Energy Conversion Devices Inc - Statement of Changes in Beneficial Ownership (4)
05 4월 2008 - 5:35AM
Edgar (US Regulatory)
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FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
STEMPEL ROBERT C
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2. Issuer Name
and
Ticker or Trading Symbol
ENERGY CONVERSION DEVICES INC
[
ENER
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
_____ Officer (give title below)
__
X
__ Other (specify below)
Retired Chairman and Director
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(Last)
(First)
(Middle)
2956 WATERVIEW DRIVE
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3. Date of Earliest Transaction
(MM/DD/YYYY)
4/2/2008
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(Street)
ROCHESTER HILLS, MI 48309
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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4/2/2008
(1)
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S
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23000
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D
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$31.7773
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418404
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Non-Qualified Stock Option (right to buy)
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$10.4
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11/8/2003
(2)
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11/8/2012
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Common Stock
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40000
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40000
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D
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Non-Qualified Stock Option (right to buy)
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$10.688
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(3)
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1/15/2009
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Common Stock
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120000
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120000
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D
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Non-Qualified Stock Option (right to buy)
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$22.625
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3/14/2002
(2)
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3/14/2011
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Common Stock
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100000
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100000
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D
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Non-Qualified Stock Option (right to buy)
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$23.36
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1/31/2002
(4)
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7/31/2011
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Common Stock
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25000
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25000
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D
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Non-Qualified Stock Option (right to buy)
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$42.72
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(2)
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5/18/2016
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Common Stock
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6056
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6056
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D
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Explanation of Responses:
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(
1)
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The transactions reported on this Form 4 were made pursuant to a written 10b5-1 trading plan adopted in accordance with SEC Rule 10b5-1 on June 7, 2006.
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(
2)
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This option becomes exercisable as to 40% of the underlying shares one year after the date of grant and as to 20% of the underlying shares after each of the second, third and fourth years of grant.
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(
3)
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Option is exercisable at any time and from time to time after 1/15/1999 to and including the tenth anniversary of the Option.
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(
4)
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Option becomes exercisable in 3 installments of 40%/30%/30%, commencing six months after date of grant and annually thereafter.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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STEMPEL ROBERT C
2956 WATERVIEW DRIVE
ROCHESTER HILLS, MI 48309
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Retired Chairman and Director
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Signatures
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Robert C. Stempel
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4/4/2008
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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Accretion Acquisition (NASDAQ:ENER)
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Accretion Acquisition (NASDAQ:ENER)
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부터 7월(7) 2023 으로 7월(7) 2024
