1. Name and Address of Reporting Person
*
KRUKA WILLIAM C.
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2. Issuer Name
and
Ticker or Trading Symbol
CALIPER LIFE SCIENCES INC
[
CALP
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Sr VP Corporate Development
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(Last)
(First)
(Middle)
68 ELM STREET
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3. Date of Earliest Transaction
(MM/DD/YYYY)
11/7/2011
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(Street)
HOPKINTON, MA 01748
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Explanation of Responses:
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(
1)
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Shares were disposed of pursuant to the terms of the merger agreement (the "Merger Agreement") between the Issuer, PerkinElmer, Inc. and PerkinElmer Hopkinton Co. in exchange for the right to receive $10.50 per share in cash.
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(
2)
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This option, which was fully vested on 05/15/2006, was cancelled pursuant to the Merger Agreement in exchange for a cash payment for each share underlying the option equal to $2.79 per share, representing the difference between the merger consideration of $10.50 per share and the exercise price of the option.
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(
3)
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This option, which was fully vested on 07/15/2007, was cancelled pursuant to the Merger Agreement in exchange for a cash payment for each share underlying the option equal to $6.87 per share, representing the difference between the merger consideration of $10.50 per share and the exercise price of the option.
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(
4)
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This option, which was fully vested on 05/27/2007, was cancelled pursuant to the Merger Agreement in exchange for a cash payment for each share underlying the option equal to $6.72 per share, representing the difference between the merger consideration of $10.50 per share and the exercise price of the option.
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(
5)
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This option, which was fully vested on 07/30/2008, was cancelled pursuant to the Merger Agreement in exchange for a cash payment for each share underlying the option equal to $4.65 per share, representing the difference between the merger consideration of $10.50 per share and the exercise price of the option.
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(
6)
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This option, which was fully vested on 08/17/2009, was cancelled pursuant to the Merger Agreement in exchange for a cash payment for each share underlying the option equal to $4.25 per share, representing the difference between the merger consideration of $10.50 per share and the exercise price of the option.
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(
7)
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This option, which was fully vested on 03/29/2010, was cancelled pursuant to the Merger Agreement in exchange for a cash payment for each share underlying the option equal to $4.10 per share, representing the difference between the merger consideration of $10.50 per share and the exercise price of the option.
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(
8)
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This option, which was fully vested on 02/27/2011, was cancelled pursuant to the Merger Agreement in exchange for a cash payment for each share underlying the option equal to $4.48 per share, representing the difference between the merger consideration of $10.50 per share and the exercise price of the option.
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(
9)
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This option, which provided for vesting as to 25% of the underlying shares on the first anniversary of the grant date and as to an additional 1/48 of the shares monthly thereafter until the fourth anniversary of the grant date, became fully vested and cancelled as of the effective time of the merger pursuant to the Merger Agreement in exchange for a cash payment for each share underlying the option equal to $6.41 per share, representing the difference between the merger consideration of $10.50 per share and the exercise price of the option.
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(
10)
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This option, which provided for vesting as to 25% of the underlying shares on the first anniversary of the grant date and as to an additional 1/48 of the shares monthly thereafter until the fourth anniversary of the grant date, became fully vested and cancelled as of the effective time of the merger pursuant to the Merger Agreement in exchange for a cash payment for each share underlying the option equal to $7.53 per share, representing the difference between the merger consideration of $10.50 per share and the exercise price of the option.
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(
11)
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This option, which provided for vesting as to 25% of the underlying shares on the first anniversary of the grant date and as to an additional 1/48 of the shares monthly thereafter until the fourth anniversary of the grant date, became fully vested and cancelled as of the effective time of the merger pursuant to the Merger Agreement in exchange for a cash payment for each share underlying the option equal to $9.20 per share, representing the difference between the merger consideration of $10.50 per share and the exercise price of the option.
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(
12)
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This option, which provided for vesting as to 25% of the underlying shares on the first anniversary of the grant date and as to an additional 1/48 of the shares monthly thereafter until the fourth anniversary of the grant date, became fully vested and cancelled as of the effective time of the merger pursuant to the Merger Agreement in exchange for a cash payment for each share underlying the option equal to $7.08 per share, representing the difference between the merger consideration of $10.50 per share and the exercise price of the option.
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(
13)
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This option, which provided for vesting as to 25% of the underlying shares on the first anniversary of the grant date and as to an additional 1/48 of the shares monthly thereafter until the fourth anniversary of the grant date, became fully vested and cancelled as of the effective time of the merger pursuant to the Merger Agreement in exchange for a cash payment for each share underlying the option equal to $3.93 per share, representing the difference between the merger consideration of $10.50 per share and the exercise price of the option.
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(
14)
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Each restricted stock unit represents a contingent right to receive on share of Issuer common stock.
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(
15)
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These restricted stock units, which provided for vesting in four equal annual installments, became fully vested and cancelled as of the effective time of the merger pursuant to the Merger Agreement in exchange for a cash payment equal to $10.50 per restricted stock unit.
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(
16)
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These restricted stock units do not have an expiration date.
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