Dade Behring Holdings Inc - Statement of Changes in Beneficial Ownership (4)
04 10월 2007 - 3:56AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
COOPER ALAN S
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2. Issuer Name
and
Ticker or Trading Symbol
DADE BEHRING HOLDINGS INC
[
DADE
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Last)
(First)
(Middle)
1717 DEERFIELD ROAD
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3. Date of Earliest Transaction
(MM/DD/YYYY)
10/1/2007
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(Street)
DEERFIELD, IL 60015
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Stock Units
(1)
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$0.00
(2)
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10/1/2007
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A
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0.398
(3)
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(4)
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(4)
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Common Stock
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0.398
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$76.03
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10044.276
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D
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Stock Units
(5)
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$0.00
(2)
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10/1/2007
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A
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6.604
(6)
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(4)
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(4)
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Common Stock
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6.604
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$76.03
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10050.88
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D
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Stock Units
(5)
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$0.00
(2)
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10/1/2007
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A
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204.142
(7)
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(4)
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(4)
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Common Stock
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204.142
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$76.54
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10255.022
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D
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Explanation of Responses:
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(
1)
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Acquired pursuant to the Dade Behring 2004 Incentive Compensation Plan.
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(
2)
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Stock Units convert to common stock at a ratio of 1 for 1.
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(
3)
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Equal to the number of Stock Units credited under the Dade Behring 2004 Incentive Compensation Plan upon conversion as of October 1, 2007 of the cash dividend equivalent balance accrued during the preceding quarter. The Stock Unit conversion was made as of October 1, 2007 by dividing the accrued cash dividend equivalent balance for the quarter of $0.05 per Stock Unit by $76.03 which is the closing price for Dade Behring common stock reported by Nasdaq for September 17, 2007, the date of the cash dividend payment.
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(
4)
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The Stock Units vest immediately and are to be settled in Dade Behring common stock as soon as administratively feasible after the first day of the second calendar month immediately following the month in which termination of service as a director occurs.
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(
5)
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Acquired pursuant to the Dade Behring Nonemployee Directors' Deferred Stock Compensation Plan.
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(
6)
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Equal to the number of Stock Units credited under the Dade Behring Nonemployee Directors' Deferred Stock Compensation Plan upon conversion as of October 1, 2007 of the cash dividend equivalent balance accrued during the preceding quarter. The Stock Unit conversion was made as of October 1, 2007 by dividing the accrued cash dividend equivalent balance for the quarter of $0.05 per Stock Unit by $76.03 which is the closing price for Dade Behring common stock reported by Nasdaq for September 17, 2007, the date of the cash dividend payment.
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(
7)
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Equal to the amount of compensation deferred under the Dade Behring Nonemployee Directors' Deferred Stock Compensation Plan, divided by $76.54 which is the closing price for Dade Behring common stock reported by Nasdaq for October 1, 2007.
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Remarks:
See attached footnote page.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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COOPER ALAN S
1717 DEERFIELD ROAD
DEERFIELD, IL 60015
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X
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Signatures
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Louise S. Pearson, Attorney in Fact
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10/3/2007
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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