Foxhollow Technologies, Inc. - Statement of Changes in Beneficial Ownership (4)
04 10월 2007 - 7:26AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Expires:
January 31, 2008
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Rohlen Douglas
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2. Issuer Name
and
Ticker or Trading Symbol
FOXHOLLOW TECHNOLOGIES, INC.
[
FOXH
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
President Strategic Operations
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(Last)
(First)
(Middle)
C/O FOXHOLLOW TECHNOLOGIES, INC., 740 BAY ROAD
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3. Date of Earliest Transaction
(MM/DD/YYYY)
10/1/2007
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(Street)
REDWOOD CITY, CA 94063
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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10/1/2007
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S
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10000
(1)
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D
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$26.3817
(2)
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286757
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I
(3)
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By Rohlen Revocable Trust
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Common Stock
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22455
(4)
(5)
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(
1)
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The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Rohlen Revocable Trust on November 15, 2006.
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(
2)
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This price represents a weighted average of the following sales: 100 shares at $25.96, 100 shares at $25.97, 200 shares at $26.04, 200 shares at $26.06, 100 shares at $26.08, 100 shares at $26.09, 100 shares at $26.12, 100 shares at $26.14, 200 shares at $26.18, 100 shares at $26.19, 100 shares at $26.20, 300 shares at $26.22, 100 shares at $26.23, 200 shares at $26.24, 114 shares at $26.27, 286 shares at $26.28, 100 shares at $26.29, 100 shares at $26.31, 100 shares at $26.33, 400 shares at $26.34, 100 shares at $26.35, 100 shares at $26.37, 100 shares at $26.38, 100 shares at $26.39, 100 shares at $26.40, 100 shares at $26.41, 200 shares at $26.42, 100 shares at $26.43, 300 shares at $26.44, 823 shares at $26.45, 556 shares at $26.46, 1164 shares at $26.47, 1386 shares at $26.48, 1271 shares at $26.49, 200 shares at $26.50, 100 shares at $26.51, 100 shares at $26.53 and 100 shares at $26.55.
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(
3)
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The shares are held through the Rohlen Revocable Trust of which Mr. Rohlen serves as a trustee. Mr. Rohlen disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
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(
4)
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22,355 shares directly held by Mr. Rohlen were omitted from Mr. Rohlen's Form 4 reports filed on 8/1/2007 and 9/5/2007.
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(
5)
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Includes 100 shares acquired under the Issuer's Employee Stock Purchase Plan on October 1, 2007
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Rohlen Douglas
C/O FOXHOLLOW TECHNOLOGIES, INC.
740 BAY ROAD
REDWOOD CITY, CA 94063
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President Strategic Operations
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Signatures
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/s/ Douglas Rohlen
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10/3/2007
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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