- Notice by closed-end investment companies of intention to call or redeem their own securities (N-23C-2)
01 12월 2012 - 3:41AM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Rule 23c-2 Notice of Intention to
Redeem Securities
of
DUFF & PHELPS UTILITY AND
CORPORATE BOND TRUST INC.
200 South Wacker Drive
Suite 500
Chicago, Illinois 60606
under the
Investment Company Act of 1940
Investment Company Act File No. 811-07358
The undersigned registered closed-end investment company hereby notifies the Securities and Exchange Commission (the Commission) that it intends to redeem securities of which it is the issuer,
as set forth below in accordance with the requirements of Rule 23c-2 under the Investment Company Act of 1940 (the Act), and states that it is filing this notice with the Commission pursuant to permission granted by the Commission staff
fewer than 30 days prior to the date set for the redemption.
(1)
|
Title of the class of securities of Duff & Phelps Utility and Corporate Bond Trust Inc. (the Fund) to be redeemed:
|
Auction Market Preferred Shares, Series TH7, Liquidation Preference $25,000 per share (CUSIP # 26432K306) (the Preferred
Shares).
(2)
|
Date on which the securities are to be called or redeemed:
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December 21, 2012
(3)
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Applicable provisions of the governing instrument pursuant to which the securities are to be redeemed:
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The Preferred Shares are to be redeemed pursuant to paragraph 8(a) of Part I of the Articles Supplementary filed by the Fund on
October 23, 2006 (the Articles Supplementary).
(4)
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The number of shares to be redeemed and the basis upon which the shares to be redeemed are to be selected:
|
The Fund intends to redeem 1,683 shares (the Called Shares) of the 3,583 outstanding Preferred Shares. The Called Shares
will be redeemed pro rata from the Holders (as defined in the Articles Supplementary) of Preferred Shares in proportion to the number of Preferred Shares held by such Holders.
SIGNATURE
Pursuant to the requirement of Rule 23c-2 under the Investment Company Act of 1940, the Fund has duly caused this Notice of Intention to Redeem Securities to be signed on its behalf by the undersigned on
this 30
th
day of November, 2012.
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DUFF & PHELPS UTILITY AND CORPORATE BOND TRUST INC.
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By:
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/s/ T. Brooks Beittel
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Name: T. Brooks Beittel
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Title: Secretary and Senior Vice President
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