Securities Registration: Employee Benefit Plan (s-8)
07 3월 2023 - 6:11AM
Edgar (US Regulatory)
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As filed with the Securities and Exchange Commission on March 6, 2023 |
| | | | REGISTRATION NO. 333 - |
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UNITED STATES |
SECURITIES AND EXCHANGE COMMISSION |
WASHINGTON, D.C. 20549 |
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FORM S-8 |
REGISTRATION STATEMENT UNDER |
THE SECURITIES ACT OF 1933 |
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INHIBRX, INC. |
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(Exact name of registrant as specified in its charter) |
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Delaware | | 82-4257312 |
(State or other jurisdiction of incorporation or organization) | | (I.R.S. Employer Identification No.) |
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11025 N. Torrey Pines Road, Suite 200 | | |
La Jolla, California | | 92037 |
(Address of principal executive offices) | | (Zip Code) |
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| (858) 795-4220 | |
(Registrant’s telephone number, including area code) |
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Inhibrx, Inc. Amended and Restated 2017 Employee, Director and Consultant Equity Incentive Plan |
| (Full Title of the Plan) | |
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Mark Lappe |
Chief Executive Officer |
Inhibrx, Inc. |
11025 N. Torrey Pines Road, Suite 200 |
La Jolla, CA 92037 |
(858) 795-4220 |
(Name, Address, and Telephone Number, Including Area Code, of Agent For Service) |
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| Copies to: | |
Jeremy Glaser |
| Melanie Ruthrauff Levy | |
Mintz, Levin, Cohn, Ferris, Glovsky & |
Popeo, P.C. |
3580 Carmel Mountain Road, Suite 300 |
San Diego, CA 92130 |
(858) 314-1500 |
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Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company" in Rule 12b-2 of the Exchange Act.
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Large accelerated filer ☐ | Accelerated filer ☐ |
Non-accelerated filer ☒ | Smaller reporting company ☒ |
| Emerging growth company ☐ |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐REGISTRATION OF ADDITIONAL SHARES
PURSUANT TO GENERAL INSTRUCTION E
This Registration Statement registers an aggregate of (i) 1,742,539 additional shares of common stock, par value $0.0001 per share (“Common Stock”) reserved for issuance under the Inhibrx, Inc. Amended and Restated 2017 Employee, Director and Consultant Equity Incentive Plan (the “Plan”) by operation of the Plan’s “evergreen” provision. This Registration Statement registers additional securities of the same class as other securities for which Registration Statements were filed on Form S-8 with the Securities and Exchange Commission on August 19, 2020 (Registration Statement No. 333-248138), January 19, 2021 (Registration No. 333-252214), March 1, 2022 (Registration No. 333-263204) and this Registration Statement hereby incorporates by reference the contents of such prior registration statements. PART I
INFORMATION REQUIRED IN THE SECTION 10(a) PROSPECTUS
In accordance with the instructional note to Part I of Form S-8 as promulgated by the SEC, the information specified by Part I of Form S-8 has been omitted from this Registration Statement. The documents containing the information specified in Part I will be delivered to the participants in the Plans covered by this Registration Statement as required by Rule 428(b)(1) under the Securities Act.
PART II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
Item 8. Exhibits.
The following exhibits are filed as a part of or incorporated by reference into this Registration Statement:
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Exhibit Number | | Exhibit Description | | Filed Herewith | | Form | | Incorporated By Reference File No. | | Date Filed |
3.1 | | | | | | 8-K | | 001-39452 | | 8/21/2020 |
3.2 | | | | | | 8-K | | 001-39452 | | 8/21/2020 |
4.1 | | | | | | S-1 | | 333-231907 | | 6/3/2019 |
5.1 | | | | X | | | | | | |
23.1 | | | | X | | | | | | |
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23.2 | | | | X | | | | | | |
24.1 | | | | X | | | | | | |
99.1Δ | | | | | | S-1/A | | 333-240135 | | 8/12/2020 |
99.2Δ | | | | | | S-1 | | 333-231907 | | 6/3/2019 |
99.3Δ | | | | | | S-1 | | 333-231907 | | 6/3/2019 |
107 | | | | X | | | | | | |
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Δ | Management Compensation Plan or arrangement. |
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in La Jolla, California on March 6, 2023.
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| INHIBRX, INC. |
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| /s/ Mark P. Lappe |
| Name: Mark P. Lappe |
| Title: Chief Executive Officer and Chairman |
SIGNATURES AND POWER OF ATTORNEY
Each person whose signature appears below constitutes and appoints Mark P. Lappe as his or her true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for him or her and in his or her name, place and stead, and in any and all capacities, to sign any and all amendments (including post-effective amendments) to this Registration Statement on Form S-8 of Inhibrx, Inc., and to file the same, with all exhibits thereto and other documents in connection therewith, with the Securities and Exchange Commission, granting to the attorney-in-fact and agent full power and authority to do and perform each and every act and thing requisite or necessary to be done in or about the premises, as full to all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all that the attorney-in-fact and agent or any substitute may lawfully do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
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Signature | | Title | | Date |
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/s/ Mark P. Lappe | | Chief Executive Officer and Chairman (principal executive officer) | | March 6, 2023 |
Mark P. Lappe | | |
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/s/ Kelly D. Deck, C.P.A. | | Chief Financial Officer (principal financial officer and principal accounting officer) | | March 6, 2023 |
Kelly D. Deck, C.P.A. | | |
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/s/ Jon Faiz Kayyem, Ph.D. | | Director | | March 6, 2023 |
Jon Faiz Kayyem, Ph.D. | | |
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/s/ Douglas G. Forsyth | | Director | | March 6, 2023 |
Douglas G. Forsyth | | |
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/s/ Kimberly Manhard | | Director | | March 6, 2023 |
Kimberly Manhard | | |
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/s/ Kristiina Vuori, M.D., Ph.D. | | Director | | March 6, 2023 |
Kristiina Vuori, M.D., Ph.D. | | |
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