- Amended Statement of Ownership (SC 13G/A)
10 9월 2011 - 4:49AM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Amendment #3
Under the Securities and Exchange Act of 1934
Crude Carriers Corp.
(Name of Issuer)
(Title of Class of Securities)
(CUSIP Number)
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
This Schedule is filed pursuant to Rule 13d-1(b)
The information required in the remainder of this cover page (except any items to which the form
provides a cross-reference) shall not be deemed to be filed for the purpose of Section 18 of the
Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act.
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1
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NAME OF REPORTING PERSON
Ameriprise Financial, Inc.
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S.S. or I.R.S. Identification No. of Above Person
IRS No.
13-3180631
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
o
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(b)
þ
*
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware
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5
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SOLE VOTING POWER
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NUMBER OF
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-0-
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SHARES
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6
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SHARED VOTING POWER
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BENEFICIALLY
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OWNED BY
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-0-
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EACH
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7
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SOLE DISPOSITIVE POWER
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REPORTING
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PERSON
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-0-
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WITH:
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8
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SHARED DISPOSITIVE POWER
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30,435
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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30,435
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
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Not Applicable
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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0.19%
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12
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TYPE OF REPORTING PERSON
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CO
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*This filing describes
the reporting persons relationship with other persons, but the reporting person does not affirm the existence of a group.
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1
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NAME OF REPORTING PERSON
Columbia Management Investment Advisers, LLC
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S.S. or I.R.S. Identification No. of Above Person
IRS No. 41-1533211
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
o
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(b)
þ
*
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Minnesota
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5
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SOLE VOTING POWER
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NUMBER OF
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-0-
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SHARES
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6
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SHARED VOTING POWER
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BENEFICIALLY
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OWNED BY
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-0-
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EACH
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7
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SOLE DISPOSITIVE POWER
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REPORTING
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PERSON
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-0-
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WITH:
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8
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SHARED DISPOSITIVE POWER
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30,435
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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30,435
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
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Not Applicable
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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0.19%
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12
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TYPE OF REPORTING PERSON
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IA
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*This filing describes the reporting persons relationship with other persons, but the reporting person does not affirm the existence of a group.
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1(a)
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Name of Issuer:
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Crude Carriers Corp.
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1(b)
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Address of Issuers Principal
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3 Iassonos St.
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Executive Offices:
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185 37 Piraeus, Greece
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2(a)
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Name of Person Filing:
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(a) Ameriprise Financial, Inc. (AFI)
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(b) Columbia Management Investment
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Advisers, LLC (CMIA)
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2(b)
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Address of Principal Business Office:
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(a) Ameriprise Financial, Inc.
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145 Ameriprise Financial Center
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Minneapolis, MN 55474
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(b) 100 Federal St.
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Boston, MA 02110
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2(c)
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Citizenship:
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(a) Delaware
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(b) Massachusetts
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2(d)
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Title of Class of Securities:
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Common Stock
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2(e)
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Cusip Number:
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Y1820X106
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3
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Information if statement is filed pursuant to Rules 13d-1(b) or 13d-2(b):
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(a) Ameriprise Financial, Inc.
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A parent holding company in accordance with Rule 13d-1(b)(1)(ii)(G). (Note: See Item 7)
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(b) Columbia Management Investment Advisers, LLC
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An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E)
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4
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Incorporated by reference to Items (5)-(9) and (11) of the cover page pertaining to each
reporting person.
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AFI, as the parent company of CMIA, may be deemed to beneficially own the shares reported
herein by CMIA. Accordingly, the shares reported herein by AFI include those shares
separately reported herein by CMIA.
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Each of AFI and CMIA, and the subsidiaries identified on the attached Exhibit I, disclaims
beneficial ownership of any shares reported on this Schedule.
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5
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Ownership of 5% or Less of a Class:
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If this statement is being filed to report the fact as of the date hereof the reporting
person has ceased to be the beneficial owner of more than five percent of the class of
securities, check the following (X).
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6
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Ownership of more than 5% on Behalf of Another Person:
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Not Applicable
7
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Identification and Classification of the Subsidiary Which Acquired the Security Being
Reported on by the Parent Holding Company:
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AFI: See Exhibit I
8
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Identification and Classification of Members of the Group:
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Not Applicable
9
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Notice of Dissolution of Group:
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Not Applicable
10
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Certification:
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By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were acquired in the ordinary
course of business and were not acquired for the purpose of and do not
have the effect of changing or influencing the control of the issuer
of such securities and were not acquired in connection with or as a
participant in any transaction having such purposes or effect.
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Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the
information set forth in this statement is true, complete and correct.
Dated: September 9, 2011
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Ameriprise Financial, Inc.
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By:
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/s/ Wade M. Voigt
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Name:
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Wade M. Voigt
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Title:
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Director Fund Administration
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Columbia Management Investment Advisers, LLC
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By:
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/s/ Amy Johnson
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Name:
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Amy Johnson
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Title:
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Chief Operating Officer
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Contact Information
Wade M. Voigt
Director Fund Administration
Telephone: (612) 671-5682
Exhibit Index
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Exhibit I
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Identification and Classification of the Subsidiary which
Acquired the Security Being Reported on by the Parent Holding
Company.
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Exhibit II
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Joint Filing Agreement
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