Current Report Filing (8-k)
10 11월 2022 - 9:36PM
Edgar (US Regulatory)
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2022-11-10
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2022-11-10
2022-11-10
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ML:RedeemableWarrantsEachWholeWarrantExercisableForOneShareOfClassCommonStockParValue0.0001Member
2022-11-10
2022-11-10
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
November 10, 2022
MONEYLION
INC.
(Exact name of registrant as specified in its
charter)
Delaware |
|
001-39346 |
|
85-0849243 |
(State or other jurisdiction
of incorporation) |
|
(Commission
File Number) |
|
(IRS Employer
Identification No.) |
30 West 21st Street, 9th Floor,
New York, NY 10010
(Address of principal
executive offices, including zip code)
Registrant’s telephone number, including
area code: (212) 300-9865
N/A
(Former name or former address, if changed since
last report)
Check the appropriate box below if the Form 8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ☐ | Written communications pursuant
to Rule 425 under the Securities Act (17 CFR 230.425) |
| ☐ | Soliciting material pursuant to
Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ | Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ | Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b)
of the Act:
Title of each class |
|
Trading
Symbol(s) |
|
Name of each exchange
on which registered |
Class A common stock, par value $0.0001 per share |
|
ML |
|
The New York Stock Exchange |
Redeemable warrants: each whole warrant exercisable for one share of Class A common stock, par value $0.0001 |
|
ML WS |
|
The New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant
to Section 13(a) of the Exchange Act.
Item 2.02. Results of Operations and Financial Condition.
On November 10, 2022, MoneyLion Inc. (“MoneyLion”)
issued a press release announcing its financial results for the quarter ended September 30, 2022. A copy of the press release is attached
hereto as Exhibit 99.1 to this report.
The information furnished pursuant to this Item
2.02, including Exhibit 99.1, is being “furnished” herewith and shall not be deemed “filed” for purposes of Section
18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities
under that section, or incorporated by reference in any filing made by MoneyLion under the Securities Act of 1933, as amended, or the
Exchange Act, regardless of any general incorporation language in such filings, except as shall be expressly set forth by specific reference
in such a filing.
Item 9.01. Financial Statements and Exhibits
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
|
|
MONEYLION INC. |
|
|
|
|
|
|
|
By: |
/s/ Richard Correia |
|
|
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Name: |
Richard Correia |
|
|
|
Title: |
Chief
Financial Officer and Treasurer |
|
|
|
|
|
Date: |
November 10, 2022 |
|
|
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2
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