The following table includes registration statements and
post-effective amendments that were declared effective by the
Securities and Exchange Commission on the most recently completed
business day.
The Securities Act of 1933 requires companies offering
securities to file a registration statement with the SEC that
discloses material facts for investors. The SEC staff reviews
registration statements and declares them "effective" if companies
satisfy the disclosure rules.
REGISTRATIONS EFFECTIVE AS OF January 12, 2012
IPO:
UNIVERSAL TECH CORP
File Number: 333-177209
Date of Original Registration: 10/7/11
Form Type: S-1
Securities Registered: 1,200,000 SHARES OF COMMON STOCK; PRICE PER SHARE:
$0.10; TOTAL OFFERING: $120,000
Selling Holder: No
STOCK:
AUTOVATIVE PRODUCTS INC
File Number: 333-175212
Date of Original Registration: 6/29/11
Form Type: S-1
Securities Registered: 1,385,977 Shares of Common Stock Price per share:
$1.00
Selling Holder: Yes
CHESAPEAKE UTILITIES CORP (CPK)
File Number: 333-178678
Date of Original Registration: 12/21/11
Form Type: S-3
Securities Registered: 546,343 SHARES OF COMMON STOCK (PAR VALUE $0.4867 PER
SHARE)
Selling Holder: No
Casino Guichard Perrachon SA / ADR (CGUSY)
File Number: 333-178816
Date of Original Registration: 12/29/11
Form Type: F-6
Securities Registered: 100,000,000 American Depositary Shares
Selling Holder: No
PAWS Pet Company, Inc. (PAWS)
File Number: 333-175026
Date of Original Registration: 6/20/11
Form Type: S-1
Securities Registered: 7,000,000 SHARES OF COMMON A STOCK
Selling Holder: Yes
PENNSYLVANIA REAL ESTATE INVESTMENT TRUST (PEI)
File Number: 333-178598
Date of Original Registration: 12/19/11
Form Type: S-3
Securities Registered: 1,000,000 Common Shares of Beneficial Interest
Selling Holder: No
PHAZAR CORP (ANTP)
File Number: 333-158753
Date of Original Registration: 4/24/09
Form Type: S-3
Securities Registered: 97,000 SHARES OF COMMON STOCK
Selling Holder: Yes
Tangiers Petroleum Ltd (TNGRY)
File Number: 333-178824
Date of Original Registration: 12/30/11
Form Type: F-6
Securities Registered: 50,000,000 American Depositary Shares
Selling Holder: No
ZaZa Energy Corp
File Number: 333-177264
Date of Original Registration: 10/12/11
Form Type: S-4
Securities Registered: 25,319,341 Common Stock, par value $.01
Selling Holder: No
S-4s and F-4s:
EAGLE ROCK ENERGY PARTNERS L P (EROC)
File Number: 333-177958
Date of Original Registration: 11/14/11
Form Type: S-4
Securities Registered: Offer to Exchange Up To $300,000,000 of 83/8% Senior
Notes due 2019
Selling Holder: No
MIXED SECURITIES:
ALBANY MOLECULAR RESEARCH INC (AMRI)
File Number: 333-178718
Date of Original Registration: 12/22/11
Form Type: S-3
Securities Registered: $50,000,000 Common Stock, Warrants, Units, Preferred
Stock
Selling Holder: No
Ardea Biosciences, Inc./DE
File Number: 333-178746
Date of Original Registration: 12/23/11
Form Type: S-3
Securities Registered: $150,000,000 Common Stock, Preferred Stock, Debt
Securities, Warrants
Selling Holder: No
PENNSYLVANIA REAL ESTATE INVESTMENT TRUST (PEI)
File Number: 333-178599
Date of Original Registration: 12/19/11
Form Type: S-3
Securities Registered: $1,000,000,000 Common Shares of Beneficial Interest,
Preferred Shares of Beneficial Interest, Senior Debt Securities, Senior
Subordinated Debt Securities, Subordinated Debt Securities, Warrants,
Shareholder Rights, Depositary Shares, Units
Selling Holder: No