Wilson Holdings, Inc. (Other) (8-K)
21 9월 2007 - 12:10AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
____________________
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date
of Report (Date of earliest event reported): September 17,
2007
WILSON
HOLDINGS, INC.
(Exact
name of registrant as specified in its charter)
Nevada
(State
or other jurisdiction
of
incorporation)
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001-33408
(Commission
File
Number)
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76-0547762
(IRS
Employer
Identification
Number)
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8121
Bee Caves Road
Austin,
Texas 78746
(Address
of principal executive
offices)
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(512)
732-0932
(Registrant’s
telephone number, including area
code)
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Check
the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions:
□ Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
□ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
□ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
□ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
Item
5.02.
Departure of Directors or Certain Officers; Election of Directors; Appointment
of Certain Officers: Compensatory Arrangements of Certain
Officers.
(c) On
September 17, 2007, Wilson Holdings, Inc. (the “Company”) appointed Lisa A.
Tucker as its Chief Accounting Officer and as its principal accounting
officer.
Ms.
Tucker, 39, is the Chief Accounting Officer of Wilson Holdings,
Inc. From August 2005 to September 2007, she served as Division
Controller at Lennar Homes of Texas, a publicly held national homebuilding
company. From July 2001 to August 2005, Ms. Tucker served in various
capacities at Southwestern Bell Communications, Inc., now AT&T, including as
Manager - Operational Metrics and Manager - Financial Accounting. Ms.
Tucker is a Certified Public Accountant and holds a B.B.A. in Accounting
and an
M.B.A. with a finance concentration from the University of Texas at San
Antonio.
Item
1.01.
Entry into a Material Definitive Agreement.
On
September 18, 2007, Wilson Holdings, Inc. entered into a Consulting Agreement
with Arun Khurana, its Vice President and Chief Financial Officer, pursuant
to
which Mr. Khurana will transition from his position as an executive officer
of
the Company into a consulting role, beginning on the later to occur of October
31, 2007 or the date the Company files its Annual Report on Form 10-KSB for
the
transition period ending September 30, 2007 and ending on October 31, 2008
(the
“Consulting Term”). Mr. Khurana will remain as the Company’s Vice
President and Chief Financial Officer, and principal financial officer, until
the beginning of the Consulting Term.
Mr.
Khurana intends to transition into a consulting role as a part of the Company’s
efforts to reduce its expenditures through fiscal 2008 as the Company has
decided to focus its efforts on commencing its homebuilding operations, as
described in detail in its Quarterly Report on Form 10-QSB for the fiscal
quarter ended June 30, 2007. The Company anticipates that Lisa Tucker
will assume the role of the Company’s principal financial officer beginning in
fiscal 2008.
Pursuant
to the Consulting Agreement, during the Consulting Term Mr. Khurana will (i)
review and provide comments on the Company’s periodic filings with the
Securities and Exchange Commission, (ii) advise the Company on its
Sarbanes-Oxley Act compliance and implementation efforts, (iii)
advise the Company regarding financing and joint venture matters, and (iv)
transition his responsibilities to the Chief Accounting Officer of the
Company. During the Consulting Period, Mr. Khurana will receive a
consulting fee of $11,500 per month and all unvested options to purchase the
Company’s common stock will vest in full.
A
copy of
the Consulting Agreement is attached as Exhibit 10.1 hereto and the terms of
which are incorporated into this Item 1.01 by this reference.
Item
1.02
Termination of Material Definitive Agreement.
On
September 18, 2007, pursuant to the terms of the Consulting Agreement described
in Item 1.01 above, the Company and Arun Khurana terminated the Employment
Agreement dated February 14, 2007 by and between Mr. Khurana and the
Company.
Item
9.01.
Financial Statements and Exhibits.
(d)
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Exhibits
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10.1
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Consulting
Agreement dated September 18, 2007 by and between Wilson Holdings,
Inc.and
Arun Khurana.
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Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant
has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
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WILSON
HOLDINGS,
INC.
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Dated:
September
20, 2007
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By:
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/s/ Clark
Wilson
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Clark
Wilson
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President
and Chief Executive
Officer
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Wilson Holdings, (AMEX:WIH)
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Wilson Holdings, (AMEX:WIH)
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부터 6월(6) 2023 으로 6월(6) 2024
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