Form 8-K - Current report
05 8월 2023 - 6:20AM
Edgar (US Regulatory)
false000104136800010413682023-07-312023-07-31
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): July 31, 2023
RIVERVIEW BANCORP, INC.
(Exact name of registrant as specified in its charter)
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Washington
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000-22957
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91-1838969
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(I.R.S. Employer
Identification No.)
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900 Washington Street,
Suite 900, Vancouver,
Washington
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98660
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s telephone number, including area code: (360) 693-6650
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the
following provisions.
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☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common Stock, Par Value $0.01 per share
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RVSB
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The NASDAQ Stock Market LLC
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or
revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers;
Compensatory Arrangements of Certain Officers.
On July 31, 2023, the Board of Directors of Riverview Bank and Riverview Bancorp, Inc. (collectively the "Company") placed Kevin J.
Lycklama on a paid administrative leave from his positions as President and Chief Executive Officer of the Company pending an internal investigation. The investigation does not involve the Company’s financial condition. During Mr. Lycklama’s
absence Dan Cox, who is currently the Company’s Executive Vice President and Chief Credit Officer, will serve as acting President and Chief Executive Officer. Information concerning Mr. Cox can be found, and is incorporated by reference into this
Item 5.02, in the Company’s Proxy Statement filed with the Securities and Exchange Commission on July 21, 2023.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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Date: August 4, 2023
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/s/David Lam
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David Lam
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Chief Financial Officer
(Principal Financial Officer)
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v3.23.2
Document and Entity Information
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Jul. 31, 2023 |
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Document Period End Date |
Jul. 31, 2023
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Entity File Number |
000-22957
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Entity Registrant Name |
RIVERVIEW BANCORP, INC.
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Entity Central Index Key |
0001041368
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Entity Incorporation, State or Country Code |
WA
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Entity Tax Identification Number |
91-1838969
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Entity Address, Address Line One |
900 Washington Street
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Entity Address, Address Line Two |
Suite 900
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Entity Address, City or Town |
Vancouver
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Entity Address, State or Province |
WA
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Entity Address, Postal Zip Code |
98660
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City Area Code |
360
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Local Phone Number |
693-6650
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Common Stock, Par Value $0.01 per share
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RVSB
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NASDAQ
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Riverview Bancorp (NASDAQ:RVSB)
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부터 4월(4) 2024 으로 5월(5) 2024
Riverview Bancorp (NASDAQ:RVSB)
과거 데이터 주식 차트
부터 5월(5) 2023 으로 5월(5) 2024