,227,420
|
|
|
Bonds, Second Generation Resolution, Series 2007AA, 5.000%, 6/15/37
|
|
|
|
3,455
|
|
New York City Municipal Water Finance Authority, New York, Water and Sewer System Revenue
|
6/16 at 100.00
|
AAA
|
3,826,965
|
|
|
Bonds, Series 2006B, 5.000%, 6/15/36 – NPFG Insured (UB)
|
|
|
|
5,920
|
|
New York City Municipal Water Finance Authority, New York, Water and Sewerage System
|
6/15 at 100.00
|
AAA
|
6,467,955
|
|
|
Revenue Bonds, Fiscal Series 2005C, 5.000%, 6/15/27 – NPFG Insured (UB)
|
|
|
|
2,790
|
|
New York City Municipal Water Finance Authority, New York, Water and Sewerage System
|
6/14 at 100.00
|
AAA
|
2,932,206
|
|
|
Revenue Bonds, Fiscal Series 2004C, 5.000%, 6/15/35 – AMBAC Insured
|
|
|
|
5,000
|
|
New York City Municipal Water Finance Authority, New York, Water and Sewerage System
|
6/13 at 100.00
|
AAA
|
5,088,250
|
|
|
Revenue Refunding Bonds, Fiscal Series 2003E, 5.000%, 6/15/34
|
|
|
|
7,100
|
|
Suffolk County Water Authority, New York, Waterworks Revenue Bonds, Series 2005C, 5.000%,
|
6/15 at 100.00
|
AAA
|
7,514,427
|
|
|
6/01/28 – NPFG Insured
|
|
|
|
2,230
|
|
Upper Mohawk Valley Regional Water Finance Authority, New York, Water System Revenue Bonds,
|
No Opt. Call
|
A1
|
1,632,360
|
|
|
Series 2000, 0.000%, 4/01/23 – AMBAC Insured
|
|
|
|
33,495
|
|
Total Water and Sewer
|
|
|
35,665,583
|
$ 607,327
|
|
Total Investments (cost $519,935,026) – 151.8%
|
|
|
567,388,648
|
|
|
Floating Rate Obligations – (8.7)%
|
|
|
(32,660,000)
|
|
|
Variable Rate Demand Preferred Shares, at Liquidation Value – (44.1)% (6)
|
|
|
(164,800,000)
|
|
|
Other Assets Less Liabilities – 1.0%
|
|
|
3,780,809
|
|
|
Net Assets Applicable to Common Shares – 100%
|
|
|
$ 373,709,457
|