Statement of Ownership (sc 13g)
20 2월 2016 - 4:56AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of
1934
(Amendment No. ________)*
Tecogen, Inc.
(Name of Issuer)
Common Stock, par value $0.001 per share
(Title of Class of Securities)
87876P102
(CUSIP Number)
December 31, 2015
(Date of Event Which Requires Filing of
this Statement)
Check the appropriate box to designate the rule pursuant
to which this Schedule is filed:
|
o |
Rule 13d-1(b) |
|
o |
Rule 13d-1(c) |
|
x |
Rule 13d-1(d) |
*The remainder of this cover page shall be filled out for a
reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment
containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page
shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”)
or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however,
see the Notes).
13G
CUSIP No. 87876P102 |
|
1. Names of Reporting Persons.
Michaelson Capital Special Finance Fund LP |
2. Check the Appropriate Box if a Member of a Group
(a) o
(b) o |
3. SEC Use Only |
4. Citizenship or Place of Organization
Delaware |
Number of Shares
Beneficially
Owned by
Each Reporting
Person With: |
5. Sole Voting Power
0 |
6. Shared Voting Power
1,197,536 |
7. Sole Dispositive Power
0 |
8. Shared Dispositive Power
1,197,536 |
9. Aggregate Amount Beneficially Owned by Each Reporting Person
1,197,536 |
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares o |
11. Percent of Class Represented by Amount in Row (9)
6.8% (based on shares of common stock outstanding
as of September 30, 2015) |
12. Type of Reporting Person
PN |
*Michaelson Capital Special Finance, LLC is the investment adviser
to Michaelson Capital Special Finance Fund LP and as such may exercise voting and dispositive power over these shares.
CUSIP No. 87876P102 |
|
1. Names of Reporting Persons.
Michaelson Capital Special Finance Management LLC |
2. Check the Appropriate Box if a Member of a Group
(a) o
(b) o |
3. SEC Use Only |
4. Citizenship or Place of Organization
Delaware |
Number of Shares
Beneficially
Owned by
Each Reporting
Person With: |
5. Sole Voting Power
0 |
6. Shared Voting Power
1,197,536 |
7. Sole Dispositive Power
0 |
8. Shared Dispositive Power
1,197,536 |
9. Aggregate Amount Beneficially Owned by Each Reporting Person
1,197,536 |
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares o |
11. Percent of Class Represented by Amount in Row (9)
6.8% |
12. Type of Reporting Person
PN |
| * | Michaelson Capital Special Finance Management, LLC is the general partner of Michaelson Capital Special Finance Fund, LP and
as such may exercise voting and dispositive power over these shares. |
CUSIP No. 87876P102 |
|
1. Names of Reporting Persons.
Michaelson Capital Special Finance, LLC |
2. Check the Appropriate Box if a Member of a Group
(a) o
(b) o |
3. SEC Use Only |
4. Citizenship or Place of Organization
Delaware |
Number of Shares
Beneficially
Owned by
Each Reporting
Person With: |
5. Sole Voting Power
0 |
6. Shared Voting Power
1,197,536 |
7. Sole Dispositive Power
0 |
8. Shared Dispositive Power
1,197,536 |
9. Aggregate Amount Beneficially Owned by Each Reporting Person
1,197,536 |
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares o |
11. Percent of Class Represented by Amount in Row (9)
6.8% |
12. Type of Reporting Person
PN |
| ** | Michaelson Capital Special Finance, LLC serves as the investment manager to Michaelson Capital Special Finance Fund, LP and
as such may exercise voting and dispositive power over these shares. |
CUSIP No. 87876P102 |
|
1. Names of Reporting Persons.
John Michaelson |
2. Check the Appropriate Box if a Member of a Group
(a) o
(b) o |
3. SEC Use Only |
4. Citizenship or Place of Organization
United States |
Number of Shares
Beneficially
Owned by
Each Reporting
Person With: |
5. Sole Voting Power
0 |
6. Shared Voting Power
1,197,536 |
7. Sole Dispositive Power
0 |
8. Shared Dispositive Power
1,197,536 |
9. Aggregate Amount Beneficially Owned by Each Reporting Person
1,197,536 |
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares o |
11. Percent of Class Represented by Amount in Row (9)
6.8% |
12. Type of Reporting Person
IN |
| *** | John Michaelson is the Managing Member of Michaelson
Capital Special Finance Management, LLC and in such capacity is deemed to hold voting and dispositive power of the securities
held by Michaelson Capital Special Finance Fund, LP. |
13G
CUSIP No. 87876P102
ITEM 1.
(a) Name of Issuer:
Tecogen, Inc.
(b) Address of Issuer's
Principal Executive Offices: 45 First Avenue, Waltham, MA 02451
ITEM 2.
(a) Name of Person
Filing:
This statement is filed on behalf
of John Michaelson, Michaelson Capital Special Finance Fund LP, Michaelson Capital Special Finance Management, LLC and Michaelson
Capital Special Finance, LLC (collectively, the “Reporting Persons”).
(b) Address of Principal
Business Office, or if None, Residence:
509 Madison Avenue,
Suite 2210, New York, NY 10022-5501
(c) Citizenship: United
States / Delaware
(d) Title of Class
of Securities: Common Stock, par value $0.001 per share
(e) CUSIP Number: 87876P102
ITEM 3. IF THIS STATEMENT IS FILED PURSUANT
TO §§.240.13d-1(b) OR 240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A:
|
(a) |
¨ |
Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o). |
|
(b) |
¨ |
Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c). |
|
(c) |
¨ |
Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c). |
|
(d) |
¨ |
Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). |
|
(e) |
¨ |
An investment adviser in accordance with §§.240.13d-1(b)(1)(ii)(E); |
|
(f) |
¨ |
An employee benefit plan or endowment fund in accordance with §§.240.13d-1(b)(1)(ii)(F); |
|
(g) |
¨ |
A parent holding company or control person in accordance with §§.240.13d-1(b)(1)(ii)(G); |
|
(h) |
¨ |
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
|
(i) |
¨ |
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
|
(j) |
¨ |
Group, in accordance with §§.240.13d-1(b)(1)(ii)(J). |
ITEM 4. OWNERSHIP.
Provide the following information regarding
the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
(a) Amount beneficially
owned: 1,197,536
(b) Percent of class:
6.8%
(c) Number of shares
as to which such person has:
(i) Sole power
to vote or to direct the vote – 0
(ii) Shared power
to vote or to direct the vote - 1,197,536
(iii) Sole power
to dispose or to direct the disposition of – 0
(iv) Shared power
to dispose or to direct the disposition of - 1,197,536
Each of the Reporting Persons disclaims
any beneficial ownership of the securities, except for Michaelson Capital Special Finance Fund, LP, which retains the pecuniary
interest therein.
ITEM 5. OWNERSHIP OF FIVE PERCENT OR
LESS OF A CLASS.
If this statement is being filed to report
the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the
class of securities, check the following ¨.
ITEM 6. OWNERSHIP OF MORE THAN FIVE
PERCENT ON BEHALF OF ANOTHER PERSON.
Not applicable.
ITEM 7. IDENTIFICATION AND CLASSIFICATION
OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY.
Not applicable.
ITEM 8. IDENTIFICATION AND CLASSIFICATION
OF MEMBERS OF THE GROUP.
Not applicable.
ITEM 9. NOTICE OF DISSOLUTION OF GROUP.
Not applicable.
SIGNATURE
After reasonable inquiry and to the best
of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
February 19, 2016 |
(Date) |
|
|
s Vincent S. Capone |
(Signature) |
|
|
Chief Operating Officer & General Counsel |
(Name/Title) |
|
Tecogen (NASDAQ:TGEN)
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Tecogen (NASDAQ:TGEN)
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