Form NPORT-P - Monthly Portfolio Investments Report on Form N-PORT (Public)
30 8월 2023 - 1:20AM
Edgar (US Regulatory)
The
Gabelli
Convertible
and
Income
Securities
Fund
Inc.
Schedule
of
Investments
—
June
30,
2023
(Unaudited)
Principal
Amount
Market
Value
CONVERTIBLE
CORPORATE
BONDS
—
85.2%
Airlines
—
1.7%
$
585,000
JetBlue
Airways
Corp.,
0.500%,
04/01/26
...............
$
483,359
1,000,000
Southwest
Airlines
Co.,
1.250%,
05/01/25
...............
1,150,250
1,633,609
Automotive
—
0.7%
600,000
Rivian
Automotive
Inc.,
4.625%,
03/15/29(a)
.............
659,213
Broadcasting
—
2.6%
865,000
fuboTV
Inc.,
3.250%,
02/15/26
...............
500,040
1,820,000
Liberty
Media
Corp.-Liberty
Formula
One,
2.250%,
08/15/27(a)
.............
1,963,780
2,463,820
Business
Services
—
7.7%
2,100,000
2U
Inc.,
2.250%,
05/01/25
...............
1,383,900
1,000,000
BigBear.ai
Holdings
Inc.,
6.000%,
12/15/26(a)
.............
703,479
3,000,000
Perficient
Inc.,
0.125%,
11/15/26
...............
2,475,263
1,610,000
Shift4
Payments
Inc.,
Zero
Coupon,
12/15/25
...........
1,756,510
1,065,000
Stride
Inc.,
1.125%,
09/01/27
...............
1,023,712
7,342,864
Cable
and
Satellite
—
1.7%
DISH
Network
Corp.
2,000,000
Zero
Coupon,
12/15/25
...........
1,067,600
1,000,000
3.375%,
08/15/26
...............
512,500
1,580,100
Communications
Equipment
—
3.1%
250,000
Infinera
Corp.,
3.750%,
08/01/28(a)
.............
250,375
2,000,000
InterDigital
Inc.,
3.500%,
06/01/27
...............
2,706,172
2,956,547
Computer
Software
and
Services
—
14.0%
1,500,000
3D
Systems
Corp.,
Zero
Coupon,
11/15/26
...........
1,140,938
1,265,000
8x8
Inc.,
0.500%,
02/01/24
...............
1,207,999
1,600,000
Akamai
Technologies
Inc.,
0.375%,
09/01/27
...............
1,553,184
1,750,000
Bandwidth
Inc.,
0.250%,
03/01/26
...............
1,384,973
Principal
Amount
Market
Value
$
1,550,000
Edgio
Inc.,
3.500%,
08/01/25
...............
$
1,312,520
1,992,000
i3
Verticals
LLC,
1.000%,
02/15/25
...............
1,841,355
Lumentum
Holdings
Inc.
1,250,000
0.500%,
12/15/26
...............
1,109,220
193,000
1.500%,
12/15/29(a)
.............
200,527
800,000
MakeMyTrip
Ltd.,
Zero
Coupon,
02/15/28
...........
781,200
1,500,000
Match
Group
Financeco
3
Inc.,
2.000%,
01/15/30(a)
.............
1,353,710
750,000
PAR
Technology
Corp.,
2.875%,
04/15/26
...............
802,219
1,118,000
Veritone
Inc.,
1.750%,
11/15/26
...............
732,218
13,420,063
Consumer
Services
—
2.7%
600,000
Live
Nation
Entertainment
Inc.,
3.125%,
01/15/29(a)
.............
662,700
900,000
Marriott
Vacations
Worldwide
Corp.,
3.250%,
12/15/27(a)
.............
854,100
NCL
Corp.
Ltd.
470,000
5.375%,
08/01/25
...............
646,250
472,000
1.125%,
02/15/27
...............
437,337
2,600,387
Energy
and
Utilities
—
13.8%
500,000
Alliant
Energy
Corp.,
3.875%,
03/15/26(a)
.............
499,000
1,208,000
Array
Technologies
Inc.,
1.000%,
12/01/28
...............
1,384,972
400,000
Bloom
Energy
Corp.,
3.000%,
06/01/28(a)
.............
456,567
1,500,000
CMS
Energy
Corp.,
3.375%,
05/01/28(a)
.............
1,482,750
750,000
Duke
Energy
Corp.,
4.125%,
04/15/26(a)
.............
734,250
500,000
Nabors
Industries
Inc.,
1.750%,
06/15/29(a)
.............
376,750
1,925,000
NextEra
Energy
Partners
LP,
2.500%,
06/15/26(a)
.............
1,733,453
1,000,000
Northern
Oil
and
Gas
Inc.,
3.625%,
04/15/29(a)
.............
1,120,221
950,000
Ormat
Technologies
Inc.,
2.500%,
07/15/27(a)
.............
1,030,275
700,000
PPL
Capital
Funding
Inc.,
2.875%,
03/15/28(a)
.............
672,000
800,000
Stem
Inc.,
4.250%,
04/01/30(a)
.............
804,400
1,910,000
Sunnova
Energy
International
Inc.,
2.625%,
02/15/28(a)
.............
1,568,381
The
Gabelli
Convertible
and
Income
Securities
Fund
Inc.
Schedule
of
Investments
(Continued)
—
June
30,
2023
(Unaudited)
Principal
Amount
Market
Value
CONVERTIBLE
CORPORATE
BONDS
(Continued)
Energy
and
Utilities
(Continued)
$
1,350,000
The
Southern
Co.,
3.875%,
12/15/25(a)
.............
$
1,353,375
13,216,394
Financial
Services
—
6.1%
800,000
Bread
Financial
Holdings
Inc.,
4.250%,
06/15/28(a)
.............
822,177
1,750,000
HCI
Group
Inc.,
4.750%,
06/01/42
...............
1,729,875
2,000,000
LendingTree
Inc.,
0.500%,
07/15/25
...............
1,560,000
2,250,000
SoFi
Technologies
Inc.,
Zero
Coupon,
10/15/26(a)
.........
1,748,250
5,860,302
Food
and
Beverage
—
2.4%
1,250,000
Post
Holdings
Inc.,
2.500%,
08/15/27(a)
.............
1,266,500
1,000,000
The
Chefs'
Warehouse
Inc.,
2.375%,
12/15/28(a)
.............
1,054,066
2,320,566
Health
Care
—
10.2%
1,195,000
Coherus
Biosciences
Inc.,
1.500%,
04/15/26
...............
743,888
2,000,000
CONMED
Corp.,
2.250%,
06/15/27
...............
2,242,000
Cutera
Inc.
2,000,000
2.250%,
06/01/28
...............
1,252,679
560,000
4.000%,
06/01/29(a)
.............
353,920
800,000
Exact
Sciences
Corp.,
2.000%,
03/01/30(a)
.............
1,108,400
1,300,000
Halozyme
Therapeutics
Inc.,
1.000%,
08/15/28(a)
.............
1,189,500
700,000
Insulet
Corp.,
0.375%,
09/01/26
...............
964,950
134,000
Integer
Holdings
Corp.,
2.125%,
02/15/28(a)
.............
158,522
850,000
PetIQ
Inc.,
4.000%,
06/01/26
...............
787,291
800,000
TransMedics
Group
Inc.,
1.500%,
06/01/28(a)
.............
914,425
9,715,575
Materials
—
0.1%
233,000
Danimer
Scientific
Inc.,
3.250%,
12/15/26(a)
.............
97,581
Real
Estate
Investment
Trusts
—
4.0%
1,000,000
Arbor
Realty
Trust
Inc.,
7.500%,
08/01/25(a)
.............
1,001,000
Principal
Amount
Market
Value
$
275,000
Braemar
Hotels
&
Resorts
Inc.,
4.500%,
06/01/26
...............
$
253,526
900,000
Pebblebrook
Hotel
Trust,
1.750%,
12/15/26
...............
764,212
750,000
Redwood
Trust
Inc.,
7.750%,
06/15/27
...............
634,687
1,400,000
Summit
Hotel
Properties
Inc.,
1.500%,
02/15/26
...............
1,196,211
3,849,636
Retail
—
0.4%
300,000
Freshpet
Inc.,
3.000%,
04/01/28(a)
.............
354,975
Security
Software
—
3.4%
1,440,000
Cardlytics
Inc.,
1.000%,
09/15/25
...............
811,872
1,995,000
Verint
Systems
Inc.,
0.250%,
04/15/26
...............
1,768,069
585,000
Zscaler
Inc.,
0.125%,
07/01/25
...............
684,742
3,264,683
Semiconductors
—
6.6%
800,000
Impinj
Inc.,
1.125%,
05/15/27
...............
869,004
1,100,000
indie
Semiconductor
Inc.,
4.500%,
11/15/27(a)
.............
1,465,200
600,000
ON
Semiconductor
Corp.,
0.500%,
03/01/29(a)
.............
680,603
1,800,000
Semtech
Corp.,
1.625%,
11/01/27(a)
.............
1,683,900
2,100,000
Wolfspeed
Inc.,
1.875%,
12/01/29(a)
.............
1,629,600
6,328,307
Telecommunications
—
4.0%
750,000
Infinera
Corp.,
2.500%,
03/01/27
...............
697,136
1,500,000
Kaleyra
Inc.,
6.125%,
06/01/26(a)
.............
1,467,335
1,700,000
Liberty
Latin
America
Ltd.,
2.000%,
07/15/24
...............
1,618,400
3,782,871
TOTAL
CONVERTIBLE
CORPORATE
BONDS
....................
81,447,493
Shares
MANDATORY
CONVERTIBLE
SECURITIES(b)
—
4.3%
Diversified
Industrial
—
2.4%
35,000
Chart
Industries
Inc.,
Ser.
B,
6.750%,
12/15/25
...............
2,279,900
The
Gabelli
Convertible
and
Income
Securities
Fund
Inc.
Schedule
of
Investments
(Continued)
—
June
30,
2023
(Unaudited)
Shares
Market
Value
MANDATORY
CONVERTIBLE
SECURITIES(b)
(Continued)
Energy
and
Utilities
—
1.9%
40,000
NextEra
Energy
Inc.,
6.926%,
09/01/25
...............
$
1,811,600
TOTAL
MANDATORY
CONVERTIBLE
SECURITIES
................
4,091,500
COMMON
STOCKS
—
5.8%
Aerospace
—
0.1%
400
The
Boeing
Co.†
..................
84,464
Automotive:
Parts
and
Accessories
—
0.1%
3,400
Dana
Inc.
.......................
57,800
Broadcasting
—
0.1%
16,500
Grupo
Televisa
SAB,
ADR
............
84,645
Computer
Hardware
—
0.0%
400
International
Business
Machines
Corp.
..
53,524
Computer
Software
and
Services
—
0.0%
2,500
Kyndryl
Holdings
Inc.†
.............
33,200
Diversified
Industrial
—
0.5%
1,200
General
Electric
Co.
................
131,820
800
ITT
Inc.
........................
74,568
3,800
Textron
Inc.
.....................
256,994
463,382
Energy
and
Energy
Services
—
0.1%
2,000
Halliburton
Co.
...................
65,980
Financial
Services
—
1.7%
1,200
American
Express
Co.
..............
209,040
2,000
Bank
of
America
Corp.
..............
57,380
1,000
Citigroup
Inc.
....................
46,040
500
JPMorgan
Chase
&
Co.
.............
72,720
1,200
Julius
Baer
Group
Ltd.
..............
75,536
300
Morgan
Stanley
..................
25,620
6,200
State
Street
Corp.
.................
453,716
13,000
The
Bank
of
New
York
Mellon
Corp.
....
578,760
300
The
PNC
Financial
Services
Group
Inc.
..
37,785
1,500
Wells
Fargo
&
Co.
.................
64,020
1,620,617
Food
and
Beverage
—
0.2%
600
Pernod
Ricard
SA
.................
132,515
600
Remy
Cointreau
SA
................
96,211
228,726
Health
Care
—
0.6%
500
Johnson
&
Johnson
...............
82,760
1,500
Merck
&
Co.
Inc.
..................
173,085
Shares
Market
Value
8,000
Roche
Holding
AG,
ADR
............
$
305,600
561,445
Real
Estate
Investment
Trusts
—
0.9%
7,205
Crown
Castle
Inc.
.................
820,938
Retail
—
0.1%
200
Costco
Wholesale
Corp.
.............
107,676
Telecommunications
—
0.2%
200
Swisscom
AG
....................
124,641
2,000
Verizon
Communications
Inc.
.........
74,380
199,021
Wireless
Communications
—
1.2%
8,500
T-Mobile
US
Inc.†
.................
1,180,650
TOTAL
COMMON
STOCKS
.........
5,562,068
Principal
Amount
U.S.
GOVERNMENT
OBLIGATIONS
—
4.7%
$
4,520,000
U.S.
Treasury
Bills,
5.148%
to
5.313%††,
08/24/23
to
09/14/23
......................
4,478,377
TOTAL
INVESTMENTS
—
100.0%
....
(Cost
$98,652,678)
..............
$
95,579,438
(a)
Securities
exempt
from
registration
under
Rule
144A
of
the
Securities
Act
of
1933,
as
amended.
These
securities
may
be
resold
in
transactions
exempt
from
registration,
normally
to
qualified
institutional
buyers.
(b)
Mandatory
convertible
securities
are
required
to
be
converted
on
the
dates
listed;
they
generally
may
be
converted
prior
to
these
dates
at
the
option
of
the
holder.
†
Non-income
producing
security.
††
Represents
annualized
yields
at
dates
of
purchase.
ADR
American
Depositary
Receipt
Gabelli Converitble and ... (NYSE:GCV)
과거 데이터 주식 차트
부터 5월(5) 2024 으로 6월(6) 2024
Gabelli Converitble and ... (NYSE:GCV)
과거 데이터 주식 차트
부터 6월(6) 2023 으로 6월(6) 2024
