Form 8-K - Current report

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported)

November 28, 2023

CAPITOL FEDERAL FINANCIAL, INC.

(Exact name of registrant as specified in its charter)



Maryland	001-34814	27-2631712
(State or other jurisdiction of incorporation)	(Commission File Number)	(IRS Employer Identification No.)


700 South Kansas Avenue,	Topeka	Kansas	66603
(Address of principal executive offices)			(Zip Code)

Registrant's telephone number, including area code

(785) 235-1341

N/A

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:


Title of each class	Trading Symbol(s)	Name of each exchange on which registered
Common Stock, par value $0.01 per share	CFFN	The NASDAQ Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

ITEM 5.02 DEPARTURE OF DIRECTORS OR CERTAIN OFFICERS; ELECTION OF DIRECTORS; APPOINTMENT OF CERTAIN OFFICERS; COMPENSATORY ARRANGEMENTS OF CERTAIN OFFICERS

On November 28, 2023, Mr. Robert D. Kobbeman, Executive Vice President and Chief Commercial Banking Officer, informed Capitol Federal Financial, Inc.’s Board of Directors of his intent to retire effective February 29, 2024. Management and the Board of Directors would like to thank Mr. Kobbeman for his 5 years of service at Capitol Federal Savings Bank and 45 years in the banking industry.

Management has begun the search process for Mr. Kobbeman’s successor.



			SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.



			CAPITOL FEDERAL FINANCIAL, INC.
Date: December 1, 2023			By: /s/ John B. Dicus


			John B. Dicus, Chairman, President and
			Chief Executive Officer

Document And Entity Information	Nov. 28, 2023
Cover [Abstract]
Document Type	8-K
Period End Date	Nov. 28, 2023
Registrant Name	CAPITOL FEDERAL FINANCIAL, INC.
State of incorporation	MD
Commission file number	001-34814
IRS identification number	27-2631712
Address of principal executive offices location	700 South Kansas Avenue,
City of principal executive offices location	Topeka
State of principal executive offices location	KS
Zip code of principal executive offices location	66603
Telephone number - Area code	785
Telephone number	235-1341
Written communications indicator	false
Soliciting material indicator	false
Pre-commencement tender offer indicator	false
Pre-commencement issuer tender offer indicator	false
Title of security class	Common Stock, par value $0.01 per share
Trading symbol	CFFN
Name of exchange on which securities are registered	NASDAQ
Emerging Growth Company indicator	false
Entity Central Index Key	0001490906
Amendment Flag	false