Current Report Filing (8-k)
23 2월 2023 - 6:33AM
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant to Section
13 or 15(d) of the
Securities Exchange Act of 1934
Date of report (Date
of earliest event reported): November 1, 2022
Fusion Acquisition
Corp. II
(Exact name of registrant
as specified in its charter)
| Delaware |
|
001-40120 |
|
86-1352058 |
(State or other jurisdiction
of incorporation) |
|
(Commission File Number) |
|
(I.R.S. Employer
Identification No.) |
667
Madison Avenue, 5th Floor
New York, New York |
|
10065 |
| (Address of principal executive offices) |
|
(Zip Code) |
(212) 763-0169
(Registrant’s telephone number, including
area code)
Not Applicable
(Former name or former address, if changed since
last report)
Check the appropriate
box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following
provisions:
| ☐ |
Written communications pursuant to Rule 425 under the Securities Act
(17 CFR 230.425) |
| ☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12) |
| ☐ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered
pursuant to Section 12(b) of the Act:
| Title
of each class |
|
Trading
Symbol(s) |
|
Name
of each exchange on which registered |
| Units, each consisting of one share of Class
A common stock and one-third of one redeemable warrant |
|
FSNB.U |
|
The New York Stock Exchange |
| Class A common stock, par value $0.0001 per
share |
|
FSNB |
|
The New York Stock Exchange |
| Redeemable warrants, each warrant exercisable
for one share of Class A common stock, each at an exercise price of $11.50 |
|
FSNB WS |
|
NONE |
Indicate by check mark
whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter)
or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
☒
If an emerging growth
company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or
revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item 1.01. Entry into a Material Definitive Agreement.
On November 1, 2022, Fusion
Acquisition Corp. II (the “Company” or “we”) issued an unsecured convertible promissory note (the “Convertible
Note”) to BOKA Founder LP (“BOKA”), pursuant to which the Company may borrow up to $500,000 from BOKA for ongoing expenses
reasonably related to the business of the Company and the consummation of the Business Combination, as defined below. All unpaid principal
under the Convertible Note will be due and payable in full on the earlier of (i) the termination date of the Company as listed in its
organizational documents (the “Organizational Documents”), which is currently March 2, 2023, or such later date as
may be approved by the Company’s stockholders in accordance with the Organizational Documents, and (ii) the effective date of a
merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination, involving the Company
and one or more businesses (the “Business Combination”) (such earlier date, the “Maturity Date”). BOKA will have
the option, at any time on or prior to the Maturity Date, to convert any amounts outstanding under the Convertible Note into warrants
to purchase shares of the Company’s Class A common stock, par value $0.0001 per share (“Class A common stock”), at a conversion
price of $1.50 per warrant, with each warrant entitling the holder to purchase one share of Class A common stock at a price of $11.50
per share, subject to the same adjustments applicable to the private placement warrants sold concurrently with the Company’s initial
public offering; provided, that BOKA’s optional conversion shall be reduced such that the amount of principal converted pursuant
to (i) that certain Convertible Promissory Note, dated as of March 5, 2021, between Fusion Sponsor II LLC and the Company, (ii) that
certain Convertible Promissory Note, dated as of December 3, 2021, between John James and the Company and (iii) the Convertible Note
does not exceed $1,500,000 in the aggregate.
The foregoing description
of the Convertible Note does not purport to be complete and is qualified in its entirety by the provisions of the Convertible Note, which
is attached hereto as Exhibit 10.1 and incorporated by reference herein.
Item 2.03 Creation of a Direct Financial Obligation
or an Obligation under an Off-Balance Sheet Arrangement of a Registrant.
The disclosure set forth
above in Item 1.01 of this Current Report on Form 8-K is incorporated by reference herein.
Item 3.02 Unregistered Sales of Equity Securities.
The disclosure set forth
above in Item 1.01 of this Current Report on Form 8-K is incorporated by reference herein.
The issuance of the Convertible
Note was made pursuant to the exemption from registration contained in Section 4(a)(2) of the Securities Act of 1933, as amended.
Forward-Looking Statements
This
Current Report on Form 8-K includes “forward-looking statements” within the meaning of the safe harbor provisions of the
United States Private Securities Litigation Reform Act of 1995. Certain of these forward-looking statements can be identified by the
use of words such as “believes,” “expects,” “intends,” “plans,” “estimates,”
“assumes,” “may,” “should,” “will,” “seeks,” or other similar expressions.
Such statements may include, but are not limited to, statements regarding the impact of the Company’s restatement of certain historical
financial statements, the Company’s cash position and cash held in the Trust Account and any proposed remediation measures with
respect to identified material weaknesses. These statements are based on current expectations on the date of this Current Report on Form
8-K and involve a number of risks and uncertainties that may cause actual results to differ significantly. The Company does not assume
any obligation to update or revise any such forward-looking statements, whether as the result of new developments or otherwise. Readers
are cautioned not to put undue reliance on forward-looking statements.
Item 9.01 Financial
Statements and Exhibits.
EXHIBIT INDEX
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
| |
FUSION ACQUISITION CORP. II |
| |
|
|
|
| |
By: |
/s/ John James |
| |
|
Name: |
John James |
| |
|
Title: |
Chief Executive Officer |
Date: February 22,
2023
2
Fusion Acquisition Corp II (NYSE:FSNB)
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Fusion Acquisition Corp II (NYSE:FSNB)
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