Southwest Water Co - Current report filing
08 11월 2007 - 8:04PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF
1934
November
7, 2007
Date
of Report
(Date
of earliest event reported)
(Exact
name of registrant as specified in its charter)
Delaware
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0-8176
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95-1840947
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(State
or other jurisdiction
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(Commission
File Number)
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(I.R.S.
Employer
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of
incorporation)
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Identification
No.)
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One
Wilshire Building
624
South Grand Avenue, Suite 2900
Los Angeles,
CA 90017-3782
(Address,
including zip code, of principal executive offices)
(213)
929-1800
(Registrants
telephone number, including area code)
None
(Former
name or former address, if changed since last report)
Check the appropriate box below if the Form
8-K filing is intended to simultaneously satisfy the filing obligation of the
registrant under any of the following provisions:
o
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
o
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
Item 4.01 Changes
in Registrants Certifying Accountant.
(b) New Independent
Registered Public Accounting Firm
On November 7, 2007, the
Companys Audit Committee engaged PricewaterhouseCoopers LLP (PwC) as the
Companys independent registered public accounting firm for the fiscal year
beginning January 1, 2008.
During the fiscal years
ended December 31, 2006 and 2005 and through November 7, 2007, the Company has
not consulted with PwC regarding: (i) the application of accounting principles
to a specified transaction, either completed or proposed, or the type of audit
opinion that might be rendered on the Companys financial statements and
neither a written report was provided to the Company nor oral advice was
provided that PwC concluded was an important factor considered by the Company
in reaching a decision as to the accounting, auditing, or financial reporting
issue; or (ii) any matter that was either the subject of a disagreement, as
that term is defined in Item 304(a)(1)(iv) of Regulation S-K or a reportable
event, as that term is defined in Item 304(a)(1)(v) of Regulation S-K.
1
SIGNATURES
Pursuant to the
requirements of the Securities Exchange Act of 1934, the registrant has duly
caused this report to be signed on its behalf by the undersigned thereunto duly
authorized.
SOUTHWEST
WATER COMPANY
(Registrant)
Date: November
7, 2007
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By:
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/S/
CHERYL L. CLARY
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Name: Cheryl L.
Clary
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Title: Chief
Financial Officer
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2
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