Current Report Filing (8-k)
16 6월 2022 - 9:06PM
Edgar (US Regulatory)
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2022-06-16
2022-06-16
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported):
June 16, 2022
SCHMITT INDUSTRIES, INC.
(Exact name of registrant as specified in its
charter)
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Oregon |
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001-38964 |
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93-1151989 |
(State or other jurisdiction
of incorporation or organization) |
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(Commission
File Number) |
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(I.R.S. Employer
Identification Number) |
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2765 N.W. Nicolai Street
Portland, Oregon 97210-1818 |
(Address of principal executive offices) (Zip
Code)
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Registrant’s telephone number, including
area code: (503) 227-7908
Not Applicable
Former name or former address, if changed since
last report
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
☐ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
☐ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
Title of each class |
Trading Symbol(s) |
Name of each exchange on which registered |
Common Stock – no par value |
SMIT |
NASDAQ Capital Market |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934
(17 CFR §240.12b-2).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant
to Section 13(a) of the Exchange Act. ☐
On June 16, 2022, Schmitt Industries, Inc. (the
“Company”) issued a press release regarding the Company’s Ample Hills business and the status of certain corporate transactions.
A copy of the press release is furnished as Exhibit 99.1 to this report.
Special Note Regarding Forward-Looking Statements
This Form 8-K contains forward-looking statements
within the meaning of the federal securities laws, that are, to different degrees, uncertain. Forward-looking statements involve a number
of assumptions, risks and uncertainties that could cause actual results to differ materially. Important factors that could cause actual
results to differ materially from those suggested by the forward-looking statements in this Form 8-K. In addition, please refer to the
risk factors contained in our periodic filings with the Securities and Exchange Commission, including our Annual Report on Form 10-K for
the fiscal year ended May 31, 2021 and our Quarterly Report on Form 10-Q for the three months ended February 28, 2022, available at www.sec.gov,
under the caption Risk Factors and elsewhere. We do not undertake any obligation to update any forward-looking statements to reflect new
information or events or circumstances occurring after the date of this Form 8-K.
| Item 9.01. | Financial Statements and Exhibits. |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document). |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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SCHMITT INDUSTRIES, INC. |
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June 16, 2022 |
By: |
/s/ Philip Bosco |
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Name: |
Philip Bosco |
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Title: |
Chief Financial Officer and Treasurer |
Schmitt Industries (NASDAQ:SMIT)
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