UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 15
CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934.
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Commission File Number
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001-15253
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Janus Capital Group Inc.
on behalf of the
Janus 401(k) and Employee Stock Ownership Plan
Stilwell Financial Inc. Savings-Related Share Option Scheme
Stilwell Financial Inc. Employee Stock Purchase Plan
Stilwell Financial Inc. 1998 Amended and Restated Long Term Incentive Stock Plan
(Exact name of registrant as specified in its charter)
151 Detroit Street, Denver, Colorado 80206
(303) 333-3863
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)
Plan interests in the Janus 401(k) and Employee Stock Ownership Plan
Plan interests in the Stilwell Financial Inc. Savings-Related Share Option Scheme
Plan interests in the Stilwell Financial Inc. Employee Stock Purchase Plan
Plan interests in the Stilwell Financial Inc. 1998 Amended and Restated Long Term Incentive Stock Plan
(Title of each class of securities covered by this Form)
4.875% Notes Due 2025
(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)
Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:
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Rule 12g-4(a)(1)
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o
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Rule 12g-4(a)(2)
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o
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Rule 12h-3(b)(1)(i)
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x
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Rule 12h-3(b)(1)(ii)
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o
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Rule 15d-6
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o
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Approximate number of holders of record as of the certification or notice date: None
Pursuant to the requirements of the Securities Exchange Act of 1934 Janus Capital Group Inc. has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.
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Date:
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June 14, 2017
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By:
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/s/ Amy Stefonick
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Name:
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Amy Stefonick
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Title:
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Assistant Secretary
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