FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

BARBOUR JOHN
2. Issuer Name and Ticker or Trading Symbol

LEAPFROG ENTERPRISES INC [ LF ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__ X __ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
Chief Executive Officer
(Last)          (First)          (Middle)

LEAPFROG ENTERPRISES, INC., 6401 HOLLIS STREET, SUITE 100
3. Date of Earliest Transaction (MM/DD/YYYY)

3/15/2016
(Street)

EMERYVILLE, CA 94608
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock   3/15/2016     M    32500   A $0   409446   (1) D    
Class A Common Stock   3/15/2016     F    11920   D $0.99   397526   D    
Class A Common Stock   3/15/2016     M    27500   A $0   425026   D    
Class A Common Stock   3/15/2016     F    10087   D $0.99   414939   D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit (right to acquire)   $0   3/15/2016     M         32500      (2) 3/15/2016   Class A Common Stock   32500   $0   0   D    
Restricted Stock Unit (right to acquire)   $0   3/15/2016     M         27500      (3) 3/15/2017   Class A Common Stock   27500   $0   27500   D    

Explanation of Responses:
( 1)  Includes 2,000 shares acquired under the Issuer's 2002 Employee Stock Purchase Plan on February 29, 2016.
( 2)  Granted 3/15/2012 under the Issuer's 2011 Equity and Incentive Plan. Restricted Stock Units vest as to 25% of the shares on 3/15/2013, 3/15/2014, 3/15/2015 and 3/15/2016.
( 3)  Granted 3/15/2013 under the Issuer's 2011 Equity and Incentive Plan. Restricted Stock Units vest as to 25% of the shares on 3/15/2014, 3/15/2015, 3/15/2016 and 3/15/2017.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
BARBOUR JOHN
LEAPFROG ENTERPRISES, INC.
6401 HOLLIS STREET, SUITE 100
EMERYVILLE, CA 94608
X
Chief Executive Officer

Signatures
/s/ Robert L. Lattuga, Attorney-in-Fact on behalf of BARBOUR JOHN 3/17/2016
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Leapfrog (NYSE:LF)
과거 데이터 주식 차트
부터 5월(5) 2024 으로 6월(6) 2024 Leapfrog 차트를 더 보려면 여기를 클릭.
Leapfrog (NYSE:LF)
과거 데이터 주식 차트
부터 6월(6) 2023 으로 6월(6) 2024 Leapfrog 차트를 더 보려면 여기를 클릭.