- Initial Statement of Beneficial Ownership (3)
24 3월 2009 - 4:13AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Expires:
February 28, 2011
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Kim Sang-Chul
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2. Date of Event Requiring Statement (MM/DD/YYYY)
3/13/2009
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3. Issuer Name
and
Ticker or Trading Symbol
Tremisis Energy Acquisition CORP II [TGY]
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(Last)
(First)
(Middle)
(135-270) 7TH FLOOR, SOFTFORUM B/D., 545-7 DOGOKDONG
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__
X
__ Director
_____ 10% Owner
___
X
___ Officer (give title below)
_____ Other (specify below)
Co-Chief Executive Officer /
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(Street)
GANGNAM, SEOUL, M5 135-170
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Option to purchase Warrants
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(1)
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(2)
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Warrants
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1821875
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$1.26
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D
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Option to purchase Warrants
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(1)
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(2)
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Warrants
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828125
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$1.26
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I
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By SoftForum Co., Ltd., an affiliate of Sang-Chul Kim
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Explanation of Responses:
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(
1)
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The option is exercisable upon the consummation of the Issuer's initial business combination, if any.
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(
2)
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The warrants underlying the option are exercisable for shares of common stock at an exercise price of $5.00 per share on the date that is six months after the consummation of the Issuer's initial business combination, if any.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Kim Sang-Chul
(135-270) 7TH FLOOR, SOFTFORUM B/D.
545-7 DOGOKDONG
GANGNAM, SEOUL, M5 135-170
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X
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Co-Chief Executive Officer
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Signatures
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/s/ Sang-Chul Kim
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3/19/2009
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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Tremisis Energy Acquisition Corp. Ii (AMEX:TGY)
과거 데이터 주식 차트
부터 5월(5) 2024 으로 6월(6) 2024
Tremisis Energy Acquisition Corp. Ii (AMEX:TGY)
과거 데이터 주식 차트
부터 6월(6) 2023 으로 6월(6) 2024
Tremisis Energy Acquisition Corp. Ii (아메리카 증권거래소)의 실시간 뉴스: 최근 기사 0
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