Initial Statement of Beneficial Ownership (3)
18 10월 2019 - 5:42AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Investcorp BDC Holdings Ltd |
2. Date of Event Requiring Statement (MM/DD/YYYY)
10/2/2019
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3. Issuer Name and Ticker or Trading Symbol
Investcorp Credit Management BDC, Inc. [ICMB]
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(Last)
(First)
(Middle)
CENTURY YARD, CRICKET SQUARE PO BOX 1111, |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director ___X___ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Street)
GRAND CAYMAN. KY1-1102, E9 BWI
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock, $0.001 par value per share | 2000 | D (1) | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | These shares of Common Stock are owned directly by Investcorp BDC Holdings Limited ("IBDC"). The same shares of Common Stock are reported herein as being beneficially owned by Investcorp S.A. ("Investcorp"), SIPCO Holdings Limited ("SIPCO") and Investcorp Credit Management US LLC ("ICM"). Investcorp and ICM each disclaim beneficial ownership of the shares held by IBDC, except to the extent, if any, that they have a pecuniary interest in such shares and such pecuniary interest is ultimately realized. SIPCO may be deemed to control Investcorp through its ownership of a majority of the stock of a company that indirectly owns a majority of Investcorp. SIPCO Limited disclaims beneficial ownership of the shares reported on this Form 3. |
Remarks: Exhibit 24 - Power of Attorney |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Investcorp BDC Holdings Ltd CENTURY YARD, CRICKET SQUARE PO BOX 1111 GRAND CAYMAN. KY1-1102, E9 BWI |
| X |
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Investcorp Credit Management US LLC 280 PARK AVENUE 36TH FLOOR NEW YORK, NY 10017 |
| X |
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SIPCO HOLDINGS LTD CENTURY YARD, CRICKET SQUARE, P.O. BOX 1111 GRAND CAYMAN KY1-1102, E9 BWI |
| X |
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Investcorp S.A. CENTURY YARD, CRICKET SQUARE, P.O. BOX 1111 GRAND CAYMAN KY1-1102, E9 BWI |
| X |
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Signatures
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Investcorp BDC Holdings Limited
By: The Directors Ltd.
/s/ Toni Pinkerton
Name: Toni Pinkerston
Title: Director | | 10/17/2019 |
**Signature of Reporting Person | Date |
Investcorp Credit Management US LLC
By: /s/ Patrick Maloney
Name: Patrick Maloney
Title: General Counsel | | 10/17/2019 |
**Signature of Reporting Person | Date |
SIPCO Holdings Limited
By: /s/ Rasha Sabkar
Name: Rasha Sabkar | | 10/17/2019 |
**Signature of Reporting Person | Date |
Investcorp S.A.
By: /s/ Danielle Vecchi
Name: Danielle Vecchi | | 10/17/2019 |
**Signature of Reporting Person | Date |
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