Amended Statement of Ownership (sc 13g/a)
09 6월 2020 - 5:05AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities
Exchange Act of 1934
(Amendment No. 3)*
OFS
Credit Company, Inc.
(Name of Issuer)
Common
Stock
(Title of Class
of Securities)
67111Q107
(CUSIP Number(s))
5/29/2020
(Date of Event which
Requires Filing of this Statement)
Check
the appropriate box to designate the rule pursuant to which this Schedule is filed:
X
Rule 13d-1(b)
[ ]
Rule 13d-1(c)
[ ] Rule
13d-1(d)
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*
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The
remainder of this cover page shall be filled out for a reporting person's initial filing
on this form with respect to the subject class of securities, and for any subsequent
amendment containing information which would alter disclosures provided in a prior cover
page.
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The information required on the remainder
of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions
of the Act (however, see the Notes).
CUSIP No. 67111Q107
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13G
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Page 2 of 4 Pages
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1.
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Thomas J. Herzfeld Advisors, Inc.
59-2414380
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2.
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CHECK THE APPROPRIATE
BOX IF A MEMBER OF A GROUP
(see instructions)
(a) [ ]
(b) [ ]
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF ORGANIZATION
A Florida Corporation
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NUMBER
OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON WITH
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5.
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SOLE
VOTING POWER
149,649
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6.
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SHARED
VOTING POWER
0
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7.
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SOLE
DISPOSITIVE POWER
149,649
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8.
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SHARED
DISPOSITIVE POWER
0
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9.
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AGGREGATE AMOUNT BENEFICIALLY
OWNED BY EACH REPORTING PERSON
149,649
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10.
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CHECK IF THE AGGREGATE AMOUNT IN ROW
(9) EXCLUDES CERTAIN SHARES
(see instructions) [ ]
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11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (9)
4.85%
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12.
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TYPE OF REPORTING PERSON (see instructions)
IA
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CUSIP No. 67111Q107
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13G
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Page 3 of 4 Pages
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Item 1.
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(a)
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Name of Issuer
OFS Credit Company, Inc.
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(b)
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Address of Issuer’s Principal Executive Offices
OFS Credit Company, Inc. 10 South Wacker Drive, Suite 2500 Chicago, IL 60606
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Item 2.
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(a)
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Name of Person Filing
Thomas J. Herzfeld Advisors, Inc.
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(b)
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Address of the Principal Office or, if none, residence
119 Washington Avenue, Suite 504 Miami Beach, FL 33139
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(c)
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Citizenship
A Florida Corporation
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(d)
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Title of Class of Securities
Common Stock
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(e)
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CUSIP Number
67111Q107
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Item 3. If this statement is filed
pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
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(a)
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[ ]
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Broker or dealer registered under section 15 of the Act
(15 U.S.C. 78o).
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(b)
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[ ]
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
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(c)
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[ ]
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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
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(d)
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[ ]
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Investment company registered under section 8 of the Investment Company Act
of 1940 (15 U.S.C. 80a-8).
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(e)
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X
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An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
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(f)
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[ ]
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An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
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(g)
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[ ]
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A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
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(h)
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[ ]
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A savings associations as defined in Section 3(b) of the Federal Deposit Insurance
Act (12 U.S.C. 1813);
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(i)
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[ ]
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A church plan that is excluded from the definition of an investment company
under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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(j)
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[ ]
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Group, in accordance with §240.13d-1(b)(1)(ii)(J).
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Item 4. Ownership.
Provide the following information regarding
the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
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(a)
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Amount beneficially owned: 149,649.
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(b)
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Percent of class: 4.85%
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(c)
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Number of shares as to which the person
has:
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(i)
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Sole power to vote or to direct the vote 149,649.
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(ii)
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Shared power to vote or to direct the vote 0.
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(iii)
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Sole power to dispose or to direct the disposition
of 149,649.
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(iv)
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Shared power to dispose or to direct the disposition
of 0.
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Instruction. For computations
regarding securities which represent a right to acquire an underlying security see §240.13d-3(d)(1).
Item 5. Ownership of Five Percent
or Less of a Class.
If this statement is being filed to
report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent
of the class of securities, check the following [X].
Instruction. Dissolution of a
group requires a response to this item.
Item 6. Ownership of More than Five
Percent on Behalf of Another Person.
Not applicable.
Item 7. Identification and Classification
of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
Not applicable.
Item 8. Identification and Classification
of Members of the Group.
Not applicable.
Item 9. Notice of Dissolution of
Group.
Not applicable.
Item 10. Certification.
The
following certification shall be included if the statement is filed pursuant to §240.13d-1(b):
By
signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held
in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant
in any transaction having that purpose or effect.
CUSIP No. 67111Q107
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13G
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Page 4 of 4 Pages
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After reasonable inquiry and to the best of my knowledge
and belief, I certify that the information set forth in this statement is true, complete and correct.
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6/8/2020
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Date
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/s/ Erik M. Herzfeld
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Signature
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Erik M. Herzfeld, President
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Name/Title
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OFS Credit (NASDAQ:OCCIP)
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