Current Report Filing (8-k)
14 9월 2020 - 9:11PM
Edgar (US Regulatory)
0001012477
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0001012477
2020-09-11
2020-09-11
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant
to Section 13 or Section 15(d)
of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): September 11, 2020
AVADEL PHARMACEUTICALS PLC
(Exact name of registrant as specified
in its charter)
Ireland
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001-37977
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98-1341933
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(State or other jurisdiction
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(Commission
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(IRS Employer
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of incorporation)
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File Number)
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Identification No.)
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10 Earlsfort Terrace
Dublin 2, Ireland, D02 T380
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Not Applicable
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s telephone number,
including area code: +353 1 920 1000
Not applicable
(Former name or former address, if changed
since last report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation to the registrant under any of the following provisions:
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¨
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section
12(b) of the Act:
Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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American Depositary Shares*
Ordinary Shares, nominal value
$0.01 per share**
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AVDL
N/A
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The Nasdaq Global Market
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*American Depositary Shares may be evidenced by American Depositary
Receipts. Each American Depositary Share represents one (1) Ordinary Share.
** Not for trading, but only in connection with the listing
of American Depositary Shares on The Nasdaq Global Market.
Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act. ¨
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Item
5.02
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Departure
of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain
Officers.
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On September 11, 2020, Jordan Dubow, M.D. notified Avadel
Pharmaceuticals plc (the “Company”) of his decision to resign from his position as Chief Medical Officer of the Company,
effective September 30, 2020.
On
September 14, 2020, the Company issued a press release announcing Dr. Dubow’s resignation. A copy of this
press release is filed as Exhibit 99.1 to this report on Form 8-K.
The Company and Dr. Dubow intend to enter into a
consulting agreement providing for Dr. Dubow to consult for the Company, including on matters relating to the submission,
acceptance and subsequent review of the Company's new drug application for FT218. It is expected that Dr. Dubow will be eligible to receive performance-based incentive cash compensation commensurate with that which he
was otherwise eligible to receive for 2020 and retain a portion of his outstanding equity awards.
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Item 9.01.
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Financial Statements and Exhibits.
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(d) Exhibits
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: September 14, 2020
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AVADEL PHARMACEUTICALS PLC
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By:
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/s/ Jerad G. Seurer
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Name:
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Jerad G. Seurer
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Title:
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Vice President, Deputy General Counsel and Corporate
Secretary
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Avadel Pharmaceuticals (NASDAQ:AVDL)
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