Metal Storm Ltd /Adr/ - Report of Foreign Issuer (6-K)
10 12월 2007 - 9:28PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
For the month of December, 2007
Commission File Number 000-31212
Metal Storm Limited
(Translation of registrants name into English)
Building 4, 848 Boundary Road, Richlands,
Queensland, Australia 4077
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form
20-F or Form 40-F:
þ
Form 20-F
o
Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by
Regulation S-T Rule 101(b)(1):
o
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by
Regulation S-T Rule 101(b)(7):
o
Indicate by check mark whether the registrant by furnishing the information contained in this Form
is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the
Securities Exchange Act of 1934:
o
Yes
þ
No
If Yes is marked, indicate below the file number assigned to the registrant in connection with
Rule 12g3-2(b):
n/a
604 page 1/2 15 July 2001
Form 604
Corporations Act 2001
Section 671B
Notice of change of interest of substantial holder
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To
: Company Name/ Scheme
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Metal Storm Limited
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ACN/ARSN
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064 270 006
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1. Details of substantial holder(1)
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Name
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James Michael ODwyer
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ACN/ARSN (if applicable)
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There was a change in the interests of
the substantial holder on
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30/11/2007
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The previous notice was given to the
company on
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N/A
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The previous notice was dated
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N/A
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2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required,
to give a substantial holding notice to the company or scheme, are as follows:
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Previous notice
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Present notice
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Class of securities (4)
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Persons votes
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Voting power (5)
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Persons votes
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Voting power (5)
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Ordinary
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199,804,803
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33.37%
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193,673,624
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32.35%
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3. Changes in relevant interests
Particulars of each change in, or change in the nature of, relevant interests of the substantial shareholder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a
substantial holding notice to the company or scheme are as follows:
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Person whose
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Consideration given
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Class and number
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relevant interest
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Nature of
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in relation to change
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of securities
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Persons votes
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Date of change
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changed
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change (6)
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(7)
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affected
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affected
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See annexure A
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4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
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Person
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entitled to be
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Holder of relevant
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Registered holder of
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registered as
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Nature of relevant
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Class and number
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interest
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securities
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holder (8)
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interest(6)
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of securities
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Persons votes
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James Michael ODwyer
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James Michael ODwyer
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James Michael ODwyer
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Registered holder of shares
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64,551,942 ordinary shares
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64,551,942
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ODwyer Investments Pty Ltd
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ODwyer Investments Pty Ltd
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ODwyer Investments Pty Ltd
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Registered holder of shares
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129,121,682 ordinary shares
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129,121,682
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5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
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Name and ACN (if applicable)
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Nature of association
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Nil
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604 page 2/2 15 July 2001
6. Addresses
The addresses of the person named in this form are as follows:
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Name
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Address
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James Michael ODwyer
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Unit 162, Admiralty Quays, 32 Macrossan Street, Brisbane
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ODwyer Investments Pty Ltd ACN 010 495 315
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c/- BDO Kendalls, Level 18, 300 Queen Street, Brisbane
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Signature
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print name
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James Michael ODwyer
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capacity
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sign here
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date
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07 /12/2007
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DIRECTIONS
(1)
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If there are a number of substantial holders with similar or related relevant interests (eg.
a corporation and its related corporations, or the manager and trustee of an equity trust),
the names could be included in an annexure to the form. If the relevant interests of a group
of persons are essentially similar, they may be referred to throughout the form as a
specifically named group if the membership of each group, with the names and addresses of
members is clearly set out in paragraph 6 of the form.
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(2)
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See the definition of associate in section 9 of the Corporations Act 2001.
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(3)
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See the definition of relevant interest in section 608 and 671B(7) of the Corporations Act
2001.
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(4)
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The voting shares of a company constitute one class unless divided into separate classes.
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(5)
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The persons votes divided by the total votes in the body corporate or scheme multiplied by
100.
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(6)
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Include details of:
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(a)
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any relevant agreement or other circumstances because of which the
change in relevant interest occurred. If subsection 671B(4) applies, a copy of
any document setting out the terms of any relevant agreement, and a statement by
the person giving full and accurate details of any contract, scheme or
arrangement, must accompany this form, together with a written statement
certifying this contract, scheme or arrangement; and
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(b)
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any qualification of the power of a person to exercise, control the
exercise of, or influence the exercise of, the voting powers or disposal of the
securities to which the relevant interest relates (indicating clearly the
particular securities to which the qualification applies).
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See the definition of relevant agreement in section 9 of the Corporations Act 2001.
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(7)
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Details of the consideration must include any and all benefits, money and other, that any
person from whom a relevant interest was acquired has, or may, become entitled to receive in
relation to that acquisition. Details must be included even if the benefit is
conditional on the happening or not of a contingency. Details must be included of any
benefit paid on behalf of the substantial holder or its association in relation to the
acquisitions, even if they are not paid directly to the person from whom the relevant
interest was acquired.
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(8)
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If the substantial holder is unable to determine the identity of the person (eg, if the
relevant interest arises because of an option) write unknown.
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(9)
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Give details, if appropriate, of the present association and any change in that associate
since the last substantial holding notice.
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604 1 / 3
Metal Storm Limited
ACN 064 270 006
Annexure A to Australian Securities & Investments Commission Form 604
Corporations Act 2001 Section 671B
This is the Annexure A of 3 pages referred to in number 3 of the Australian Securities &
Investments Commission Form 604 signed and dated the 7
th
day of December 2007.
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Consideration
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Class & No. of
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Date of
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Person whose relevant
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Nature of change
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given in relation
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securities
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Persons votes
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Change
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interest changed
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(6)
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to change (7)
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affected
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affected
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AUD $
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Common Stock
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Common Stock
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02/10/2007
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James Michael ODwyer
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Market Disposition
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$
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0.115
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20,890
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20,890
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02/10/2007
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James Michael ODwyer
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Market Disposition
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$
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0.115
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11,200
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11,200
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02/10/2007
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James Michael ODwyer
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Market Disposition
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$
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0.115
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43,400
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43,400
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02/10/2007
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James Michael ODwyer
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Market Disposition
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$
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0.110
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38,360
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38,360
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02/10/2007
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James Michael ODwyer
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Market Disposition
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$
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0.110
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6,640
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6,640
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03/10/2007
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James Michael ODwyer
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Market Disposition
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$
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0.110
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50,000
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50,000
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03/10/2007
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James Michael ODwyer
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Market Disposition
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$
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0.110
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20,000
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20,000
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04/10/2007
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James Michael ODwyer
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Market Disposition
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$
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0.110
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48,360
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48,360
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04/10/2007
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James Michael ODwyer
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Market Disposition
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$
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0.110
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6,640
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6,640
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04/10/2007
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James Michael ODwyer
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Market Disposition
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$
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0.110
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80,000
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80,000
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05/10/2007
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James Michael ODwyer
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Market Disposition
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$
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0.110
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22,500
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22,500
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08/10/2007
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James Michael ODwyer
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Market Disposition
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$
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0.110
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80,000
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80,000
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09/10/2007
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James Michael ODwyer
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Market Disposition
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$
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0.110
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32,000
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32,000
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11/10/2007
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James Michael ODwyer
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Market Disposition
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$
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0.110
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17,398
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17,398
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11/10/2007
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James Michael ODwyer
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Market Disposition
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$
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0.110
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42,602
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42,602
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11/10/2007
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James Michael ODwyer
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Market Disposition
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$
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0.110
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24,943
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24,943
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11/10/2007
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James Michael ODwyer
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Market Disposition
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$
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0.110
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20,057
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20,057
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12/10/2007
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James Michael ODwyer
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Market Disposition
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$
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0.110
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4,883
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4,883
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12/10/2007
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James Michael ODwyer
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Market Disposition
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$
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0.110
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24,117
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24,117
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22/10/2007
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James Michael ODwyer
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Market Disposition
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$
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0.110
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40,500
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40,500
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22/10/2007
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James Michael ODwyer
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Market Disposition
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$
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0.110
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22,589
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22,589
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22/10/2007
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James Michael ODwyer
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Market Disposition
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$
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0.110
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18,500
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18,500
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23/10/2007
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James Michael ODwyer
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Market Disposition
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$
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0.110
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42,910
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42,910
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25/10/2007
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James Michael ODwyer
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Market Disposition
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$
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0.110
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45,000
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45,000
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29/10/2007
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James Michael ODwyer
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Market Disposition
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$
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0.110
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7,688
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7,688
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29/10/2007
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James Michael ODwyer
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Market Disposition
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$
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0.110
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72,200
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72,200
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29/10/2007
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James Michael ODwyer
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Market Disposition
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$
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0.110
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20,000
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20,000
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29/10/2007
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James Michael ODwyer
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Market Disposition
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$
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0.110
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5,112
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5,112
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29/10/2007
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James Michael ODwyer
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Market Disposition
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$
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0.110
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47,088
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47,088
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29/10/2007
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James Michael ODwyer
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Market Disposition
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$
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0.110
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26,000
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26,000
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29/10/2007
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James Michael ODwyer
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Market Disposition
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$
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0.110
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24,000
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24,000
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30/10/2007
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James Michael ODwyer
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Market Disposition
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$
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0.110
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105,000
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105,000
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31/10/2007
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James Michael ODwyer
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Market Disposition
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$
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0.110
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78,000
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78,000
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01/11/2007
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James Michael ODwyer
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Market Disposition
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$
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0.110
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16,387
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16,387
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01/11/2007
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James Michael ODwyer
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Market Disposition
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$
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0.110
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33,613
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33,613
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05/11/2007
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James Michael ODwyer
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Market Disposition
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$
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0.110
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79,091
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79,091
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08/11/2007
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James Michael ODwyer
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Market Disposition
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$
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0.105
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54,945
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54,945
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604 2 / 3
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Consideration
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Class & No. of
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Date of
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Person whose relevant
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Nature of change
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given in relation
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securities
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Persons votes
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Change
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interest changed
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(6)
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to change (7)
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affected
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affected
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08/11/2007
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James Michael ODwyer
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Market Disposition
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$
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0.105
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35,055
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35,055
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09/11/2007
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James Michael ODwyer
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Market Disposition
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$
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0.105
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20,845
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20,845
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09/11/2007
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James Michael ODwyer
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Market Disposition
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$
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0.105
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79,155
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79,155
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09/11/2007
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James Michael ODwyer
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Market Disposition
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$
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0.105
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4,179
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4,179
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09/11/2007
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James Michael ODwyer
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Market Disposition
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$
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0.105
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20,000
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20,000
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09/11/2007
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James Michael ODwyer
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Market Disposition
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$
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0.105
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|
821
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|
821
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12/11/2007
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James Michael ODwyer
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Market Disposition
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$
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0.110
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40,000
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40,000
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12/11/2007
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James Michael ODwyer
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Market Disposition
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$
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0.110
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262,375
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262,375
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14/11/2007
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James Michael ODwyer
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Market Disposition
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$
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0.105
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24,371
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24,371
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14/11/2007
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James Michael ODwyer
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Market Disposition
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$
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0.105
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13,077
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13,077
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14/11/2007
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James Michael ODwyer
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Market Disposition
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$
|
0.105
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|
11,420
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11,420
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16/11/2007
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James Michael ODwyer
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Market Disposition
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$
|
0.105
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|
41,420
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41,420
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|
16/11/2007
|
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James Michael ODwyer
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Market Disposition
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$
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0.110
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960
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960
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19/11/2007
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James Michael ODwyer
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Market Disposition
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$
|
0.105
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|
23,917
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|
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23,917
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|
19/11/2007
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James Michael ODwyer
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Market Disposition
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$
|
0.105
|
|
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|
20,000
|
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20,000
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|
20/11/2007
|
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James Michael ODwyer
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Market Disposition
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$
|
0.105
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|
|
|
50,000
|
|
|
|
50,000
|
|
20/11/2007
|
|
James Michael ODwyer
|
|
Market Disposition
|
|
$
|
0.105
|
|
|
|
10,000
|
|
|
|
10,000
|
|
22/11/2007
|
|
James Michael ODwyer
|
|
Market Disposition
|
|
$
|
0.105
|
|
|
|
77,791
|
|
|
|
77,791
|
|
23/11/2007
|
|
James Michael ODwyer
|
|
Market Disposition
|
|
$
|
0.105
|
|
|
|
150,000
|
|
|
|
150,000
|
|
23/11/2007
|
|
James Michael ODwyer
|
|
Market Disposition
|
|
$
|
0.105
|
|
|
|
45,000
|
|
|
|
45,000
|
|
30/11/2007
|
|
James Michael ODwyer
|
|
Market Disposition
|
|
$
|
0.105
|
|
|
|
170,000
|
|
|
|
170,000
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Consideration
|
|
Class & No.
|
|
|
Date of
|
|
Person whose relevant
|
|
Nature of change
|
|
given in relation
|
|
of securities
|
|
Persons votes
|
Change
|
|
interest changed
|
|
(6)
|
|
to change (7)
|
|
affected
|
|
affected
|
|
|
|
|
|
|
AUD $
|
|
ADRs
|
|
Common Stock
|
02/10/2007
|
|
ODwyer Investments Pty Ltd
|
|
Market Disposition
|
|
$
|
2.36
|
|
|
|
1,100
|
|
|
|
22,000
|
|
02/10/2007
|
|
ODwyer Investments Pty Ltd
|
|
Market Disposition
|
|
$
|
2.38
|
|
|
|
1,800
|
|
|
|
36,000
|
|
03/10/2007
|
|
ODwyer Investments Pty Ltd
|
|
Market Disposition
|
|
$
|
2.39
|
|
|
|
1,100
|
|
|
|
22,000
|
|
03/10/2007
|
|
ODwyer Investments Pty Ltd
|
|
Market Disposition
|
|
$
|
2.39
|
|
|
|
1,300
|
|
|
|
26,000
|
|
03/10/2007
|
|
ODwyer Investments Pty Ltd
|
|
Market Disposition
|
|
$
|
2.42
|
|
|
|
1,600
|
|
|
|
32,000
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
03/10/2007
|
|
ODwyer Investments Pty Ltd
|
|
Market Disposition
|
|
$
|
2.42
|
|
|
|
37,000
|
|
|
|
740,000
|
|
03/10/2007
|
|
ODwyer Investments Pty Ltd
|
|
Market Disposition
|
|
$
|
2.46
|
|
|
|
1,500
|
|
|
|
30,000
|
|
03/10/2007
|
|
ODwyer Investments Pty Ltd
|
|
Market Disposition
|
|
$
|
2.48
|
|
|
|
9,000
|
|
|
|
180,000
|
|
04/10/2007
|
|
ODwyer Investments Pty Ltd
|
|
Market Disposition
|
|
$
|
2.41
|
|
|
|
1,100
|
|
|
|
22,000
|
|
04/10/2007
|
|
ODwyer Investments Pty Ltd
|
|
Market Disposition
|
|
$
|
2.32
|
|
|
|
4,200
|
|
|
|
84,000
|
|
04/10/2007
|
|
ODwyer Investments Pty Ltd
|
|
Market Disposition
|
|
$
|
2.35
|
|
|
|
3,000
|
|
|
|
60,000
|
|
08/10/2007
|
|
ODwyer Investments Pty Ltd
|
|
Market Disposition
|
|
$
|
2.30
|
|
|
|
1,000
|
|
|
|
20,000
|
|
08/10/2007
|
|
ODwyer Investments Pty Ltd
|
|
Market Disposition
|
|
$
|
2.30
|
|
|
|
9,920
|
|
|
|
198,400
|
|
08/10/2007
|
|
ODwyer Investments Pty Ltd
|
|
Market Disposition
|
|
$
|
2.31
|
|
|
|
1,000
|
|
|
|
20,000
|
|
08/10/2007
|
|
ODwyer Investments Pty Ltd
|
|
Market Disposition
|
|
$
|
2.31
|
|
|
|
1,000
|
|
|
|
20,000
|
|
08/10/2007
|
|
ODwyer Investments Pty Ltd
|
|
Market Disposition
|
|
$
|
2.31
|
|
|
|
1,000
|
|
|
|
20,000
|
|
08/10/2007
|
|
ODwyer Investments Pty Ltd
|
|
Market Disposition
|
|
$
|
2.31
|
|
|
|
1,000
|
|
|
|
20,000
|
|
08/10/2007
|
|
ODwyer Investments Pty Ltd
|
|
Market Disposition
|
|
$
|
2.31
|
|
|
|
5,813
|
|
|
|
116,260
|
|
09/10/2007
|
|
ODwyer Investments Pty Ltd
|
|
Market Disposition
|
|
$
|
2.31
|
|
|
|
5,200
|
|
|
|
104,000
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
09/10/2007
|
|
ODwyer Investments Pty Ltd
|
|
Market Disposition
|
|
$
|
2.31
|
|
|
|
12,000
|
|
|
|
240,000
|
|
12/10/2007
|
|
ODwyer Investments Pty Ltd
|
|
Market Disposition
|
|
$
|
2.27
|
|
|
|
3,000
|
|
|
|
60,000
|
|
604 3 / 3
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Consideration
|
|
Class & No.
|
|
|
Date of
|
|
Person whose relevant
|
|
Nature of change
|
|
given in relation
|
|
of securities
|
|
Persons votes
|
Change
|
|
interest changed
|
|
(6)
|
|
to change (7)
|
|
affected
|
|
affected
|
12/10/2007
|
|
ODwyer Investments Pty Ltd
|
|
Market Disposition
|
|
$
|
2.27
|
|
|
|
3,000
|
|
|
|
60,000
|
|
12/10/2007
|
|
ODwyer Investments Pty Ltd
|
|
Market Disposition
|
|
$
|
2.27
|
|
|
|
3,000
|
|
|
|
60,000
|
|
12/10/2007
|
|
ODwyer Investments Pty Ltd
|
|
Market Disposition
|
|
$
|
2.27
|
|
|
|
1,500
|
|
|
|
30,000
|
|
12/10/2007
|
|
ODwyer Investments Pty Ltd
|
|
Market Disposition
|
|
$
|
2.27
|
|
|
|
3,000
|
|
|
|
60,000
|
|
23/10/2007
|
|
ODwyer Investments Pty Ltd
|
|
Market Disposition
|
|
$
|
2.27
|
|
|
|
2,200
|
|
|
|
44,000
|
|
23/10/2007
|
|
ODwyer Investments Pty Ltd
|
|
Market Disposition
|
|
$
|
2.25
|
|
|
|
3,000
|
|
|
|
60,000
|
|
24/10/2007
|
|
ODwyer Investments Pty Ltd
|
|
Market Disposition
|
|
$
|
2.24
|
|
|
|
1,850
|
|
|
|
37,000
|
|
24/10/2007
|
|
ODwyer Investments Pty Ltd
|
|
Market Disposition
|
|
$
|
2.24
|
|
|
|
2,900
|
|
|
|
58,000
|
|
25/10/2007
|
|
ODwyer Investments Pty Ltd
|
|
Market Disposition
|
|
$
|
2.23
|
|
|
|
6,626
|
|
|
|
132,520
|
|
26/10/2007
|
|
ODwyer Investments Pty Ltd
|
|
Market Disposition
|
|
$
|
2.22
|
|
|
|
2,000
|
|
|
|
40,000
|
|
26/10/2007
|
|
ODwyer Investments Pty Ltd
|
|
Market Disposition
|
|
$
|
2.26
|
|
|
|
1,800
|
|
|
|
36,000
|
|
26/10/2007
|
|
ODwyer Investments Pty Ltd
|
|
Market Disposition
|
|
$
|
2.23
|
|
|
|
2,100
|
|
|
|
42,000
|
|
30/10/2007
|
|
ODwyer Investments Pty Ltd
|
|
Market Disposition
|
|
$
|
2.17
|
|
|
|
1,500
|
|
|
|
30,000
|
|
05/11/2007
|
|
ODwyer Investments Pty Ltd
|
|
Market Disposition
|
|
$
|
2.15
|
|
|
|
1,300
|
|
|
|
26,000
|
|
05/11/2007
|
|
ODwyer Investments Pty Ltd
|
|
Market Disposition
|
|
$
|
2.15
|
|
|
|
1,900
|
|
|
|
38,000
|
|
05/11/2007
|
|
ODwyer Investments Pty Ltd
|
|
Market Disposition
|
|
$
|
2.15
|
|
|
|
2,600
|
|
|
|
52,000
|
|
05/11/2007
|
|
ODwyer Investments Pty Ltd
|
|
Market Disposition
|
|
$
|
2.15
|
|
|
|
1,000
|
|
|
|
20,000
|
|
05/11/2007
|
|
ODwyer Investments Pty Ltd
|
|
Market Disposition
|
|
$
|
2.15
|
|
|
|
1,000
|
|
|
|
20,000
|
|
07/11/2007
|
|
ODwyer Investments Pty Ltd
|
|
Market Disposition
|
|
$
|
2.09
|
|
|
|
400
|
|
|
|
8,000
|
|
08/11/2007
|
|
ODwyer Investments Pty Ltd
|
|
Market Disposition
|
|
$
|
2.19
|
|
|
|
2,500
|
|
|
|
50,000
|
|
08/11/2007
|
|
ODwyer Investments Pty Ltd
|
|
Market Disposition
|
|
$
|
2.09
|
|
|
|
1,560
|
|
|
|
31,200
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
08/11/2007
|
|
ODwyer Investments Pty Ltd
|
|
Market Disposition
|
|
$
|
2.08
|
|
|
|
18,600
|
|
|
|
372,000
|
|
08/11/2007
|
|
ODwyer Investments Pty Ltd
|
|
Market Disposition
|
|
$
|
2.09
|
|
|
|
1,200
|
|
|
|
24,000
|
|
08/11/2007
|
|
ODwyer Investments Pty Ltd
|
|
Market Disposition
|
|
$
|
2.09
|
|
|
|
840
|
|
|
|
16,800
|
|
08/11/2007
|
|
ODwyer Investments Pty Ltd
|
|
Market Disposition
|
|
$
|
2.19
|
|
|
|
2,500
|
|
|
|
50,000
|
|
08/11/2007
|
|
ODwyer Investments Pty Ltd
|
|
Market Disposition
|
|
$
|
2.19
|
|
|
|
1,000
|
|
|
|
20,000
|
|
08/11/2007
|
|
ODwyer Investments Pty Ltd
|
|
Market Disposition
|
|
$
|
2.19
|
|
|
|
1,400
|
|
|
|
28,000
|
|
13/11/2007
|
|
ODwyer Investments Pty Ltd
|
|
Market Disposition
|
|
$
|
2.19
|
|
|
|
1,200
|
|
|
|
24,000
|
|
13/11/2007
|
|
ODwyer Investments Pty Ltd
|
|
Market Disposition
|
|
$
|
2.19
|
|
|
|
1,200
|
|
|
|
24,000
|
|
13/11/2007
|
|
ODwyer Investments Pty Ltd
|
|
Market Disposition
|
|
$
|
2.19
|
|
|
|
2,000
|
|
|
|
40,000
|
|
14/11/2007
|
|
ODwyer Investments Pty Ltd
|
|
Market Disposition
|
|
$
|
2.20
|
|
|
|
1,100
|
|
|
|
22,000
|
|
15/11/2007
|
|
ODwyer Investments Pty Ltd
|
|
Market Disposition
|
|
$
|
2.24
|
|
|
|
1,200
|
|
|
|
24,000
|
|
16/11/2007
|
|
ODwyer Investments Pty Ltd
|
|
Market Disposition
|
|
$
|
2.23
|
|
|
|
1,300
|
|
|
|
26,000
|
|
16/11/2007
|
|
ODwyer Investments Pty Ltd
|
|
Market Disposition
|
|
$
|
2.23
|
|
|
|
1,000
|
|
|
|
20,000
|
|
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused
this report to be signed on its behalf by the undersigned, thereunto duly authorized.
|
|
|
|
|
|
|
|
|
Metal Storm Limited
|
|
|
|
|
|
|
|
|
|
Date: December 7, 2007
|
|
By:
Name:
|
|
/s/ Peter Wetzig
Peter Wetzig
|
|
|
|
|
Title:
|
|
Company Secretary
|
|
|
Metal Storm Limited ADS (MM) (NASDAQ:MTSX)
과거 데이터 주식 차트
부터 1월(1) 2025 으로 2월(2) 2025
Metal Storm Limited ADS (MM) (NASDAQ:MTSX)
과거 데이터 주식 차트
부터 2월(2) 2024 으로 2월(2) 2025