FORM 4
[ X ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

DESAI BHARAT
2. Issuer Name and Ticker or Trading Symbol

SYNTEL INC [ SYNT ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__ X __ Director                      __ X __ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
Co-Chairman
(Last)          (First)          (Middle)

SYNTEL, INC., 1001 BRICKELL BAY DRIVE, SUITE 3102
3. Date of Earliest Transaction (MM/DD/YYYY)

10/9/2018
(Street)

MIAMI, FL 33131
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock   7/2/2018     G   V 1250000   D $0.00   6689132   D    
Common Stock   10/9/2018     D    6689132   (1) D $41.00   (1) 0   D    
Common Stock   7/2/2018     G   V 1250000   D $0.00   15153492   I   By spouse (Neerja Sethi)  
Common Stock   10/9/2018     D    15153492   (2) D $41.00   (2) 0   I   By spouse (Neerja Sethi)  
Common Stock   10/9/2018     D    9318692   (3) D $41.00   (3) 0   I   By the NS trust dtd 2/28/97 I  
Common Stock   10/9/2018     D    9318692   (3) D $41.00   (3) 0   I   By the NS trust dtd 2/28/97 II  
Common Stock   10/9/2018     D    300000   (3) D $41.00   (3) 0   I   By the BD trusts dtd 5/17/97  
Common Stock   10/9/2018     D    300000   (3) D $41.00   (3) 0   I   By the NS trusts dtd 5/17/97  

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares

Explanation of Responses:
(1)  These shares were disposed of in the merger described in the Agreement and Plan of Merger, dated as of July 20, 2018 (the "Merger Agreement"), among Atos S.E. ("Atos"), Syntel, Inc. (the "Issuer") and Green Merger Sub Inc.
(2)  The number of securities reported represents (i) 15,145,616 shares of Common Stock of the Issuer, and (ii) 7,876 restricted stock units of the Issuer ("Issuer RSUs"), which were granted on or before July 20, 2018 and held by the reporting person. These shares were disposed of in the merger described in the Merger Agreement.
(3)  These shares were disposed of in the merger described in the Merger Agreement.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
DESAI BHARAT
SYNTEL, INC.
1001 BRICKELL BAY DRIVE, SUITE 3102
MIAMI, FL 33131
X X Co-Chairman

Signatures
Byron S. Collier on behalf of Bharat Desai 10/10/2018
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Syntel, Inc. (delisted) (NASDAQ:SYNT)
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Syntel, Inc. (delisted) (NASDAQ:SYNT)
과거 데이터 주식 차트
부터 6월(6) 2023 으로 6월(6) 2024 Syntel, Inc. (delisted) 차트를 더 보려면 여기를 클릭.