- Current report filing (8-K)
29 12월 2010 - 10:17PM
Edgar (US Regulatory)
United States
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
FORM 8-K
Current Report
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported)
December 28, 2010
NORTH VALLEY BANCORP
(Exact name of registrant as specified in its charter)
California
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(State or other jurisdiction of incorporation)
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0-10652
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94-2751350
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(Commission File Number)
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(IRS Employer Identification No.)
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300 Park Marina Circle, Redding, CA
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96001
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s telephone number, including area code:
(530) 226-2900
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 5.03.
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Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.
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On December 14, 2010, North
Valley Bancorp (the “Company”), a California corporation and the parent of North Valley Bank, a California banking
corporation, filed a Certificate of Amendment of the Amended and Restated Articles of Incorporation of North Valley Bancorp with
the California Secretary of State. The sole purpose of the amendment was to give effect to the one-for-five reverse stock split
approved by the shareholders on July 16, 2010. As approved by the Board of Directors of the Company, and as stated in the Amendment,
the one-for-five reverse stock split is effective as of 5:00 p.m. Pacific Time on December 28, 2010 (the “Effective Date”).
The Company’s trading
symbol on the NASDAQ Global Select Market is “NOVB.” For a period of 20 trading days after the Effective Date, in order
to reflect completion of the one-for-five reverse stock split, NASDAQ is expected to append the character “D” to the
Company’s trading symbol so it will appear as “NOVBD.” In addition, the shares of common stock will trade under
a new CUSIP number after the Effective Date.
A copy of the Certificate
of Amendment of the Amended and Restated Articles of Incorporation of North Valley Bancorp is filed as Exhibit 99.181 to this Current
Report and is incorporated herein by this reference.
Item
9.01.
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Financial Statements and Exhibits
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(d)
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Exhibits
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99.181
Certificate of Amendment of the Amended and Restated Articles of Incorporation of North Valley Bancorp, filed
with the California Secretary of State on December 14, 2010
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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NORTH VALLEY BANCORP
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Dated: December 28, 2010
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By:
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/s/ Kevin R. Watson
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Kevin R. Watson
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Executive Vice President
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Chief Financial Officer
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North Valley Bancorp (MM) (NASDAQ:NOVBD)
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North Valley Bancorp (MM) (NASDAQ:NOVBD)
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부터 5월(5) 2023 으로 5월(5) 2024
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