Current Report Filing (8-k)
01 6월 2023 - 7:02PM
Edgar (US Regulatory)
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
__________________________________
FORM 8-K
__________________________________
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): May 26, 2023
NuScale Power Corporation
(Exact name of registrant as specified in its charter)
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Delaware | | | 001-39736 | | | 98-1588588 | |
(State or other jurisdiction of incorporation) |
(Commission File Number) |
(I.R.S. Employer Identification No.) |
| |
(Address of principal executive offices) | (Zip Code) |
6650 SW Redwood Lane, Suite 210
Portland, OR 97224
(971) 371-1592
(Registrant’s telephone number, including area code)
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ Written communications pursuant to Rule 425 under the Securities Act
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act
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Title of each class | | Trading Symbol(s) | | Name of each exchange on which registered |
Class A common stock, $0.0001 par value per share | | SMR | | New York Stock Exchange |
Warrants to purchase Class A common stock | | SMR WS | | New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07 Submission of Matters to a Vote of Security Holders
The results of the votes on the three matters considered at the Annual Meeting of Stockholders on May 26, 2023 are as follows. Each of the proposals received the requisite vote for approval.
1.To elect the following directors:
| | | | | | | | |
| FOR | WITHHOLD |
Alan L. Boeckmann | 178,965,994 | 3,812,650 |
Bum-Jin Chung | 182,624,102 | 154,542 |
Alvin C. Collins, III | 178,343,102 | 4,435,542 |
Shinji Fujino | 182,619,524 | 159,120 |
James T. Hackett | 182,593,397 | 185,247 |
John Hopkins | 180,345,725 | 2,432,919 |
Kent Kresa | 182,585,580 | 193,064 |
Christopher J. Panichi | 179,069,945 | 3,708,699 |
Christopher Sorrells | 178,893,228 | 3,685,416 |
Kimberly O. Warnica | 182,058,528 | 720,116 |
2. To approve the amendment of NuScale Power Corporation’s Certificate of Incorporation to provide for exculpation of officers consistent with that of directors. | | | | | | | | | | | |
| FOR | AGAINST | ABSTAIN |
| 178,835,723 | 3,905,605 | 37,316
|
3. To ratify the appointment of Ernst & Young, LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023. | | | | | | | | | | | |
| FOR | AGAINST | ABSTAIN |
| 190,885,818
| 256,128 | 70,555 |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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| NuScale Power Corporation |
| | |
Date: May 31, 2023 | By: | /s/ Chris Colbert |
| Name: | Chris Colbert |
| Title: | Chief Financial Officer |
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