- Current report filing (8-K)
07 11월 2009 - 7:02AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
____________________
FORM
8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES
EXCHANGE ACT OF 1934
Date of
Report (Date of earliest event reported): November 6,
2009
NYFIX,
INC.
(Exact
name of registrant as specified in its charter)
Delaware
|
001-02292
|
06-1344888
|
(State
or other jurisdiction
|
(Commission
|
(IRS
Employer
|
of
incorporation)
|
File
Number)
|
Identification
No.)
|
100
Wall Street
|
|
New York
,
New York
|
10005
|
(Address
of principal executive offices)
|
(Zip
Code)
|
Registrant's
telephone number, including area code: (646) 525-3090
(Former
name or former address, if changed since last report.)
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions (
see
General
Instruction A.2. below):
|
o
|
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
|
|
o
|
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
|
|
o
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
|
|
o
|
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
|
Item
2.02.
|
Results of Operations
and Financial Condition
.
|
On
November 6, 2009, NYFIX, Inc. issued a press release announcing its results of
operations for, and its financial condition as of the end of, the third quarter
2009.
A copy of
the press release is attached as Exhibit 99.1 to this report and incorporated
herein by reference. NYFIX, Inc. does not intend for this Item 2.02 or
Exhibit 99.1 to be deemed “filed” for purposes of Section 18 of the
Securities Exchange Act of 1934, as amended, or to be incorporated by reference
into filings under the Securities Act of 1933, as amended.
Item
9.01.
|
Financial Statements
and Exhibits
.
|
(d) Exhibits
Exhibit
No.
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Exhibits
|
|
|
99.1
|
Press
Release, dated November 6, 2009, entitled “NYFIX Reports Third Quarter
2009 Results.”
|
SIGNATURE
Pursuant to the requirements of the
Securities Exchange Act of 1934, the Registrant has duly caused this report to
be signed on its behalf by the undersigned hereunto duly
authorized.
|
NYFIX,
INC.
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
By:
|
/s/
Annemarie Tierney
|
|
|
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Name:
|
Annemarie
Tierney
|
|
|
|
Title:
|
General
Counsel and Corporate Secretary
|
|
Dated:
November 6, 2009
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