Registration of Additional Securities (up to 20%) (s-1mef)
14 6월 2023 - 9:31PM
Edgar (US Regulatory)
As filed with the Securities and Exchange Commission on June 14,
2023
Registration No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM S-1
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
COEPTIS THERAPEUTICS HOLDINGS, INC.
(Exact name of registrant as specified in its charter)
Delaware |
2834 |
98-1465952 |
(State or other jurisdiction
of incorporation) |
(Primary Standard Industrial
Classification Code Number) |
(I.R.S. Employer
Identification No.) |
105 Bradford Road, Suite 420
Wexford, Pennsylvania 15090
724-934-6467
(Address, including zip code and telephone number,
including area code,
of registrant’s principal executive offices)
David Mehalick
Chief Executive Officer
Coeptis Therapeutics Holdings, Inc.
105 Bradford Road, Suite 420
Wexford Pennsylvania 15090
724-934-6467
(Name, address, including zip code, and telephone
number,
including area code, of agent for service)
_________________________________________________________
Copies to:
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Denis Dufresne, Esq. |
Richard A. Friedman, Esq. |
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Meister Seelig & Fein PLLC |
Stephen A. Cohen, Esq. |
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125 Park Avenue, 7th Floor |
Sheppard, Mullin, Richter & Hampton LLP |
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New York, NY 10017 |
30 Rockefeller Plaza |
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Tel: (212) 655-3500 |
New York, NY 10112 |
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Tel: (212)-653-8700 |
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Approximate date of commencement
of proposed sale to the public: As soon as practicable after the effective date of this Registration Statement.
If any of the securities being
registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933,
check the following box. ☐
If this Form is filed
to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the following box
and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☒
Registration No. 333-269782
If this Form is a post-effective
amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration
statement number of the earlier effective registration statement for the same offering. ☐
If this Form is a post-effective
amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration
statement number of the earlier effective registration statement for the same offering. ☐
Indicate by check mark whether
the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging
growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting
company” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
☐ |
Large accelerated filer |
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Accelerated filer |
☒ |
Non-accelerated filer |
☒ |
Smaller reporting company |
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☒ |
Emerging growth company |
If an emerging growth company,
indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐
THIS REGISTRATION STATEMENT
SHALL BECOME EFFECTIVE UPON FILING WITH THE SECURITIES AND EXCHANGE COMMISSION IN ACCORDANCE WITH RULE 462(B) UNDER THE SECURITIES ACT
OF 1933, AS AMENDED.
EXPLANATORY NOTE
This
Registration Statement is being filed pursuant to Rule 462(b) promulgated under the Securities Act of 1933, as amended, for the purpose
of registering an additional $1,500,000 of shares of common stock, $0.0001 par value (“Common Stock”), of Coeptis Therapeutics
Holdings, Inc. (the “Company”). This Registration Statement relates to (i) the offering of shares of the Company’s Common
Stock contemplated by its Registration Statement on Form S-1 (File No. 333-269782), which was initially filed with the Securities and
Exchange Commission on February 14, 2023, and which, as amended, was declared effective on June 13, 2023 (the “Prior Registration
Statement”) and (ii) the registration statement on Form S-1 MEF (File No. 333-272629) of the Company that was filed with the Securities
and Exchange Commission on June 13, 2023 (the “MEF Registration Statement”) to increase the maximum aggregate offering price
of the securities being offered. This Registration Statement is filed for the sole purpose of further increasing the maximum aggregate
offering price of securities being offered. The required opinion of counsel and related consent and accountant’s consent are attached
hereto and filed herewith. Pursuant to Rule 462(b), the contents of the Prior Registration Statement, including the exhibits thereto,
are incorporated by reference into this Registration Statement.
PART II
INFORMATION NOT REQUIRED
IN PROSPECTUS
Item 16. Exhibits and Financial Statement Schedules.
(a) Exhibits. All exhibits
filed with or incorporated by reference in the Registration Statement on Form S-1 (SEC File No. 333-269782) are incorporated by reference
into, and shall be deemed a part of, this Registration Statement, and the following additional exhibits are filed herewith, as part of
this Registration Statement:
SIGNATURES
Pursuant to the requirements
of the Securities Act of 1933, as amended, the registrant has duly caused this Registration Statement on Form S-1 to be signed on its
behalf by the undersigned, thereunto duly authorized, in the City of Wexford in the State of Pennsylvania, on the 14th day of June 2023.
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COEPTIS THERAPEUTICS HOLDINGS, INC. |
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By: |
/s/ David Mehalick |
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David Mehalick |
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Chairman and Chief Executive Officer |
Pursuant to the requirements
of the Securities Act, as amended, this Registration Statement has been signed by the following persons in the capacities held on the
dates indicated.
Signature |
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Title |
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Date |
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/s/ David Mehalick |
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Chief Executive Officer and Director
(Principal Executive Officer) |
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June 14, 2023 |
David Mehalick |
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Vice President of Compliance and Secretary
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June 14, 2023 |
Christine Sheehy |
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/s/ Brian Cogley |
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Chief Financial Officer |
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June 14, 2023 |
Brian Cogley |
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Vice President of Operations and
Director |
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June 14, 2023 |
Daniel Yerace |
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* |
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Director |
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June 14, 2023 |
Christopher Calise |
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* |
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Director |
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June 14, 2023 |
Tara Maria DeSilva |
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* |
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Director |
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June 14, 2023 |
Philippe Deschamps |
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* |
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Director |
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June 14, 2023 |
Christopher Cochran |
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Director |
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June 14, 2023 |
Gene Salkind |
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/s/ David Mehalick |
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David Mehalick, Attorney-in-Fact |
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