- Initial Statement of Beneficial Ownership (3)
11 11월 2011 - 5:53AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Expires:
November 30, 2011
Estimated average burden
hours per response...
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Highland Steven Craig
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2. Date of Event Requiring Statement (MM/DD/YYYY)
10/31/2011
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3. Issuer Name
and
Ticker or Trading Symbol
NTELOS HOLDINGS CORP [NTLS]
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(Last)
(First)
(Middle)
C/O NTELOS HOLDINGS CORP., 1154 SHENANDOAH VILLAGE DRIVE
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
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X
___ Officer (give title below)
_____ Other (specify below)
SVP - Finance and Corp. Dev. /
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(Street)
WAYNESBORO, VA 22980
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
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X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock, Par Value $0.01 Per Share
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18460
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D
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Common Stock, Par Value $0.01 Per Share
(1)
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818
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D
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Common Stock, Par Value $0.01 Per Share
(2)
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1000
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D
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Common Stock, Par Value $0.01 Per Share
(3)
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1428
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D
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Common Stock, Par Value $0.01 Per Share
(4)
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1215
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D
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Common Stock, Par Value $0.01 Per Share
(5)
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4201
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D
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Common Stock, Par Value $0.01 Per Share
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343.09
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I
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By 401(k) Plan
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Common Stock, Par Value $0.01 Per Share
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447
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I
(6)
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By Daughter
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Common Stock, Par Value $0.01 Per Share
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447
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I
(6)
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By Son
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Stock Option (Right to Buy)
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(7)
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3/5/2017
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Common Stock
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5000
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$18.14
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D
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Stock Option (Right to Buy)
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(8)
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3/3/2018
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Common Stock
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5000
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$21.32
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D
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Stock Option (Right to Buy)
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(9)
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3/2/2019
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Common Stock
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5000
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$18.02
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D
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Stock Option (Right to Buy)
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(10)
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3/1/2020
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Common Stock
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6797
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$17.44
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D
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Stock Option (Right to Buy)
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(11)
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2/28/2021
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Common Stock
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5484
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$19.42
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D
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Explanation of Responses:
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(
1)
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Restricted Stock cliff vests on February 28, 2012
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(
2)
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Restricted Stock cliff vests on March 2, 2012
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(
3)
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Restricted Stock cliff vests on March 1, 2013
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(
4)
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Restricted Stock cliff vests on February 28, 2014
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(
5)
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Restricted Stock cliff vests on December 7, 2014.
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(
6)
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The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of
such securities for purposes of Section 16 or for any other purpose.
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(
7)
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Option fully vested and currently exercisable
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(
8)
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3,750 options currently vested; remaining 1,250 options are scheduled to vest on March 3, 2012
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(
9)
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2,500 options are currently vested. 1,250 options are scheduled to vest on each March 2 of 2012 and 2013.
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(
10)
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1,699 options are currently vested; 1,699 additional options vest and become exercisable on each of March 1, 2012 and 2013; the final 1,700 options vest on March 1, 2014
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(
11)
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1,371 options are scheduled to vest and become exercisable on each February 28 of 2012 - 2015.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Highland Steven Craig
C/O NTELOS HOLDINGS CORP.
1154 SHENANDOAH VILLAGE DRIVE
WAYNESBORO, VA 22980
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SVP - Finance and Corp. Dev.
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Signatures
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/s/ Brian J. O'Neil, attorney-in-fact for Steven Craig Highland
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11/10/2011
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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