Statement of Changes in Beneficial Ownership (4)
10 5월 2017 - 7:51AM
Edgar (US Regulatory)
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FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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PRINGLE ROGER L
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2. Issuer Name
and
Ticker or Trading Symbol
ORASURE TECHNOLOGIES INC
[
OSUR
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Last)
(First)
(Middle)
220 EAST FIRST STREET
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3. Date of Earliest Transaction
(MM/DD/YYYY)
5/5/2017
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(Street)
BETHLEHEM, PA 18015
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common stock
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5/5/2017
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M
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75000
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A
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$4.165
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151452
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D
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Common stock
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5/5/2017
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M
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20552
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A
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$5.04
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172004
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D
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Common stock
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5/5/2017
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M
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15000
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A
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$5.04
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187004
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D
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Common stock
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5/5/2017
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M
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15000
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A
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$4.2188
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202044
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D
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Common stock
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5/5/2017
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M
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15000
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A
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$8.055
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217004
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D
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Common stock
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5/5/2017
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S
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140552
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D
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$14.933
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76452
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D
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Common stock
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50476
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I
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By family trust
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Common stock
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42000
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I
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By proft sharing plan
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Common stock
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1500
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I
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By spouse
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Discounted stock options
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$4.165
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5/5/2017
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M
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75000
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(1)
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(1)
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Common stock
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75000
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$0
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0
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D
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Discounted stock options
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$5.04
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5/5/2017
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M
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20552
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(2)
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(2)
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Common stock
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20552
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$0
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0
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D
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Discounted stock options
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$5.04
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5/5/2017
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M
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15000
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(3)
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(3)
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Common stock
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15000
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$0
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0
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D
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Discounted stock options
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$4.2188
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5/5/2017
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M
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15000
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(4)
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(4)
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Common stock
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15000
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$0
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0
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D
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Nonqualified stock options
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$8.055
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5/5/2017
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M
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15000
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(5)
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2/1/2018
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Common stock
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15000
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$0
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0
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D
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Explanation of Responses:
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(1)
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Discounted stock options, granted on 01/08/1991, vesting in five tranches, over a four-year period following the grant date, with no expiration date.
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(2)
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Discounted stock options, granted on 09/04/1992, vesting annually over a fout-year period immediately folowing the grant date, with no expiration date.
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(3)
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Discounted stock options, granted on 12/15/1994, vesting in increments of 5,000 options on February 21, 1996, 1997 and 1998, with no expiration date.
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(4)
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Discounted stock options, granted on 2/17/1998, vesting in increments of 5,000 options on February 17, 1999, 2000 and on September 29, 2000, with no expiration date.
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(5)
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Nonqualified stock options granted on 02/01/2008, vesting and exercisable on a monthly basis, over the 12 months immediately following the grant date.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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PRINGLE ROGER L
220 EAST FIRST STREET
BETHLEHEM, PA 18015
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X
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Signatures
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Mark L. Kuna, As Attorney-In-Fact for Roger L. Pringle, (Power of Attorney previously filed)
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5/9/2017
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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OraSure Technologies (NASDAQ:OSUR)
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부터 6월(6) 2024 으로 7월(7) 2024
OraSure Technologies (NASDAQ:OSUR)
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부터 7월(7) 2023 으로 7월(7) 2024
