Number
of Shares
|
|
|
|
Value
|
|
COMMON
STOCKS: 99.9%
|
|
|
|
|
Australia:
0.4%
|
|
|
|
|
|
21,055
|
|
Aurora
Oil & Gas Ltd. (CAD) *
|
|
$
|
78,753
|
|
Canada:
18.0%
|
|
|
|
|
|
15,482
|
|
ARC Resources Ltd. †
|
|
|
409,013
|
|
|
6,065
|
|
Baytex Energy Corp. (USD)
†
|
|
|
254,305
|
|
|
4,875
|
|
Birchcliff Energy Ltd.
*
|
|
|
41,123
|
|
|
18,890
|
|
Crescent Point Energy
Corp. †
|
|
|
713,058
|
|
|
37,176
|
|
EnCana Corp. (USD)
|
|
|
723,445
|
|
|
25,651
|
|
Pengrowth Energy Corp.
(USD)
|
|
|
130,820
|
|
|
23,154
|
|
Penn West Petroleum Ltd.
(USD) †
|
|
|
249,137
|
|
|
4,163
|
|
PetroBakken Energy Ltd.
|
|
|
36,182
|
|
|
7,139
|
|
Peyto Exploration &
Development Corp.
|
|
|
189,305
|
|
|
52,205
|
|
Talisman Energy, Inc.
(USD)
|
|
|
639,511
|
|
|
7,095
|
|
Tourmaline
Oil Corp. *
|
|
|
274,316
|
|
|
|
|
|
|
|
3,660,215
|
|
United
States: 81.5%
|
|
|
|
|
|
19,129
|
|
Anadarko Petroleum Corp.
|
|
|
1,672,831
|
|
|
2,390
|
|
Berry Petroleum Co.
|
|
|
110,633
|
|
|
10,425
|
|
Cabot Oil & Gas Corp.
|
|
|
704,834
|
|
|
30,034
|
|
Chesapeake Energy Corp.
†
|
|
|
612,994
|
|
|
4,237
|
|
Cimarex Energy Co.
|
|
|
319,639
|
|
|
5,132
|
|
Concho Resources, Inc.
*
|
|
|
500,011
|
|
|
11,417
|
|
Consol Energy, Inc.
|
|
|
384,182
|
|
|
2,158
|
|
Continental Resources,
Inc. *
|
|
|
187,595
|
|
|
18,501
|
|
Denbury Resources, Inc.
*
|
|
|
345,044
|
|
|
19,292
|
|
Devon Energy Corp.
|
|
|
1,088,455
|
|
|
3,614
|
|
Energen Corp.
|
|
|
187,964
|
|
|
10,893
|
|
EOG Resources, Inc.
|
|
|
1,395,067
|
|
|
6,840
|
|
EQT Corp.
|
|
|
463,410
|
|
|
5,829
|
|
EXCO Resources, Inc.
†
|
|
|
41,561
|
|
|
5,972
|
|
Forest Oil Corp. *
|
|
|
31,413
|
|
|
3,870
|
|
Gulfport Energy Corp.
*
|
|
|
177,362
|
|
|
14,674
|
|
Hess Corp.
|
|
|
1,050,805
|
|
|
13,143
|
|
Kodiak Oil & Gas
Corp. *
|
|
|
119,470
|
|
|
9,984
|
|
Linn Energy, LLC †
|
|
|
378,394
|
|
|
4,094
|
|
National Fuel Gas Co.
|
|
|
251,167
|
|
|
6,709
|
|
Newfield Exploration
Co. *
|
|
|
150,416
|
|
|
8,854
|
|
Noble Energy, Inc.
|
|
|
1,024,054
|
|
|
2,991
|
|
Northern Oil and Gas,
Inc. * †
|
|
|
43,011
|
|
|
4,021
|
|
Oasis Petroleum, Inc.
*
|
|
|
153,079
|
|
|
19,094
|
|
Occidental Petroleum
Corp.
|
|
|
1,496,397
|
|
|
6,691
|
|
Pioneer Natural Resources
Co.
|
|
|
831,357
|
|
|
6,195
|
|
Plains Exploration &
Production Co. *
|
|
|
294,077
|
|
|
8,936
|
|
QEP Resources, Inc.
|
|
|
284,522
|
|
|
7,984
|
|
Range Resources Corp.
|
|
|
647,023
|
|
|
2,581
|
|
Rosetta Resources, Inc.
*
|
|
|
122,804
|
|
|
3,313
|
|
SM Energy Co.
|
|
|
196,196
|
|
|
17,392
|
|
Southwestern Energy Co.
*
|
|
|
648,026
|
|
|
7,499
|
|
Ultra Petroleum Corp.
* †
|
|
|
150,730
|
|
|
5,897
|
|
Whiting Petroleum Corp.
*
|
|
|
299,803
|
|
|
10,116
|
|
WPX
Energy, Inc. *
|
|
|
162,058
|
|
|
|
|
|
|
|
16,526,384
|
|
Total
Common Stocks
(Cost: $19,971,703)
|
|
|
20,265,352
|
|
MONEY
MARKET FUND: 0.0%
(Cost: $4,878)
|
|
|
|
|
|
4,878
|
|
Dreyfus
Government Cash Management Fund
|
|
|
4,878
|
|
Total
Investments Before Collateral for Securities Loaned: 99.9%
(Cost: $19,976,581)
|
|
|
20,270,230
|
|
SHORT-TERM
INVESTMENT HELD AS COLLATERAL FOR SECURITIES LOANED: 11.3%
(Cost: $2,278,174)
|
|
|
|
|
|
2,278,174
|
|
Bank of New York
Overnight Government Fund
|
|
|
2,278,174
|
|
Total
Investments: 111.2%
(Cost: $22,254,755)
|
|
|
22,548,404
|
|
Liabilities
in excess of other assets: (11.2)%
|
|
|
(2,262,530
|
)
|
NET
ASSETS: 100.0%
|
|
$
|
20,285,874
|
|
URANIUM+NUCLEAR
ENERGY ETF
SCHEDULE
OF INVESTMENTS
March
31, 2013 (unaudited)
Number
of
Shares
|
|
|
|
Value
|
|
COMMON STOCKS:
95.4%
|
|
|
|
|
Australia:
9.2%
|
|
|
|
|
|
2,577,203
|
|
Energy Resources
of Australia Ltd. * † #
|
|
$
|
3,605,696
|
|
|
3,265,297
|
|
Paladin
Energy Ltd. * † #
|
|
|
3,401,660
|
|
|
|
|
|
|
|
7,007,356
|
|
Canada: 26.4%
|
|
|
|
|
|
1,062,075
|
|
Alpha Minerals Inc ‡
*
|
|
|
5,112,010
|
|
|
211,395
|
|
Cameco Corp. (USD) †
|
|
|
4,392,788
|
|
|
2,716,098
|
|
Denison Mines Corp. *
|
|
|
3,716,104
|
|
|
1,488,879
|
|
Uranium Energy Corp. (USD)
* †
|
|
|
3,275,534
|
|
|
1,284,464
|
|
Uranium
One, Inc. * †
|
|
|
3,540,036
|
|
|
|
|
|
|
|
20,036,472
|
|
France: 12.0%
|
|
|
|
|
|
216,065
|
|
Areva S.A. * † #
|
|
|
3,199,217
|
|
|
309,835
|
|
Electricite
de France S.A. #
|
|
|
5,953,823
|
|
|
|
|
|
|
|
9,153,040
|
|
Japan: 24.5%
|
|
|
|
|
|
1,064,914
|
|
IHI Corp. #
|
|
|
3,246,347
|
|
|
132,874
|
|
JGC Corp. #
|
|
|
3,414,377
|
|
|
764,505
|
|
Kajima Corp. #
|
|
|
2,080,284
|
|
|
915,306
|
|
Mitsubishi Heavy Industries
Ltd. #
|
|
|
5,301,950
|
|
|
577,700
|
|
Taihei Dengyo Kaisha Ltd.
#
|
|
|
3,720,046
|
|
|
70,400
|
|
Toshiba
Plant Systems & Services Corp. #
|
|
|
866,228
|
|
|
|
|
|
|
|
18,629,232
|
|
Poland: 6.1%
|
|
|
|
|
|
904,057
|
|
Polska
Grupa Energetyczna S.A. #
|
|
|
4,658,177
|
|
United States:
17.2%
|
|
|
|
|
|
911,398
|
|
EnergySolutions, Inc. *
|
|
|
3,417,742
|
|
|
173,225
|
|
Exelon Corp.
|
|
|
5,972,798
|
|
|
137,344
|
|
US
Ecology, Inc.
|
|
|
3,646,483
|
|
|
|
|
|
|
|
13,037,023
|
|
Total
Common Stocks
(Cost: $81,699,460)
|
|
|
72,521,300
|
|
CLOSED-END
FUND: 4.6%
(Cost: $4,154,069)
|
|
|
|
|
|
637,627
|
|
Uranium
Participation Corp. * †
|
|
|
3,508,376
|
|
MONEY MARKET
FUND: 0.1%
(Cost: $87,918)
|
|
|
|
|
|
87,918
|
|
Dreyfus
Government Cash Management Fund
|
|
|
87,918
|
|
Total
Investments Before Collateral for Securities Loaned: 100.1%
(Cost: $85,941,447)
|
|
|
76,117,594
|
|
SHORT-TERM
INVESTMENT HELD AS COLLATERAL FOR SECURITIES LOANED: 21.5%
(Cost: $16,312,220)
|
|
|
|
|
|
16,312,220
|
|
Bank
of New York Overnight Government Fund
|
|
|
16,312,220
|
|
Total
Investments: 121.6%
(Cost:
$102,253,667)
|
|
|
92,429,814
|
|
Liabilities
in excess of other assets: (21.6)%
|
|
|
(16,390,204
|
)
|
NET
ASSETS: 100.0%
|
|
$
|
76,039,610
|
|
‡
|
Affiliated
issuer – as defined under
the Investment Company Act
of 1940.
|
*
|
Non-income
producing
|
†
|
Security
fully or partially on loan. Total market value
of securities on loan is $15,381,232.
|
#
|
Indicates
a fair valued security which has not been valued utilizing
an independent quote, but has been valued pursuant to
guidelines established by the Board of Trustees. The
aggregate value of fair valued securities is $39,447,805
which represents 51.9% of net assets.
|
Summary
of Investments
by Sector
Excluding
Collateral for Securities
Loaned (unaudited)
|
|
|
%
of
Investments
|
|
Value
|
|
Building
& Construction
|
|
7.6
|
%
|
|
$
|
5,800,330
|
|
Electric
- Integrated
|
|
21.8
|
|
|
|
16,584,798
|
|
Energy
- Alternate Sources
|
|
4.2
|
|
|
|
3,199,217
|
|
Engineering
/ R&D Services
|
|
5.6
|
|
|
|
4,280,605
|
|
Hazardous
Waste Disposal
|
|
9.3
|
|
|
|
7,064,225
|
|
Machinery
- General Industry
|
|
11.3
|
|
|
|
8,548,297
|
|
Non
- Ferrous Metals
|
|
35.5
|
|
|
|
27,043,828
|
|
Closed-End
Fund
|
|
4.6
|
|
|
|
3,508,376
|
|
Money
Market Fund
|
|
0.1
|
|
|
|
87,918
|
|
|
|
|
100.0
|
%
|
|
$
|
76,117,594
|
|
A
summary of the Fund’s transactions in securities of affiliates for the period ended March 31, 2013 is set forth below:
Affiliates
|
|
Value
12/31/12
|
|
Purchases
|
|
Sales
Proceeds
|
|
Realized
Gain
(Loss)
|
|
Dividend
Income
|
|
Value
03/31/13
|
|
Alpha Minerals Inc
|
|
$
|
—
|
|
$
|
4,180,545
|
|
$
|
(18,053
|
)
|
$
|
(892
|
)
|
$
|
—
|
|
$
|
5,112,010
|
|
The
summary of inputs used to value the Fund’s investments as of March 31, 2013 is as follows:
|
|
Level
1
Quoted
Prices
|
|
|
Level
2
Significant
Observable
Inputs
|
|
|
Level
3
Significant
Unobservable
Inputs
|
|
|
Value
|
|
Common
Stocks
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Australia
|
|
$
|
—
|
|
|
$
|
7,007,356
|
|
|
$
|
—
|
|
|
$
|
7,007,356
|
|
Canada
|
|
|
20,036,472
|
|
|
|
—
|
|
|
|
—
|
|
|
|
20,036,472
|
|
France
|
|
|
—
|
|
|
|
9,153,040
|
|
|
|
—
|
|
|
|
9,153,040
|
|
Japan
|
|
|
—
|
|
|
|
18,629,232
|
|
|
|
—
|
|
|
|
18,629,232
|
|
Poland
|
|
|
—
|
|
|
|
4,658,177
|
|
|
|
—
|
|
|
|
4,658,177
|
|
United
States
|
|
|
13,037,023
|
|
|
|
—
|
|
|
|
—
|
|
|
|
13,037,023
|
|
Closed-End Fund
|
|
|
3,508,376
|
|
|
|
—
|
|
|
|
—
|
|
|
|
3,508,376
|
|
Money
Market Funds
|
|
|
16,400,138
|
|
|
|
—
|
|
|
|
—
|
|
|
|
16,400,138
|
|
Total
|
|
$
|
52,982,009
|
|
|
$
|
39,447,805
|
|
|
$
|
—
|
|
|
$
|
92,429,814
|
|
MARKET
VECTORS ETF TRUST
NOTES
TO SCHEDULES OF INVESTMENTS
March
31, 2013 (unaudited)
Security
Valuation–
The Funds value their investments in securities and other assets and liabilities carried at fair value daily.
Fair value is the price that would be received to sell an asset or paid to transfer a liability in an orderly transaction between
market participants on the measurement date. Securities traded on national exchanges or traded on the NASDAQ National Market System
are valued at the last sales price as reported at the close of each business day. Securities traded on the NASDAQ Stock Market
are valued at the NASDAQ official closing price. Over-the-counter securities not included in the NASDAQ National Market System
and listed securities for which no sale was reported are valued at the mean of the bid and ask prices. To the extent these securities
are actively traded they are categorized as Level 1 in the fair value hierarchy (described below). Certain foreign securities,
whose values may be affected by market direction or events occurring before the Funds’ pricing time (4:00 p.m. Eastern Time)
but after the last close of the securities’ primary market, are fair valued using a pricing service and are categorized
as Level 2 in the fair value hierarchy. The pricing service, using methods approved by the Board of Trustees, considers the correlation
of the trading patterns of the foreign security to intraday trading in the U.S. markets, based on indices of domestic securities
and other appropriate indicators such as prices of relevant ADR’s and futures contracts. The Funds may also fair value securities
in other situations, such as, when a particular foreign market is closed but the Fund is open. Short-term obligations with more
than sixty days remaining to maturity are valued at market value. Short-term obligations with sixty days or less to maturity are
valued at amortized cost, which with accrued interest approximates fair value. Money market fund investments are valued at net
asset value and are considered to be Level 1 in the fair value hierarchy. Forward foreign currency contracts are valued at the
spot currency rate plus an amount (“points”), which reflects the differences in the interest rates between the U.S.
and foreign markets. Securities for which quotations are not available are stated at fair value as determined by a Pricing Committee
of Van Eck Associates Corporation (the “Adviser”) appointed by the Board of Trustees. The Pricing Committee provides
oversight of the Funds’ valuation policies and procedures, which are approved quarterly by the Funds’ Board. Among
other things, these procedures allow the Funds to utilize independent pricing services, quotations from securities, dealers, and
other market sources to determine fair value. The Pricing Committee convenes regularly to review the fair value of financial
instruments for which market prices are not readily available. The Pricing Committee employs various methods for calibrating the
valuation approaches utilized to determine fair value, including a regular review of key inputs and assumptions, transactional
back-testing and disposition analysis.
Certain
factors such as economic conditions, political events, market trends, the nature of and duration of any restrictions on disposition,
trading in similar securities of the issuer or comparable issuers and other security specific information are used to determine
the fair value of these securities. Depending on the relative significance of valuation inputs, these securities may be classified
either as Level 2 or Level 3 in the fair value hierarchy. The price which the Funds may realize upon sale of an investment may
differ materially from the value presented in the Schedules of Investments.
The
Funds utilize various methods to measure the fair value of most of its investments on a recurring basis which includes a hierarchy
that prioritizes inputs to valuation methods used to measure fair value. The hierarchy gives highest priority to unadjusted quoted
prices in active markets for identical assets and liabilities (Level 1 measurements) and the lowest priority to unobservable inputs
(Level 3 measurements). The inputs or methodologies used for valuing securities are not necessarily an indication of the risk
associated with investing in those securities. The transfers between levels of the fair value hierarchy assume the financial instruments
were transferred at the beginning of the reporting period. The three levels of the fair value hierarchy are described below:
Level
1 – Quoted prices in active markets for identical securities.
Level
2 – Significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk,
etc.).
Level
3 – Significant unobservable inputs (including the Fund’s own assumptions in determining the fair value of investments).
A
summary of the inputs and the levels used to value the Fund’s investments, and transfers between levels are located in the
Schedules of Investments. Additionally, a table that reconciles the valuation of the Fund’s Level 3 investments that summarizes
the valuation techniques and describes unobservable inputs into those Level 3 investments, if applicable, is located in the Schedules
of Investments.
Income
Taxes–
As of March 31, 2013, for Federal income tax purposes, the identified cost of investments owned, net unrealized
appreciation (depreciation), gross unrealized appreciation, and gross unrealized depreciation of investments were as follows:
Fund
|
|
Cost
of
Investments
|
|
Gross
Unrealized
Appreciation
|
|
Gross
Unrealized
Depreciation
|
|
|
Net
Unrealized
Appreciation
(Depreciation)
|
|
Agribusiness
ETF
|
|
$
|
5,624,469,209
|
|
$
|
593,608,079
|
|
$
|
(346,939,676
|
)
|
|
$
|
246,668,403
|
|
Coal ETF
|
|
|
324,917,510
|
|
|
3,234,410
|
|
|
(85,091,454
|
)
|
|
|
(81,857,044
|
)
|
Global Alternative
Energy ETF
|
|
|
92,796,682
|
|
|
7,609,214
|
|
|
(36,634,963
|
)
|
|
|
(29,025,749
|
)
|
Gold Miners ETF
|
|
|
11,511,450,304
|
|
|
—
|
|
|
(3,702,248,216
|
)
|
|
|
(3,702,248,216
|
)
|
Junior Gold Miners
ETF
|
|
|
3,626,155,532
|
|
|
45,082,414
|
|
|
(1,125,410,992
|
)
|
|
|
(1,080,328,578
|
)
|
Oil Services ETF
|
|
|
1,545,007,522
|
|
|
21,265,146
|
|
|
(35,740,191
|
)
|
|
|
(14,475,045
|
)
|
Rare Earth / Strategic
Metals ETF
|
|
|
283,447,659
|
|
|
3,445,546
|
|
|
(110,514,660
|
)
|
|
|
(107,069,114
|
)
|
RVE Hard Assets
Producers ETF
|
|
|
128,832,631
|
|
|
15,186,229
|
|
|
(19,380,079
|
)
|
|
|
(4,193,850
|
)
|
Solar Energy ETF
|
|
|
17,914,383
|
|
|
789,580
|
|
|
(4,247,294
|
)
|
|
|
(3,457,714
|
)
|
Steel ETF
|
|
|
248,104,814
|
|
|
3,829,183
|
|
|
(82,961,506
|
)
|
|
|
(79,132,323
|
)
|
Unconventional
Oil & Gas ETF
|
|
|
22,255,347
|
|
|
1,776,253
|
|
|
(1,483,196
|
)
|
|
|
293,057
|
|
Uranium+Nuclear
Energy ETF
|
|
|
105,082,263
|
|
|
6,406,694
|
|
|
(19,059,143
|
)
|
|
|
(12,652,449
|
)
|
ITEM
2. Controls and Procedures.
|
|
(a)
|
The registrant’s
principal executive and principal financial officers, or persons performing similar functions, have concluded that the registrant’s
disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940, as amended (the
“1940 Act”) (17 CFR 270.30a-3 (c))) are effective, as of a date within 90 days of the filing date of the report
that includes the disclosure required by this paragraph, based on their evaluation of these controls and procedures required
by Rule 30a-3(b) under the 1940 Act (17 CFR 270.30a-3(b)) and Rules 13a-15(b) or 15d-15(b) under the Securities Exchange Act
of 1934, as amended (17 CFR 240.13a-15(b) or 240.15d-15 (b)).
|
|
(b)
|
There were no changes
in the registrant’s internal control over financial reporting (as defined in Rule 30a-3(d) under the 1940 Act (17 CFR
270.30a-3(d)) that occurred during the registrant’s last fiscal quarter that has materially affected, or is reasonably
likely to materially affect, the registrant’s internal control over financial reporting.
|
ITEM
3. Exhibits.
Certifications
of principal executive officer and principal financial officer as required by Rule 30a-2(a) under the Investment Company Act of
1940 are attached as Exhibit 99.CERT
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused
this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant)
Market Vectors ETF Trust
By
John J. Crimmins, Treasurer & Chief Financial Officer, Market Vectors ETF Trust
Date:
May
29, 2013
Pursuant
to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed
below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
By
Jan F. van Eck, Chief Executive Officer, Market Vectors ETF Trust
Date:
May
29, 2013
By
John J. Crimmins, Treasurer & Chief Financial Officer, Market Vectors ETF Trust
Date:
May
29, 2013
Feihe International, Inc. (NYSE:ADY)
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