Amended Statement of Beneficial Ownership (sc 13d/a)
14 8월 2019 - 6:09AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
ALTA MESA
RESOURCES, INC.
(Name of Issuer)
Class A Common Stock ($0.0001 par value per share)
(Title of Class of Securities)
02133L109
(CUSIP Number)
Timothy Donnelly
40 West 57th Street, 33rd Floor
New York, New York 10019
(212)
287-6767
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
with a copy to:
Troy Harder
Bracewell
LLP
711 Louisiana Street, Suite 2300
Houston, Texas 77002
August 9, 2019
(Date of
Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing
this schedule because of
§§ 240.13d-1(e),
240.13d-1(f)
or
240.13d-1(g),
check the following
box. ☐
*
|
The remainder of this cover page shall be filled out for a reporting persons initial filing on this form
with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
|
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities
Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provision of the Act (however, see the Notes).
|
|
|
|
|
|
|
1.
|
|
Names of
Reporting Persons:
HPS Investment Partners, LLC
|
2.
|
|
Check the Appropriate Box if a Member
of a Group
(a) ☐ (b) ☒
|
3.
|
|
SEC Use Only
|
4.
|
|
Source of Funds (See instructions)
OO
|
5.
|
|
Check if Disclosure of Legal
Proceedings is Required Pursuant to Items 2(d) or 2(e)
|
6.
|
|
Citizenship or Place of
Organization:
Delaware
|
Number of
shares
Beneficially
owned By
each
reporting
Person
with:
|
|
7.
|
|
Sole Voting Power:
88,298,940
|
|
8.
|
|
Shared Voting Power:
0
|
|
9.
|
|
Sole Dispositive Power:
88,298,940
|
|
10.
|
|
Shared Dispositive Power:
0
|
11.
|
|
Aggregate Amount Beneficially Owned by Each Reporting Person:
88,298,940
|
12.
|
|
Check if the Aggregate Amount in Row
(11) Excludes Certain Shares ☐
|
13.
|
|
Percent of Class Represented by
Amount in Row (11):
33.4%
1
|
14.
|
|
Type of Reporting Person (See Instructions):
|
|
|
IA
|
|
|
|
|
(1)
|
Based on 264,256,123 shares of Class A Common Stock consisting of (i) 175,957,183 shares of Class A Common
Stock outstanding based on information reported in Alta Mesa Resources, Inc.s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission (the
SEC
) on November 14, 2018 and (ii) HPS beneficial
ownership of 88,298,940 SRII Opco Common Units and Class C Common Stock shares exercisable for 88,298,940 shares of Class A Common Stock.
|
This Amendment No. 2 (this
Amendment
) to Schedule 13D amends and restates
(where indicated) the Schedule 13D initially filed with the SEC on March 21, 2018 and as amended by Amendment No. 1 to Schedule 13D filed with the SEC on June 11, 2018 (the
Schedule 13D
) and relates to the beneficial
ownership by the Reporting Person of Class A Common Stock of the Issuer. Capitalized terms used but not defined herein shall have the meanings ascribed to them in the Schedule 13D. This Amendment is being filed to disclose the change in beneficial
ownership of the shares of Class A Common Stock by the Reporting Person resulting from the termination of the transfer restriction relating to 7,910,320 Reserved Units (as defined below) on the 18-month anniversary of the Closing.
Item 5.
|
Interest in Securities of the Issuer.
|
Item 5 of Schedule 13D is hereby amended and restated in its entirety as follows:
|
(a)
|
The aggregate percentage of shares of Class A Common Stock reported beneficially owned by HPS is based on
264,256,123 shares of Class A Common Stock consisting of (i) 175,957,183 shares of Class A Common Stock outstanding based on information reported in Alta Mesa Resources, Inc.s Quarterly Report on Form 10-Q filed with the SEC on November 14,
2018 and (ii) HPS beneficial ownership of 88,298,940 SRII Opco Common Units and Class C Common Stock shares, which are exercisable for 88,298,940 shares of Class A Common Stock. As of August 9, 2019, which is the 18-month anniversary of the
Closing, when the transfer restriction relating to 7,910,320 Reserved Units is terminated, the Reporting Person beneficially owned the following number of shares of Class A Common Stock, representing the following percentages of the shares of
Class A Common Stock outstanding:
|
|
|
|
|
|
|
|
|
|
Name of Reporting Person
|
|
Number of Shares
Beneficially Owned
|
|
|
Percentage Ownership
in the Issuer
|
|
HPS(1)
|
|
|
88,298,940
|
|
|
|
33.4
|
%
|
|
(1)
|
HPS manages, directly or indirectly, each of the HPS Kingfisher Members and the HPS Alta Mesa Holders (as
defined below). Therefore, HPS may be deemed to be the beneficial owner of all shares of the Issuers Class A Common Stock beneficially owned by each of the HPS Kingfisher Members and the HPS Alta Mesa Holders. Included in the HPS Alta
Mesa Holders beneficial ownership, HPS manages, directly or indirectly, the HPS Alta Mesa Holders that indirectly own, through High Mesa, Inc. (
High Mesa
), a certain percentage of
ARM-M
I, LLC, a member of the Kingfisher Contributor (
ARM-MI
), and HMS Kingfisher HoldCo, LLC, a member of the Kingfisher Contributor
(
HMS
); therefore, HPS may be deemed to be the beneficial owner of such proportionate percentage of shares of the Issuers Class A Common Stock beneficially owned by High Mesa through High Mesas direct
ownership of HMS and partial indirect ownership of
ARM-MI.
|
An additional
13,392,857 and 46,478,174 of the shares of Class A Common Stock may become beneficially owned by the Kingfisher Contributor and the Alta Mesa Contributor, respectively, as an
Earn-Out
Payment as described
in Item 4.
Pursuant to the Kingfisher Contribution Agreement, the Kingfisher Contributor has agreed that it will not transfer 16,000,000
SRII Opco Common Units (and a corresponding number of shares of Class C Common Stock), subject to certain adjustments as noted below, received as consideration (the
Reserved Units
) and, subject to the termination of such
transfer restriction as described therein, such Reserved Units will be available to satisfy any indemnification obligations of the Kingfisher Contributor as well as purchase price adjustments in connection with the Kingfisher Contribution Agreement.
The transfer restriction relating to 8,000,000 Reserved Units terminated on the first anniversary of the Closing, and the transfer restriction relating to the remaining 7,910,320 Reserved Units terminated 18 months after Closing. The value of the
Reserved Units for purposes of satisfying any indemnity claim will be based on the 20-Day VWAP immediately prior to the applicable valuation date.
The members of the Kingfisher Contributor are
(i) ARM-MI,
(ii) HMS, and (iii) the HPS
Kingfisher Members. HPS may be deemed to be the beneficial owner of all shares of the Issuers Class A Common Stock beneficially owned by each of the HPS Kingfisher Members. In addition, HPS manages, directly or indirectly, the HPS Alta
Mesa Holders that indirectly own, through High Mesa, a certain percentage of
ARM-MI
and HMS; therefore, HPS may be deemed to be the beneficial owner of such proportionate percentage of shares of the
Issuers Class A Common Stock beneficially owned by High Mesa through High Mesas direct ownership of HMS and partial indirect ownership of
ARM-MI.
|
(b)
|
As of August 9, 2019, the number of shares of Class A Common Stock as to which HPS has:
|
|
(i)
|
Sole power to vote or to direct the vote;
|
|
(ii)
|
Shared power to vote or to direct the vote;
|
|
(iii)
|
Sole power to dispose or to direct the disposition; or
|
|
(iv)
|
Shared power to dispose or to direct the disposition.
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Name of Reporting Person
|
|
Sole Power
to Vote or to
Direct the
Vote
|
|
|
Shared
Power to
Vote or to
Direct the
Vote
|
|
|
Sole Power to
Dispose or to
Direct the
Disposition
|
|
|
Shared Power to
Dispose or to
Direct the
Disposition
|
|
HPS
|
|
|
88,298,940
|
|
|
|
0
|
|
|
|
88,298,940
|
|
|
|
0
|
|
|
(c)
|
Except as otherwise described herein with respect to the acquisition of beneficial ownership of Class A
Common Stock being reported on this Amendment, there have been no reportable transactions with respect to the Class A Common Stock within the last 60 days by the Reporting Person.
|
|
(d)
|
No other person is known to have the right to receive or the power to direct the receipt of dividends from, or
the proceeds from the sale of, such securities.
|
[The remainder of this page is intentionally left blank. The signature page follows.]
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated: August 13, 2019
|
|
|
HPS INVESTMENT PARTNERS, LLC
|
|
|
By:
|
|
/s/ Don Dimitrievich
|
Name:
|
|
Don Dimitrievich
|
Title:
|
|
Managing Director
|
Alta Mesa Resources (NASDAQ:AMR)
과거 데이터 주식 차트
부터 5월(5) 2024 으로 6월(6) 2024
Alta Mesa Resources (NASDAQ:AMR)
과거 데이터 주식 차트
부터 6월(6) 2023 으로 6월(6) 2024