Form 4 - Statement of changes in beneficial ownership of securities

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Palikaras Georgios

(Last)

(First)

(Middle)

C/O META MATERIALS INC.

60 HIGHFIELD PARK DRIVE, SUITE 102

(Street)

DARTMOUTH

B3A 4R9

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
META MATERIALS INC. [ MMAT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
CEO and President

3. Date of Earliest Transaction (Month/Day/Year)
06/27/2022

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

Rule 10b5-1(c) Transaction Indication

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	06/27/2023		M		9,082	A	⁽¹⁾	12,247	I	By spouse Nadine Geddes
Common Stock								1,285,490	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽²⁾	06/27/2022		A		36,325		⁽³⁾	06/27/2032	Common Stock	36,325	$1.17	36,325	I	By spouse Nadine Geddes
Restricted Stock Units	⁽¹⁾	06/27/2023		M			9,082	⁽¹⁾	06/27/2032	Common Stock	9,082	$0.00	27,243	I	By spouse Nadine Geddes

1. Name and Address of Reporting Person^*

Palikaras Georgios

(Last)

(First)

(Middle)

C/O META MATERIALS INC.

60 HIGHFIELD PARK DRIVE, SUITE 102

(Street)

DARTMOUTH

B3A 4R9

(City)

(State)

(Zip)

1. Name and Address of Reporting Person^*

Geddes Nadine

(Last)

(First)

(Middle)

C/O META MATERIALS INC.

60 HIGHFIELD PARK DRIVE, SUITE 102

(Street)

DARTMOUTH

B3A 4R9

(City)

(State)

(Zip)

Explanation of Responses:

1. The Reporting Person's spouse was granted 36,325 restricted stock units ("RSUs") on June 27, 2022, each of which represents a contingent right to receive one share of the Issuer's common stock. 25% of the RSUs vested on June 27, 2023, 25% of the RSUs will vest on June 27, 2024, 25% of the RSUs will vest on June 27, 2025, and 25% of the RSUs will vest on June 27, 2026, subject to continued service to the Issuer through each vesting date.

2. Each restricted stock unit represents a contingent right tor receive one share of MMAT common stock upon vest.

3. The restricted stock units vest in four equal installments beginning on June 27, 2023 subject to continued service to the Issuer through each vesting date.

	Uzi Sasson	06/28/2023
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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