Forest City Closes Offering of $200 Million Convertible Senior Notes
27 10월 2009 - 6:03AM
PR Newswire (US)
CLEVELAND, Oct. 26 /PRNewswire-FirstCall/ -- Forest City
Enterprises, Inc. (NYSE:FCEANYSE:andNYSE:FCEB) today announced the
closing of its offering of $200 million aggregate principal amount
of convertible senior notes due 2016 (the "Notes"). This amount
includes the exercise in full of the initial purchasers' option to
purchase $25 million in aggregate principal amount of additional
Notes to cover overallotments. Forest City received net proceeds
from the offering of approximately $177.3 million, after deducting
the initial purchasers' discounts, estimated offering expenses and
the cost of the convertible note hedge transactions discussed
below. (Logo:
http://www.newscom.com/cgi-bin/prnh/20080515/FRSTCTYLOGO) The
Notes, which were sold to qualified institutional buyers pursuant
to Rule 144A under the Securities Act of 1933, as amended (the
"Securities Act"), will pay interest semiannually at a rate of 5.00
percent per annum and were priced at par. The Notes are
convertible, at the holder's option, into shares of Forest City's
Class A common stock at a conversion rate of 71.8894 shares per
$1,000 principal amount of Notes, subject to adjustment in certain
circumstances. This conversion rate is equal to a conversion price
of $13.91 per share, a 27.5 percent premium over the $10.91 closing
price of Forest City's Class A common stock on the New York Stock
Exchange on October 20, 2009. The Notes are general senior
unsecured obligations of Forest City Enterprises, Inc. In
connection with the offering, Forest City entered into convertible
note hedge transactions with affiliates of one or more of the
initial purchasers of the Notes ("the counterparties"). The note
hedge transactions are intended to reduce, subject to a limit, the
potential dilution with respect to Forest City's Class A common
stock upon conversion of the Notes. The net effect of the note
hedge transactions, from the Company's perspective, is to
approximate an effective conversion price of $16.37 per share, a 50
percent premium over the $10.91 closing price of the Company's
Class A common stock on the New York Stock Exchange on October 20,
2009. The terms of the Notes are not affected by the note hedge
transactions. In connection with establishing their initial hedge
of these transactions, the counterparties have informed Forest City
that they expect to enter into various derivative transactions with
respect to Forest City's Class A common stock concurrent with or
shortly after the pricing of the Notes. In addition, the
counterparties have informed Forest City that they are likely to
modify their hedge positions by entering into or unwinding various
derivative transactions with respect to Forest City's Class A
common stock and/or by purchasing or selling shares of Forest
City's Class A common stock or other of Forest City's securities
(including the Notes) in secondary market transactions during the
term of the Notes. Forest City intends to use the net proceeds from
the offering to reduce outstanding borrowings on the Company's
revolving $750 million credit facility and for general corporate
purposes, which, depending on prevailing market conditions, could
include the repayment of debt with earlier maturities. The Notes
and the shares of Forest City's Class A common stock issuable upon
conversion of the Notes have not been registered under the
Securities Act, or any state securities laws, and unless so
registered, may not be offered or sold in the United States except
pursuant to an exemption from the registration requirements of the
Securities Act and applicable state laws. No Solicitation This
press release shall not constitute an offer to sell or a
solicitation of an offer to buy nor shall there be any sale of
these securities in any state or other jurisdiction in which such
offer, solicitation or sale would be unlawful prior to registration
or qualification under the securities laws of any such state or
other jurisdiction. DATASOURCE: Forest City Enterprises, Inc.
CONTACT: Robert O'Brien, Executive Vice President - Chief Financial
Officer, or Jeff Linton, Vice President - Corporate Communication,
both of Forest City Enterprises, Inc., +1-216-621-6060 Web Site:
http://www.forestcity.net/
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