Statement of Changes in Beneficial Ownership (4)
22 8월 2019 - 5:37AM
Edgar (US Regulatory)
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FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Gautier Todd W.
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2. Issuer Name
and
Ticker or Trading Symbol
L3HARRIS TECHNOLOGIES, INC. /DE/
[
LHX
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
President, Aviation Systems
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(Last)
(First)
(Middle)
C/O L3HARRIS TECHNOLOGIES, INC., 1025 WEST NASA BOULEVARD
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3. Date of Earliest Transaction
(MM/DD/YYYY)
8/19/2019
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(Street)
MELBOURNE, FL 32919
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock, Par Value $1.00
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8/19/2019
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M
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12727
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A
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$89.39
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29153
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D
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Common Stock, Par Value $1.00
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8/19/2019
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S
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11672
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D
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$212.88
(1)
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17481
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D
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Common Stock, Par Value $1.00
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8/19/2019
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S
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300
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D
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$213.54
(2)
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17181
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Non-Qualified Stock Option (Right to Buy)
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$89.39
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8/19/2019
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M
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12727
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6/29/2019
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2/16/2026
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Common Stock, Par Value $1.00
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12727
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$0.00
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0
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D
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Explanation of Responses:
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(1)
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The price reported in Column 4 for the sale of 11,672 shares is a weighted average sale price of $212.88. The sale prices ranged from $212.455 to $213.44. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
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(2)
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The price reported in Column 4 for the sale of 300 shares is a weighted average sale price of $213.54. The sale prices ranged from $213.45 to $213.585. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
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Remarks:
Exhibit List:
Exhibit 24 - Power of Attorney
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Gautier Todd W.
C/O L3HARRIS TECHNOLOGIES, INC.
1025 WEST NASA BOULEVARD
MELBOURNE, FL 32919
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President, Aviation Systems
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Signatures
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By: /s/ Scott T. Mikuen, Attorney-in-Fact, For Todd W. Gautier
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8/21/2019
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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Harris (NYSE:HRS)
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부터 5월(5) 2024 으로 6월(6) 2024
Harris (NYSE:HRS)
과거 데이터 주식 차트
부터 6월(6) 2023 으로 6월(6) 2024
